Charter Communications Transfer Agreement
TRANSFER AGREEMENT
This agreement is made this ~day Of~'~999, by and between:
1.1.1. City of Gilroy, California, a [charter city/] ("City"); and
1.1.2. Falcon Holding Group, L.P. (FHGLP); and
1.1.3 Falcon Cable Communications, LLC (FCCLLC); and
1.1.4. Falcon Communications, L.P. ("FCLP"); and
1.1.5. Falcon Cable Systems Company II, L.P. ("Falcon" or "Franchisee"); and
1.1.6 Charter Communications, Inc. (CCI); and
1.1.7. Charter Communications Holding Company, LLC ("Charter" or "Transferee");
and
1.1.8 All of the above 1.1.2. - 1.1.7 may be referred to collectively as "the
Companies."
RECITALS
WHEREAS, FCLP has agreed to an acquisition by Charter pursuant to a "Purchase
and Contribution Agreement dated May 26, 1999 (the "Proposed Transaction"); and
WHEREAS, Falcon, which is 99% owned by FCCLLC, which is 100% owned by FCLP,
which is 53% owned by FHGLP and 47% owned by TCI (A TT), currently operates under the
terms of a cable television Franchise Agreement (the "Franchise") granted by the City; and
WHEREAS, the City Code provides that prior approval of the City is required before a
franchise is sold, transferred or assigned in whole or in part, in any manner, including through
a change in control of the person that owns or controls the Franchisee; and
WHEREAS, on or about June 23, 1999, Charter and FCLP filed FCC Form 394
pursuant to the 1992 Cable Act and FCC regulations, and have requested that the City
approve the application for a transfer of control of the Franchisee from FCLP to Charter (the
"Application"); and
WHEREAS, the City has substantial concerns with regard to, among other things, the
past technical performance of Falcon and with regard to the quality of service provided to
citizens and franchise compliance while it has held the Franchise; and
WHEREAS, the City and Falcon have been engaged in an extended franchise renewal
process which has resulted in a negotiated proposed renewal franchise ("Renewal Franchise");
and
WHEREAS, the City is willing to act affirmatively on the Application so long as Charter
agrees that it will be bound by all of the provisions, terms, conditions and limitations prescribed
in both the current Franchise and the Renewal Franchise (Exhibit A), and all applicable federal,
state, and local laws to the maximum extent required by law, and subject to conditions ensuring
that the Companies representations are accurate as they may affect (1) the Companies' liability
for past acts and omissions, and (2) the financial qualifications of Charter and its parent
corporations; and
. WHEREAS, relying on the representations of the Companies, the City is willing to grant
its consent to the Application, as long as the Companies' representations are complete and
accurate; and
WHEREAS, Falcon and Charter have agreed to abide by the provisions, terms
conditions, and limitations prescribed in the current Franchise and the negotiated renewal
franchise and all applicable federal, state, and local laws to the maximum extent required by
law, and subject to conditions ensuring that Charter's and Falcon's representations are
accurate as they may affect (1) the Companies' liability for past acts and omissions, and (2) the
financial qualifications of Charter and its parent corporation.
NOW, THEREFORE, in consideration of the City's consent to the Application, and
subject to the terms and conditions of this Agreement and of the City's Resolution granting
conditional consent to the Application, THE PARTIES DO HEREBY AGREE as follows:
1. TRANSFER OF FRANCHISE
1.1. In consideration for the promises and performances of the Companies, as
expressed elsewhere in this Transfer Agreement (Agreement), the City hereby consents to the
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transfer of control of its Cable Television Franchise from FCLP to Charter as specified in the
Application.
1.2. The City reserves all rights not expressly granted in this Agreement. In
particular and without limitation:
1.2.1. Neither this Agreement, nor any other action or omission by the City at or
before the execution of this Agreement, shall be construed to grant the City's consent to any
future transfer of the Franchise and/or the cable system, and/or change in ownership and/or
control of the Franchises and/or the cable system, or to mean that the City's consent to any
future transaction is not required, except that Charter may: (a) restructure debt; (b) pledge or
grant a security interest to any lender(s) of Charter's assets, including but not limited to, the
franchise or interests in Charter, for purposes of securing an indebtedness, and; (c) sell capital
stock of Charter, or any of Charter's affiliate companies in a transaction commonly known as
an "initial public offering" without obtaining prior consent of the City; provided that Charter
represents in writing to the City that any such transaction will not materially affect compliance
with the Franchise Documents and that any affiliated Charter entity with an ownership interest
in the Franchise shall fully comply with the terms of the Franchise Documents. Without limiting
the foregoing, the approval of the Application does not itself authorize or permit Charter to
lease or use the cable system to provide services other than cable services, or to install non-
cable facilities, without obtaining the authorizations or approvals validly required by the City.
1.2.2. The City waives none of its rights with respect to Falcon's compliance
with the terms, conditions, requirements and obligations set forth in the Franchise Documents
("Franchise Documents') which are hereinafter defined as the Franchise currently in force, the
City Code as it may be amended from time to time, as well as those Transfer Agreements,
Resolutions and Orders necessary to transfer ownership or control since the beginning of the
Franchise terms including the City's right to compel Charter to comply with the Franchise
Documents.
1.2.3. Falcon and Charter acknowledge and agree that the City is not, by
approving the Application, agreeing that any past practice or course of conduct by Falcon, including
its direct or indirect parent corporations or predecessors, complied with the Franchise Documents.
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Falcon and Charter agree that the City is not deciding that either of them is financially, legally, or
technically qualified to hold the Franchises; and the parties hereto agree that the City may and has
properly reserved consideration of those issues to any renewal proceeding.
2. ACCEPTANCE OF FRANCHISE OBLIGATIONS
2.1. Compliance with Franchises - Franchisee agrees to fully comply with all of the terms
and conditions set forth in the Franchise Documents. Charter agrees that it will not take any action,
fail to take any action, or assert any claim or defense inconsistent with those obligations including,
by way of example and not limitation, a claim that as a result of the Proposed Transaction, Charter,
FCLP, FCCLLP, or Franchisee is relieved of liability for past acts or omissions. To the extent that
any provisions of any document associated with the Proposed Transaction or approval of the
Proposed Transaction between Charter and Franchisee (including but not limited to financing
documents, mortgages and other instruments) conflicts with the Franchise Documents (other than
the express provisions of this Agreement), the parties agree they are not approved, and the
approval of the Application is subject to the condition that such provisions, if any, shall be of no
force or effect with respect to the cable system serving the City.
