Ordinance 2000-06ORDINANCE NO. 2000-06
ORDINANCE OF THE CItY COUNCIL OF THE CITY OF
GILROY ENACTING THE NONPROFiT CORPORATION
PROJECT FINANCING LAW OF THE CITY OF GILROY,
RELATING TO THE ISSUANCE AND SALE OF CONDUIT
REVENUE BONDS FOR PROJECTS OF NONPROFIT
CORPORATIONS
THE CITY COUNCIL OF THE CITY OF GILROY DOES ORDAIN AS
FOLLOWS:
SECTION 1. The City Council of the City of Gilroy hereby finds and determines as
follows:
(a) The full employment of residents of the City of Gilroy, and
the prevention of unemployment and underemployment of such
residents, serves a vital and compelling public interest of the City of
Gilroy and promotes the public health, safety and welfare of the City by
reducing the incidence of crime, improving the mental and physical
health and well-being of the City's residents, alleviating the financial
drain upon limited public and private resources for welfare programs
and unemployment assistance, and enhancing the financial resources of
the City.
(b) The encouragement of development of projects within the
City by non-profit entities serves a vital and compelling public interest of
the City and promotes the public health, safety and welfare of the City by
increasing the employment of residents of the City, fostering the
development of projects serving charitable purposes, and preventing
physical deterioration and abandonment of properties within the City. In
addition, the City's partidpation in the financing of such development
serves the public interest by ensuring that such development will reflect
the needs and objectives of the commtmity more so than if such
development were undertaken without City participation.
(c) Encouraging development of projects within the City by non-
profit entities pursuant to this Ordinance (i) will promote the health,
safety and welfare of the City, including those public interests
enumerated above, and will improve the social, moral, economic and
physical condition of the community thereby, and (ii) constitutes a
municipal affair of the City of Gilroy, a valid exercise of the municipal
affairs powers of the City of Gilroy, and a public purpose in which the
City of Gilroy has a peculiar and unique interest.
ORDINANCE NO. 2000-06 -1-
SECTION 2. Chapter 8A of the Gilroy Municipal Code is hereby amended by
adding Article III thereto, to read as follows:
Chapter 8A
REVENUE AND FINANCE
Art. III
NONPROFIT CORPORATION PROJECT FINANCING LAW
Section 8A. 50. Title. This Article may be dted as the Nonprofit Corporation
Project Financing Law of the City of Gilroy.
Section8A.51. Definitions. Unless the context otherwise requires, the following
definitions shall govern the construction of this Article:
"Acquisition and Construction" and its variants means
acquisition, construction, improvement, furnishing, equipping,
remodeling, repair, reconstruction or rehabilitation.
"Administrative Expenses" means all reasonable and necessary
expenses incurred by the City in the administration of the provisions of
this Article with respect to a