2.2. Assumption of ObliQations - From and after the Transaction, Charter shall be jointly
and severally liable with Franchisee for past acts and omissions of Franchisee and Charter shall be
liable for the future acts and omissions of Franchisee or any of its direct and indirect parents and
predecessors, known and unknown. Without limiting the foregoing, Charter hereby assumes joint
and several liability for, and accepts the consequences of, any such acts and omissions, known
and unknown, and assumes liability for any and all of Franchisee's (including its direct and indirect
parents and predecessors, known and unknown) previously accrued but unfulfilled obligations to
the City under the Franchise Documents, unless and until such obligations are expressly released
by mutual agreement. The City's approval of the Application does not in any way release any
obligation related to any past actions, omissions, practices, or system operations (including charges
to subscribers) of Franchisee (or any of their direct and indirect parents or predecessors) or any
obligation arising out of any failure to comply with California or federal law. The City may vindicate
its rights by action brought against Franchisee and/or Charter, to the extent consistent with the
assumptions of obligations in this paragraph.
2.3. Charter and Falcon acknowledge and agree that the consent to the Application is
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made in reliance upon the representations, documents, and information provided by Charter and
Falcon in connection with the Proposed Transaction, all of which are incorporated into this
Agreement by this reference. Without limiting the foregoing, the Companies have warranted that
the City may rely on the Form 394 submitted to the City in connection with the Proposed
Transaction. The Companies represent and warrant that: (1) the Proposed Transaction will not
materially adversely affect the costs of the entity holding the Franchise, so that the Franchisee's
ability to satisfy the cable-related needs and interests of the City will not be affected; (2) there is
nothing in any agreement related to the Proposed Transaction that would prevent or in any way
inhibit Franchisee or Charter from agreeing to a renewal franchise, or from settling past compliance
issues as proposed by the City.
3. ADDITIONAL CONDITIONS
3.1. In the event the transaction described in the Form 394: (a) does not close; (b)
does not close before December 31, 1999; or (c) closes on terms that are in any material
respect different from the terms disclosed to the City in writing, then this Agreement and any
City consent to the Application shall be void and of no force or effect, and the Application
deemed to have been timely denied; provided that nothing herein shall prevent the City, upon
a request from Falcon or Charter, from granting an extension beyond December 31, 1999.
3.2. The Companies hereby waive any and all claims that they may have that any
denial of the Application that results from this Section 3 fails to satisfy the deadlines
established by applicable law including, without limitation, claims based on, arising out of, or
relating to 47 USC ~537, as amended, and agree that they shall be deemed to have agreed to
an extension of time to act on the Application as required to make any denial effective.
3.3. The Companies represent and warrant that the Proposed Transaction will not
result in the City's cable system having responsibility for any additional debt, in any respect
that would adversely affect the financial position of Franchisee including any affect on the
future cable-related needs and interests of the community.
3.4 CCI and Charter agree that they will not enter into any arrangement which would
result in the transfer of ownership or control of the cable system from Charter, or result in a
transfer, without obtaining the prior approval of the City if approval is required by the Franchise
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Documents. Further, any transferee or new controlling entity must become a party to the
Franchise as required by the Franchise Documents.
3.5 Franchisee and Charter agree to abide by the provisions, terms conditions, and
limitations prescribed in the current Franchise. As a condition of the approval of this Transfer
Application, the parties to this Agreement agree to adopt and abide by the provisions, terms,
conditions, and limitations prescribed in the negotiated renewal franchise (Exhibit A) and agree
that the City has conducted the franchise renewal process consistent with all applicable
Federal, state, and local law.
3.6. Upon invoice by the City, Falcon agrees that it shall within 30 days of the invoice
reimburse the City for all reasonable, direct, out of pocket costs the City incurred in analyzing
and acting upon the Application. The reimbursement amount to be paid by Falcon shall not
exceed a total of $15,000 for the Cities of Gilroy, Hollister, and San Juan Bautista.
4. RATES
4.1 The Franchisee and Charter agree that the Proposed Transaction will not result in
any increase in the rates for basic cable service and the Franchisee and Charter will not rely upon
an increase in debt service or in debt service coverage, if any, that results from the proposed
Transaction, to justify an increase in rates for cable services.
4.2 No expenses incurred or amounts expended by the Companies in connection with
the Proposed Transaction, including any such expenditures to comply with the terms of this
Agreement, may be passed through to subscribers to the system in any form, or itemized on
subscriber bills.
5. REPRESENTATIONS AND WARRANTIES
5.1 Each of the Companies hereby represent and warrant that at the time of the
execution of this Agreement: (a) they are duly organized, validly existing and in good standing
under the laws of the jurisdiction in which it is organized; (b) the Franchise Documents and,
assuming due execution hereof by the other parties hereto, this Agreement constitute legal,
valid and binding obligations of such company enforceable in accordance with their terms to
the maximum extent required by law, provided it is understood no party waives its right to
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object to any term inconsistent with applicable law; (c) the execution and delivery of, and
performance by such company under, this Agreement and the Franchise Documents, where
applicable, are within such company's power and authority without the joinder or consent of
any other party and have been duly authorized by all requisite corporate or partnership action
on the part of such company's partnership agreement, charter, bylaws, and/or other
organizational documents; and (d) the execution and delivery of this Agreement does not
contravene, result in a breach of, or constitute a default under, any contract or agreement to
which any of them is a party or by which any of them or any of their properties may be bound
(nor would such execution and delivery constitute such a default with the passage of time or
the giving of notice or both), and does not violate or contravene any law, order, decree, rule,
regulation or restriction to which any of them is subject.
5.2 The Companies represent and warrant that they are not asserting that the
Franchisee or Charter will be permitted to provide services in addition to cable services as a
result of the approval of the Application.
5.3 Charter Communications, Inc. agrees that, from and after the consummation of
the Proposed Transaction, it will not take any action to cause Charter or the Franchisee to fail
to fully comply with all of the lawful terms and conditions set forth in the Franchise Documents
and (when executed and delivered) this Agreement. To the extent that any provisions of any
document associated with the Proposed Transaction, or any other contract, conflicts with the
lawful provisions of the Franchise Documents, this Agreement or applicable federal, state or
local laws, the parties agree they are not approved, and the Application is subject to the
condition that such provisions, if any, shall be of no force or effect with respect to the System
serving the City.
5.4. The Companies acknowledge and agree that the City's consent to the
Application is made in reliance upon the representations, documents, and information provided
by Charter and FCLP in connection with the Application. The Companies are jointly and
severably liable for their representations and warranties; and that the representations and
warranties include, without limitation the following:
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5.4.1. Charter and Franchisee agree to comply with all lawful Federal, State,
and local requirements with respect to nondiscriminatory access to Falcon's cable modem
platform for providers of Internet access service provided however, that prior to the enactment
or enforcement of any such requirement by the City, Franchisee shall be provided with
reasonable notice and an opportunity to be heard including the right to present evidence on
any findings made or required to be made by the City with respect to such a requirement.
Further, Charter agrees that should it or any direct or indirect parent corporation, enter into any
agreement with a franchising authority that requires the provision of non-discriminatory access
to its cable modem platform for providers of Internet access services, then the same
contractual provision will be made available upon the City's request in these Franchises upon
equivalent terms and conditions.
5.4.2. Charter agrees that personally identifiable subscriber information as that
term is used in 47 USC Section 551 will be used only in accordance with the provisions of the
Cable Communications Policy Act of 1984, as amended by the Telecommunications Act of
1996.
5.4.3. Charter agrees that any consolidation of its customer service functions
under itself or any parent company will not in any way interfere with Franchisee's compliance
with the customer service requirements of the Franchise.
5.4.4. Charter and Franchisee agree that additional transfers of ownership or
control of this Franchise would be a disproportionate burden upon the City. Charter agrees,
therefore, to guarantee and assume liability for all reasonable costs incurred by the City in
analyzing and acting upon any transfer application filed within 36 months of the closure of the
Proposed Transaction.
5.4.5. Charter and Falcon agree to indemnify and hold the City harmless
against any loss, claim, damage, liability or expense (including, without limitation, reasonable
attorneys' fees) proximately caused by any representation or warranty made by that any
Company herein which proves to be untrue or inaccurate in any material respect.
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5.4.6. Charter and Falcon agree that any content enhanced residential Internet
service it may provide constitutes a cable service within the meaning of 47 USC Section 522
unless and until the FCC by final order or a court of competent jurisdiction finds that residential
Internet access provided over a cable system is not a cable service. Revenues received by
Falcon or any other Cable Operator of the Cable System from the provision of content
enhanced residential Internet service over the Cable System as a cable service shall be
included within gross revenues for the purpose of the franchise fee calculation.
6. MISCELLANEOUS PROVISIONS
6.1. Effective Date: This Agreement shall be effective and binding upon the
signatories once it has been signed by all signatories, subject to any conditions contained
herein
6.2. Entire Aoreement: This Agreement constitutes the entire agreement of the
parties with respect to the settlement of the matters addressed herein. No statements,
promises or inducements inconsistent with this Agreement made by any party shall be valid or
binding, unless in writing and executed by all parties. This Agreement may only be modified
by written amendments hereto signed by all parties.
6.3 Breach: A material breach of this Agreement shall be deemed a material
breach of the Franchise.
6.4 Bindino Acceptance: This Agreement shall bind and benefit the parties hereto
and their respective heirs, beneficiaries, administrators, executors, receivers, trustees,
successors and assigns, and the promises and obligations herein shall survive the expiration
date hereof. Any purported assignment of this Agreement is void without the express written
consent of the signatories.
6.5 Voluntary Aoreement: This Agreement is freely and voluntarily given by each
party, without any duress or coercion, and after each party has consulted with its counsel.
Each party has carefully and completely read all of the terms and provisions of this Agreement.
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6.6. Severability: If any term, condition, or provision of this Agreement shall, to any
extent, be held to be invalid, preempted, or unenforceable, the remainder shall be valid in all
other respects and continue to be effective.
6.7. Counterparts: This Agreement may be executed in several counterparts, each
of which when so executed shall be deemed to be an original copy, and all of which together
shall constitute one agreement binding on all parties hereto, notwithstanding that all parties
shall not have signed the same counterparts.
6.8. GoverninQ Law: This Agreement shall be governed in all respects by the law of
the State of California.
6.9. Time of Essence: In determining whether a party has substantially complied
with this Agreement, the parties agree that time is of the essence.
6.10. Captions and References: The captions and headings of sections throughout
this Agreement are intended solely to facilitate reading and reference to the sections and
provisions of this Agreement. Such captions shall not affect the meaning or interpretation of
this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Transfer Agreement as of the
day and year first above written.
.-
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" 'I
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City Clerk thereof
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FALCON CABLE SYSTEMS COMPANY II, L.P.
a California limited partnership
By: Falcon Cable Communications, LLC,
a Delaware limited liability company,
its general partner
By:
[Name, Title]
FALCON CABLE COMMUNICATIONS, LLC,
a Delaware limited liability company
By:
[Name, Title]
FALCON COMMUNICATIONS, L.P.,
a California limited partnership
By: Falcon Holding Group, L.P.,
a Delaware limited partnership
its managing general partner
By: Falcon Holding Group, Inc.,
a California corporation,
its general partner
By:
[Name, Title]
FALCON HOLDING GROUP, L.P.,
a Delaware limited partnership
By: Falcon Holding Group, Inc.,
a California corporation,
its general partner
By:
[Name, Title]
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CHARTER COMMUNICATIONS
COMPANY, L.L.C.
By:
Title:
HOLDING
CHARTER COMMUNICATIONS, INC.
By:
Title:
~OVED AS TO FORM:
~C/~
City Attorney
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TRANSFER AGREEMENT
This agreement is made this _ day of October, 1999, by and between:
1.1.1. City of Gilroy, California, a [charter city/] ("City"); and
1.1.2. Falcon Holding Group, L.P. (FHGLP); and
1.1.3 Falcon Cable Communications, LLC (FCCLLC); and
1.1.4. Falcon Communications, L.P. ("FCLP"); and
1.1.5. Falcon Cable Systems Company II, L.P. ("Falcon" or "Franchisee"); and
1.1.6 Charter Communications, Inc. (CCI); and
1.1.7. Charter Communications Holding Company, LLC ("Charter" or "Transferee"); and
1.1.8 All of the above 1.1.2. - 1.1.7 may be referred to collectively as "the
Companies."
RECITALS
WHEREAS, FCLP has agreed to an acquisition by Charter pursuant to a "Purchase and
Contribution Agreement dated May 26, 1999 (the "Proposed Transaction"); and
WHEREAS, Falcon, which is 99% owned by FCCLLC, which is 100% owned by FCLP,
which is 53% owned by FHGLP and 47% owned by TCI (ATT) , currently operates under the
terms of a cable television Franchise Agreement (the "Franchise") granted by the City; and
WHEREAS, the City Code provides that prior approval of the City is required before a
franchise is sold, transferred or assigned in whole or in part, in any manner, including through a
change in control of the person that owns or controls the Franchisee; and
WHEREAS, on or about June 23, 1999, Charter and FCLP filed FCC Form 394 pursuant
to the 1992 Cable Act and FCC regulations, and have requested that the City approve the
application for a transfer of control of the Franchisee from FCLP to Charter (the "Application");
and
WHEREAS, the City has substantial concerns with regard to, among other things, the
past technical performance of Falcon and with regard to the quality of service provided to
citizens and franchise compliance while it has held the Franchise; and
WHEREAS, the City and Falcon have been engaged in an extended franchise renewal
process which has resulted in a negotiated proposed renewal franchise ("Renewal Franchise");
and
WHEREAS, the City is willing to act affirmatively on the Application so long as Charter
agrees that it will be bound by all of the provisions, terms, conditions and limitations prescribed
in both the current Franchise and the Renewal Franchise (Exhibit A), and all applicable federal,
state, and local laws to the maximum extent required by law, and subject to conditions ensuring
that the Companies representations are accurate as they may affect (1) the Companies' liability
for past acts and omissions, and (2) the financial qualifications of Charter and its parent
corporations; and
WHEREAS, relying on the representations of the Companies, the City is willing to grant
its consent to the Application, as long as the Companies' representations are complete and
accurate; and
WHEREAS, Falcon and Charter have agreed to abide by the provisions, terms
conditions, and limitations prescribed in the current Franchise and the negotiated renewal
franchise and all applicable federal, state, and local laws to the maximum extent required by
law, and subject to conditions ensuring that Charter's and Falcon's representations are
accurate as they may affect (1) the Companies' liability for past acts and omissions, and (2) the
financial qualifications of Charter and its parent corporation.
NOW, THEREFORE, in consideration of the City's consent to the Application, and
subject to the terms and conditions of this Agreement and of the City's Resolution granting
conditional consent to the Application, THE PARTIES DO HEREBY AGREE as follows:
1. TRANSFER OF FRANCHISE
1.1. In consideration for the promises and performances of the Companies, as
expressed elsewhere in this Transfer Agreement (Agreement), the City hereby consents to the
transfer of control of its Cable Television Franchise from FCLP to Charter as specified in the
Application.
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1.2. The City reserves all rights not expressly granted in this Agreement. In particular
and without limitation:
1.2.1. Neither this Agreement, nor any other action or omission by the City at or
before the execution of this Agreement, shall be construed to grant the City's consent to any
future transfer of the Franchise and/or the cable system, and/or change in ownership and/or
control of the Franchises and/or the cable system, or to mean that the City's consent to any
future transaction is not required, except that Charter may: (a) restructure debt; (b) pledge or
grant a security interest to any lender(s) of Charter's assets, including but not limited to, the
franchise or interests in Charter, for purposes of securing an indebtedness, and; (c) sell capital
stock of Charter, or any of Charter's affiliate companies in a transaction commonly known as an
"initial public offering" without obtaining prior consent of the City; provided that Charter
represents in writing to the City that any such transaction will not materially affect compliance
with the Franchise Documents and that any affiliated Charter entity with an ownership interest
in the Franchise shall fully comply with the terms of the Franchise Documents. Without limiting
the foregoing, the approval of the Application does not itself authorize or permit Charter to lease
or use the cable system to provide services other than cable services, or to install non-cable
facilities, without obtaining the authorizations or approvals validly required by the City.
1.2.2. The City waives none of its rights with respect to Falcon's compliance
with the terms, conditions, requirements and obligations set forth in the Franchise Documents
("Franchise Documents') which are hereinafter defined as the Franchise currently in force, the
City Code as it may be amended from time to time, as well as those Transfer Agreements,
Resolutions and Orders necessary to transfer ownership or control since the beginning of the
Franchise terms including the City's right to compel Charter to comply with the Franchise
Documents.
1.2.3. Falcon and Charter acknowledge and agree that the City is not, by
approving the Application, agreeing that any past practice or course of conduct by Falcon,
including its direct or indirect parent corporations or predecessors, complied with the Franchise
Documents. Falcon and Charter agree that the City is not deciding that either of them is
financially, legally, or technically qualified to hold the Franchises; and the parties hereto agree that
the City may and has properly reserved consideration of those issues to any renewal proceeding.
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2. ACCEPTANCE OF FRANCHISE OBLIGATIONS
2.1. Compliance with Franchises - Franchisee agrees to fully comply with all of the
terms and conditions set forth in the Franchise Documents. Charter agrees that it will not take
any action, fail to take any action, or assert any claim or defense inconsistent with those
obligations including, by way of example and not limitation, a claim that as a result of the
Proposed Transaction, Charter, FCLP, FCCLLP, or Franchisee is relieved of liability for past acts
or omissions. To the extent that any provisions of any document associated with the Proposed
Transaction or approval of the Proposed Transaction between Charter and Franchisee (including
but not limited to financing documents, mortgages and other instruments) conflicts with the
Franchise Documents (other than the express provisions of this Agreement), the parties agree
they are not approved, and the approval of the Application is subject to the condition that such
provisions, if any, shall be of no force or effect with respect to the cable system serving the City.
2.2. Assumption of Obligations - From and after the Transaction, Charter shall be jointly
and severally liable with Franchisee for past acts and omissions of Franchisee and Charter shall
be liable for the future acts and omissions of Franchisee or any of its direct and indirect parents
and predecessors, known and unknown. Without limiting the foregoing, Charter hereby assumes
joint and several liability for, and accepts the consequences of, any such acts and omissions,
known and unknown, and assumes liability for any and all of Franchisee's (including its direct and
indirect parents and predecessors, known and unknown) previously accrued but unfulfilled
obligations to the City under the Franchise Documents, unless and until such obligations are
expressly released by mutual agreement. The City's approval of the Application does not in any
way release any obligation related to any past actions, omissions, practices, or system operations
(including charges to subscribers) of Franchisee (or any of their direct and indirect parents or
predecessors) or any obligation arising out of any failure to comply with California or federal law.
The City may vindicate its rights by action brought against Franchisee and/or Charter, to the
extent consistent with the assumptions of obligations in this paragraph.
2.3. Charter and Falcon acknowledge and agree that the consent to the Application is
made in reliance upon the representations, documents, and information provided by Charter and
Falcon in connection with the Proposed Transaction, all of which are incorporated into this
Agreement by this reference. Without limiting the foregoing, the Companies have warranted that
the City may rely on the Form 394 submitted to the City in connection with the Proposed
Transaction. The Companies represent and warrant that: (1) the Proposed Transaction will not
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materially adversely affect the costs of the entity holding the Franchise, so that the Franchisee's
ability to satisfy the cable-related needs and interests of the City will not be affected; (2) there is
nothing in any agreement related to the Proposed Transaction that would prevent or in any way
inhibit Franchisee or Charter from agreeing to a renewal franchise, or from settling past
compliance issues as proposed by the City.
3. ADDITIONAL CONDITIONS
3.1. In the event the transaction described in the Form 394: (a) does not close; (b)
does not close before December 31, 1999; or (c) closes on terms that are in any material
respect different from the terms disclosed to the City in writing, then this Agreement and any
City consent to the Application shall be void and of no force or effect, and the Application
deemed to have been timely denied; provided that nothing herein shall prevent the City, upon a
request from Falcon or Charter, from granting an extension beyond December 31, 1999.
3.2. The Companies hereby waive any and all claims that they may have that any
denial of the Application that results from this Section 3 fails to satisfy the deadlines established
by applicable law including, without limitation, claims based on, arising out of, or relating to 47
USC 9537, as amended, and agree that they shall be deemed to have agreed to an extension
of time to act on the Application as required to make any denial effective.
3.3. The Companies represent and warrant that the Proposed Transaction will not
result in the City's cable system having responsibility for any additional debt, in any respect that
would adversely affect the financial position of Franchisee including any affect on the future
cable-related needs and interests of the community.
3.4 CCI and Charter agree that they will not enter into any arrangement which would
result in the transfer of ownership or control of the cable system from Charter, or result in a
transfer, without obtaining the prior approval of the City if approval is required by the Franchise
Documents. Further, any transferee or new controlling entity must become a party to the
Franchise as required by the Franchise Documents.
3.5 Franchisee and Charter agree to abide by the provisions, terms conditions, and
limitations prescribed in the current Franchise. As a condition of the approval of this Transfer
Application, the parties to this Agreement agree to adopt and abide by the provisions, terms,
5
conditions, and limitations prescribed in the negotiated renewal franchise (Exhibit A) and agree
that the City has conducted the franchise renewal process consistent with all applicable
Federal, state, and local law.
3.6. Upon invoice by the City, Falcon agrees that it shall within 30 days of the invoice
reimburse the City for all reasonable, direct, out of pocket costs the City incurred in analyzing
and acting upon the Application. The reimbursement amount to be paid by Falcon shall not
exceed a total of $15,000 for the Cities of Gilroy, Hollister, and San Juan Bautista.
4. RATES
4.1 The Franchisee and Charter agree that the Proposed Transaction will not result in
any increase in the rates for basic cable service and the Franchisee and Charter will not rely upon
an increase in debt service or in debt service coverage, if any, that results from the proposed
Transaction, to justify an increase in rates for cable services.
4.2 No expenses incurred or amounts expended by the Companies in connection with
the Proposed Transaction, including any such expenditures to comply with the terms of this
Agreement, may be passed through to subscribers to the system in any form, or itemized on
subscriber bills.
5. REPRESENTATIONS AND WARRANTIES
5.1 Each of the Companies hereby represent and warrant that at the time of the
execution of this Agreement: (a) they are duly organized, validly existing and in good standing
under the laws of the jurisdiction in which it is organized; (b) the Franchise Documents and,
assuming due execution hereof by the other parties hereto, this Agreement constitute legal,
valid and binding obligations of such company enforceable in accordance with their terms to the
maximum extent required by law, provided it is understood no party waives its right to object to
any term inconsistent with applicable law; (c) the execution and delivery of, and performance by
such company under, this Agreement and the Franchise Documents, where applicable, are
within such company's power and authority without the joinder or consent of any other party
and have been duly authorized by all requisite corporate or partnership action on the part of
such company's partnership agreement, charter, bylaws, and/or other organizational
documents; and (d) the execution and delivery of this Agreement does not contravene, result in
a breach of, or constitute a default under, any contract or agreement to which any of them is a
6
party or by which any of them or any of their properties may be bound (nor would such
execution and delivery constitute such a default with the passage of time or the giving of notice
or both), and does not violate or contravene any law, order, decree, rule, regulation or
restriction to which any of them is subject.
5.2 The Companies represent and warrant that they are not asserting that the
Franchisee or Charter will be permitted to provide services in addition to cable services as a
result of the approval of the Application.
5.3 Charter Communications, Inc. agrees that, from and after the consummation of
the Proposed Transaction, it will not take any action to cause Charter or the Franchisee to fail to
fully comply with all of the lawful terms and conditions set forth in the Franchise Documents and
(when executed and delivered) this Agreement. To the extent that any provisions of any
document associated with the Proposed Transaction, or any other contract, conflicts with the
lawful provisions of the Franchise Documents, this Agreement or applicable federal, state or
local laws, the parties agree they are not approved, and the Application is subject to the
condition that such provisions, if any, shall be of no force or effect with respect to the System
serving the City.
5.4. The Companies acknowledge and agree that the City's consent to the
Application is made in reliance upon the representations, documents, and information provided
by Charter and FCLP in connection with the Application. The Companies are jointly and
severably liable for their representations and warranties; and that the representations and
warranties include, without limitation the following:
5.4.1. Charter and Franchisee agree to comply with all lawful Federal, State,
and local requirements with respect to nondiscriminatory access to Falcon's cable modem
platform for providers of Internet access service provided however, that prior to the enactment
or enforcement of any such requirement by the City, Franchisee shall be provided with
reasonable notice and an opportunity to be heard including the right to present evidence on any
findings made or required to be made by the City with respect to such a requirement. Further,
Charter agrees that should it or any direct or indirect parent corporation, enter into any
agreement with a franchising authority that requires the provision of non-discriminatory access
to its cable modem platform for providers of Internet access services, then the same contractual
7
provision will be made available upon the City's request in these Franchises upon equivalent
terms and conditions.
5.4.2. Charter agrees that personally identifiable subscriber information as that
term is used in 47 USC Section 551 will be used only in accordance with the provisions of the
Cable Communications Policy Act of 1984, as amended by the Telecommunications Act of
1996.
5.4.3. Charter agrees that any consolidation of its customer service functions
under itself or any parent company will not in any way interfere with Franchisee's compliance
with the customer service requirements of the Franchise.
5.4.4. Charter and Franchisee agree that additional transfers of ownership or
control of this Franchise would be a disproportionate burden upon the City. Charter agrees,
therefore, to guarantee and assume liability for all reasonable costs incurred by the City in
analyzing and acting upon any transfer application filed within 36 months of the closure of the
Proposed Transaction.
5.4.5. Charter and Falcon agree to indemnify and hold the City harmless
against any loss, claim, damage, liability or expense (including, without limitation, reasonable
attorneys' fees) proximately caused by any representation or warranty made by that any
Company herein which proves to be untrue or inaccurate in any material respect.
5.4.6. Charter and Falcon agree that any content enhanced residential Internet
service it may provide constitutes a cable service within the meaning of 47 USC Section 522
unless and until the FCC by final order or a court of competent jurisdiction finds that residential
Internet access provided over a cable system is not a cable service. Revenues received by
Falcon or any other Cable Operator of the Cable System from the provision of content enhanced
residential Internet service over the Cable System as a cable service shall be included within
gross revenues for the purpose of the franchise fee calculation.
6. MISCELLANEOUS PROVISIONS
8
6.1. Effective Date: This Agreement shall be effective and binding upon the
signatories once it has been signed by all signatories, subject to any conditions contained
herein
6.2. Entire Agreement: This Agreement constitutes the entire agreement of the
parties with respect to the settlement of the matters addressed herein. No statements,
promises or inducements inconsistent with this Agreement made by any party shall be valid or
binding, unless in writing and executed by all parties. This Agreement may only be modified by
written amendments hereto signed by all parties.
6.3 Breach: A material breach of this Agreement shall be deemed a material breach
of the Franchise.
6.4 Binding Acceptance: This Agreement shall bind and benefit the parties hereto
and their respective heirs, beneficiaries, administrators, executors, receivers, trustees,
successors and assigns, and the promises and obligations herein shall survive the expiration
date hereof. Any purported assignment of this Agreement is void without the express written
consent of the signatories.
6.5 Voluntary Agreement: This Agreement is freely and voluntarily given by each
party, without any duress or coercion, and after each party has consulted with its counsel.
Each party has carefully and completely read all of the terms and provisions of this Agreement.
6.6. Severabilitv: If any term, condition, or provision of this Agreement shall, to any
extent, be held to be invalid, preempted, or unenforceable, the remainder shall be valid in all
other respects and continue to be effective.
6.7. Counterparts: This Agreement may be executed in several counterparts, each of
which when so executed shall be deemed to be an original copy, and all of which together shall
constitute one agreement binding on all parties hereto, notwithstanding that all parties shall not
have signed the same counterparts.
6.8. Governing Law: This Agreement shall be governed in all respects by the law of
the State of California.
9
6.9. Time of Essence: In determining whether a party has substantially complied with
this Agreement, the parties agree that time is of the essence.
6.10. Captions and References: The captions and headings of sections throughout
this Agreement are intended solely to facilitate reading and reference to the sections and
provisions of this Agreement. Such captions shall not affect the meaning or interpretation of
this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Transfer Agreement as of the
day and year first above written.
APPROVED:
City of Gilroy
ATTEST:
City Clerk thereof
FALCON CABLE SYSTEMS COMPANY II, L.P.
a California limited partnership
By: Falcon Cable Communications, LLC,
a Delaware limited liability company,
its general partner ~
By: Q~ tf'2'
[Name, Title] ..-
FALCON CABLE COMMUNICATIONS, LLC,
a Delaware limited liability company
B~~~~().
[Name, Title
10
FALCON COMMUNICATIONS, L.P.,
a California limited partnership
By: Falcon Holding Group, L.P.,
a Delaware limited partnership
its managing general partner
By: Falcon Holding Group, Inc.,
a California corporation,
its general partner
By:c::9(~~A ~ ,9
[Name, Title]
FALCON HOLDING GROUP, L.P.,
a Delaware limited partnership
By: Falcon Holding Group, Inc.,
a California corporation,
its general partner
BY~~~~P
~, Title] -
CHARTER COMMUNICATIONS
COMPANY, L.L.C.
By:
Title:
CHARTER COMMUNICATIONS, INC.
By:
Title:
APPROVED AS TO FORM:
City Attorney
11
HOLDING
TRANSFER AGREEMENT
This agreement is made this _ day of October, 1999, by and between:
1.1.1. City of Gilroy, California, a [charter city!] ("City"); and
1.1.2. Falcon Holding Group, L.P. (FHGLP); and
1.1.3 Falcon Cable Communications, LLC (FCCLLC); and
1.1.4. Falcon Communications, L.P. ("FCLP"); and
1.1.5. Falcon Cable Systems Company II, L.P. ("Falcon" or "Franchisee"); and
1.1.6 Charter Communications, Inc. (CCI); and
1.1.7. Charter Communications Holding Company, LLC ("Charter" or "Transferee"); and
1.1.8 All of the above 1.1.2. - 1.1.7 may be referred to collectively as "the
Companies."
RECITALS
WHEREAS, FCLP has agreed to an acquisition by Charter pursuant to a "Purchase and
Contribution Agreement dated May 26, 1999 (the "Proposed Transaction"); and
WHEREAS, Falcon, which is 99% owned by FCCLLC, which is 100% owned by FCLP,
which is 53% owned by FHGLP and 47% owned by TCI (ATT), currently operates under the
terms of a cable television Franchise Agreement (the "Franchise") granted by the City; and
WHEREAS, the City Code provides that prior approval of the City is required before a
franchise is sold, transferred or assigned in whole or in part, in any manner, including through a
change in control of the person that owns or controls the Franchisee; and
WHEREAS, on or about June 23, 1999, Charter and FCLP filed FCC Form 394
pursuant to the 1992 Cable Act and FCC regulations, and have requested that the City approve
the application for a transfer of control of the Franchisee from FCLP to Charter (the
"Application"); and
WHEREAS, the City has substantial concerns with regard to, among other things, the
past technical performance of Falcon and with regard to the quality of service provided to
citizens and franchise compliance while it has held the Franchise; and
WHEREAS, the City and Falcon have been engaged in an extended franchise renewal
process which has resulted in a negotiated proposed renewal franchise ("Renewal Franchise");
and
WHEREAS, the City is willing to act affirmatively on the Application so long as Charter
agrees that it will be bound by all of the provisions, terms, conditions and limitations prescribed
in both the current Franchise and the Renewal Franchise (Exhibit A), and all applicable federal,
state, and local laws to the maximum extent required by law, and subject to conditions ensuring
that the Companies representations are accurate as they may affect (1) the Companies' liability
for past acts and omissions, and (2) the financial qualifications of Charter and its parent
corporations; and
WHEREAS, relying on the representations of the Companies, the City is willing to grant
its consent to the Application, as long as the Companies' representations are complete and
accurate; and
WHEREAS, Falcon and Charter have agreed to abide by the provISions, terms
conditions, and limitations prescribed in the current Franchise and the negotiated renewal
franchise and all applicable federal, state, and local laws to the maximum extent required by
law, and subject to conditions ensuring that Charter's and Falcon's representations are
accurate as they may affect (1) the Companies' liability for past acts and omissions, and (2) the
financial qualifications of Charter and its parent corporation.
NOW, THEREFORE, in consideration of the City's consent to the Application, and
subject to the terms and conditions of this Agreement and of the City's Resolution granting
conditional consent to the Application, THE PARTIES DO HEREBY AGREE as follows:
1. TRANSFER OF FRANCHISE
1.1. In consideration for the promises and performances of the Companies, as
expressed elsewhere in this Transfer Agreement (Agreement), the City hereby consents to the
2
transfer of control of its Cable Television Franchise from FCLP to Charter as specified in the
Application.
1.2. The City reserves all rights not expressly granted in this Agreement. In particular
and without limitation:
1.2.1. Neither this Agreement, nor any other action or omission by the City at or
before the execution of this Agreement, shall be construed to grant the City's consent to any
future transfer of the Franchise and/or the cable system, and/or change in ownership and/or
control of the Franchises and/or the cable system, or to mean that the City's consent to any
future transaction is not required, except that Charter may: (a) restructure debt; (b) pledge or
grant a security interest to any lender(s) of Charter's assets, including but not limited to, the
franchise or interests in Charter, for purposes of securing an indebtedness, and; (c) sell capital
stock of Charter, or any of Charter's affiliate companies in a transaction commonly known as an
"initial public offering" without obtaining prior consent of the City; provided that Charter
represents in writing to the City that any such transaction will not materially affect compliance
with the Franchise Documents and that any affiliated Charter entity with an ownership interest in
the Franchise shall fully comply with the terms of the Franchise Documents. Without limiting the
foregoing, the approval of the Application does not itself authorize or permit Charter to lease or
use the cable system to provide services other than cable services, or to install non-cable
facilities, without obtaining the authorizations or approvals validly required by the City.
1.2.2. The City waives none of its rights with respect to Falcon's compliance
with the terms, conditions, requirements and obligations set forth in the Franchise Documents
("Franchise Documents') which are hereinafter defined as the Franchise currently in force, the
City Code as it may be amended from time to time, as well as those Transfer Agreements,
Resolutions and Orders necessary to transfer ownership or control since the beginning of the
Franchise terms including the City's right to compel Charter to comply with the Franchise
Documents.
1.2.3. Falcon and Charter acknowledge and agree that the City is not, by
approving the Application, agreeing that any past practice or course of conduct by Falcon,
including its direct or indirect parent corporations or predecessors, complied with the Franchise
Documents. Falcon and Charter agree that the City is not deciding that either of them is
3
financially, legally, or technically qualified to hold the Franchises; and the parties hereto agree that
the City may and has properly reserved consideration of those issues to any renewal proceeding.
2. ACCEPTANCE OF FRANCHISE OBLIGATIONS
2.1. Compliance with Franchises - Franchisee agrees to fully comply with all of the
terms and conditions set forth in the Franchise Documents. Charter agrees that it will not take
any action, fail to take any action, or assert any claim or defense inconsistent with those
obligations including, by way of example and not limitation, a claim that as a result of the
Proposed Transaction, Charter, FCLP, FCCLLP, or Franchisee is relieved of liability for past acts
or omissions. To the extent that any provisions of any document associated with the Proposed
Transaction or approval of the Proposed Transaction between Charter and Franchisee (including
but not limited to financing documents, mortgages and other instruments) conflicts with the
Franchise Documents (other than the express provisions of this Agreement), the parties agree
they are not approved, and the approval of the Application is subject to the condition that such
provisions, if any, shall be of no force or effect with respect to the cable system serving the City.
2.2. Assumption of Obliqations - From and after the Transaction, Charter shall be jointly
and severally liable with Franchisee for past acts and omissions of Franchisee and Charter shall
be liable for the future acts and omissions of Franchisee or any of its direct and indirect parents
and predecessors, known and unknown. Without limiting the foregoing, Charter hereby assumes
joint and several liability for, and accepts the consequences of, any such acts and omissions,
known and unknown, and assumes liability for any and all of Franchisee's (including its direct and
indirect parents and predecessors, known and unknown) previously accrued but unfulfilled
obligations to the City under the Franchise Documents, unless and until such obligations are
expressly released by mutual agreement. The City's approval of the Application does not in any
way release any obligation related to any past actions, omissions, practices, or system operations
(including charges to subscribers) of Franchisee (or any of their direct and indirect parents or
predecessors) or any obligation arising out of any failure to comply with California or federal law.
The City may vindicate its rights by action brought against Franchisee and/or Charter, to the
extent consistent with the assumptions of obligations in this paragraph.
2.3. Charter and Falcon acknowledge and agree that the consent to the Application is
made in reliance upon the representations, documents, and information provided by Charter and
Falcon in connection with the Proposed Transaction, all of which are incorporated into this
4
Agreement by this reference. Without limiting the foregoing, the Companies have warranted that
the City may rely on the Form 394 submitted to the City in connection with the Proposed
Transaction. The Companies represent and warrant that: (1) the Proposed Transaction will not
materially adversely affect the costs of the entity holding the Franchise, so that the Franchisee's
ability to satisfy the cable-related needs and interests of the City will not be affected; (2) there is
nothing in any agreement related to the Proposed Transaction that would prevent or in any way
inhibit Franchisee or Charter from agreeing to a renewal franchise, or from settling past
compliance issues as proposed by the City.
3. ADDITIONAL CONDITIONS
3.1. In the event the transaction described in the Form 394: (a) does not close; (b)
does not close before December 31, 1999; or (c) closes on terms that are in any material
respect different from the terms disclosed to the City in writing, then this Agreement and any
City consent to the Application shall be void and of no force or effect, and the Application
deemed to have been timely denied; provided that nothing herein shall prevent the City, upon a
request from Falcon or Charter, from granting an extension beyond December 31, 1999.
3.2. The Companies hereby waive any and all claims that they may have that any
denial of the Application that results from this Section 3 fails to satisfy the deadlines established
by applicable law including, without limitation, claims based on, arising out of, or relating to 47
USC 9537, as amended, and agree that they shall be deemed to have agreed to an extension
of time to act on the Application as required to make any denial effective.
3.3. The Companies represent and warrant that the Proposed Transaction will not
result in the City's cable system having responsibility for any additional debt, in any respect that
would adversely affect the financial position of Franchisee including any affect on the future
cable-related needs and interests of the community.
3.4 CCI and Charter agree that they will not enter into any arrangement which would
result in the transfer of ownership or control of the cable system from Charter, or result in a
transfer, without obtaining the prior approval of the City if approval is required by the Franchise
Documents. Further, any transferee or new controlling entity must become a party to the
Franchise as required by the Franchise Documents.
5
3.5 Franchisee and Charter agree to abide by the provisions, terms conditions, and
limitations prescribed in the current Franchise. As a condition of the approval of this Transfer
Application, the parties to this Agreement agree to adopt and abide by the provisions, terms,
conditions, and limitations prescribed in the negotiated renewal franchise (Exhibit A) and agree
that the City has conducted the franchise renewal process consistent with all applicable
Federal, state, and local law.
3.6. Upon invoice by the City, Falcon agrees that it shall within 30 days of the invoice
reimburse the City for all reasonable, direct, out of pocket costs the City incurred in analyzing
and acting upon the Application. The reimbursement amount to be paid by Falcon shall not
exceed a total of $15,000 for the Cities of Gilroy, Hollister, and San Juan Bautista.
4. RATES
4.1 The Franchisee and Charter agree that the Proposed Transaction will not result in
any increase in the rates for basic cable service and the Franchisee and Charter will not rely upon
an increase in debt service or in debt service coverage, if any, that results from the proposed
Transaction, to justify an increase in rates for cable services.
4.2 No expenses incurred or amounts expended by the Companies in connection with
the Proposed Transaction, including any such expenditures to comply with the terms of this
Agreement, may be passed through to subscribers to the system in any form, or itemized on
subscriber bills.
5. REPRESENTATIONS AND WARRANTIES
5.1 Each of the Companies hereby represent and warrant that at the time of the
execution of this Agreement: (a) they are duly organized. validly existing and in good standing
under the laws of the jurisdiction in which it is organized; (b) the Franchise Documents and,
assuming due execution hereof by the other parties hereto, this Agreement constitute legal,
valid and binding obligations of such company enforceable in accordance with their terms to the
maximum extent required by law, provided it is understood no party waives its right to object to
any term inconsistent with applicable law; (c) the execution and delivery of, and performance by
such company under, this Agreement and the Franchise Documents, where applicable, are
within such company's power and authority without the joinder or consent of any other party and
have been duly authorized by all requisite corporate or partnership action on the part of such
6
company's partnership agreement, charter, bylaws, and/or other organizational documents; and
(d) the execution and delivery of this Agreement does not contravene, result in a breach of, or
constitute a default under, any contract or agreement to which any of them is a party or by
which any of them or any of their properties may be bound (nor would such execution and
delivery constitute such a default with the passage of time or the giving of notice or both), and
does not violate or contravene any law, order, decree, rule, regulation or restriction to which any
of them is subject.
5.2 The Companies represent and warrant that they are not asserting that the
Franchisee or Charter will be permitted to provide services in addition to cable services as a
result of the approval of the Application.
5.3 Charter Communications, Inc. agrees that, from and after the consummation of
the Proposed Transaction, it will not take any action to cause Charter or the Franchisee to fail
to fully comply with all of the lawful terms and conditions set forth in the Franchise Documents
and (when executed and delivered) this Agreement. To the extent that any provisions of any
document associated with the Proposed Transaction, or any other contract, conflicts with the
lawful provisions of the Franchise Documents, this Agreement or applicable federal, state or
local laws, the parties agree they are not approved, and the Application is subject to the
condition that such provisions, if any, shall be of no force or effect with respect to the System
serving the City.
5.4. The Companies acknowledge and agree that the City's consent to the
Application is made in reliance upon the representations, documents, and information provided
by Charter and FCLP in connection with the Application. The Companies are jointly and
severably liable for their representations and warranties; and that the representations and
warranties include, without limitation the following:
5.4.1. Charter and Franchisee agree to comply with all lawful Federal, State,
and local requirements with respect to nondiscriminatory access to Falcon's cable modem
platform for providers of Internet access service provided however, that prior to the enactment
or enforcement of any such requirement by the City, Franchisee shall be provided with
reasonable notice and an opportunity to be heard including the right to present evidence on any
findings made or required to be made by the City with respect to such a requirement. Further,
7
Charter agrees that should it or any direct or indirect parent corporation, enter into any
agreement with a franchising authority that requires the provision of non-discriminatory access
to its cable modem platform for providers of Internet access services, then the same contractual
provision will be made available upon the City's request in these Franchises upon equivalent
terms and conditions.
5.4.2. Charter agrees that personally identifiable subscriber information as that
term is used in 47 USC Section 551 will be used only in accordance with the provisions of the
Cable Communications Policy Act of 1984, as amended by the Telecommunications Act of
1996.
5.4.3. Charter agrees that any consolidation of its customer service functions
under itself or any parent company will not in any way interfere with Franchisee's compliance
with the customer service requirements of the Franchise.
5.4.4. Charter and Franchisee agree that additional transfers of ownership or
control of this Franchise would be a disproportionate burden upon the City. Charter agrees,
therefore, to guarantee and assume liability for all reasonable costs incurred by the City in
analyzing and acting upon any transfer application filed within 36 months of the closure of the
Proposed Transaction.
5.4.5. Charter and Falcon agree to indemnify and hold the City harmless
against any loss, claim, damage, liability or expense (including, without limitation, reasonable
attorneys' fees) proximately caused by any representation or warranty made by that any
Company herein which proves to be untrue or inaccurate in any material respect.
5.4.6. Charter and Falcon agree that any content enhanced residential Internet
service it may provide constitutes a cable service within the meaning of 47 USC Section 522
unless and until the FCC by final order or a court of competent jurisdiction finds that residential
Internet access provided over a cable system is not a cable service. Revenues received by
Falcon or any other Cable Operator of the Cable System from the provision of content enhanced
residential Internet service over the Cable System as a cable service shall be included within
gross revenues for the purpose of the franchise fee calculation.
8
6. MISCELLANEOUS PROVISIONS
6.1. Effective Date: This Agreement shall be effective and binding upon the
signatories once it has been signed by all signatories, subject to any conditions contained
herein
6.2. Entire Aqreement: This Agreement constitutes the entire agreement of the
parties with respect to the settlement of the matters addressed herein. No statements,
promises or inducements inconsistent with this Agreement made by any party shall be valid or
binding, unless in writing and executed by all parties. This Agreement may only be modified by
written amendments hereto signed by all parties.
6.3 Breach: A material breach of this Agreement shall be deemed a material breach
of the Franchise.
6.4 Bindinq Acceptance: This Agreement shall bind and benefit the parties hereto
and their respective heirs, beneficiaries, administrators, executors, receivers, trustees,
successors and assigns, and the promises and obligations herein shall survive the expiration
date hereof. Any purported assignment of this Agreement is void without the express written
consent of the signatories.
6.5 Voluntary Aqreement: This Agreement is freely and voluntarily given by each
party, without any duress or coercion, and after each party has consulted with its counsel.
Each party has carefully and completely read all of the terms and provisions of this Agreement.
6.6. Severabilitv: If any term, condition, or provision of this Agreement shall, to any
extent, be held to be invalid, preempted, or unenforceable, the remainder shall be valid in all
other respects and continue to be effective.
6.7. Counterparts: This Agreement may be executed in several counterparts, each of
which when so executed shall be deemed to be an original copy, and all of which together shall
constitute one agreement binding on all parties hereto, notwithstanding that all parties shall not
have signed the same counterparts.
9
6.8. Governinq Law: This Agreement shall be governed in all respects by the law of
the State of California.
6.9. Time of Essence: In determining whether a party has substantially complied with
this Agreement, the parties agree that time is of the essence.
6.10. Captions and References: The captions and headings of sections throughout
this Agreement are intended solely to facilitate reading and reference to the sections and
provisions of this Agreement. Such captions shall not affect the meaning or interpretation of
this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Transfer Agreement as of the
day and year first above written.
APPROVED:
City of Gilroy
ATTEST:
City Clerk thereof
FALCON CABLE SYSTEMS COMPANY II, L.P.
a California limited partnership
By: Falcon Cable Communications, LLC,
a Delaware limited liability company,
its general partner
By:
[Name, Title]
FALCON CABLE COMMUNICATIONS, LLC,
a Delaware limited liability company
10
By:
[Name, Title]
FALCON COMMUNICATIONS, L.P.,
a California limited partnership
By: Falcon Holding Group, L.P.,
a Delaware limited partnership
its managing general partner
By: Falcon Holding Group, Inc.,
a California corporation,
its general partner
By:
[Name, Title]
FALCON HOLDING GROUP, L.P.,
a Delaware limited partnership
By: Falcon Holding Group, Inc.,
a California corporation,
its general partner
By:
[Name, Title]
CHARTER
COM
By:
Title:
HOLDING
elations
CH~Tii~MCMUNICATIQ~ ,INC.
BitA~i
Title:
11
APPROVED AS TO FORM:
City Attorney
12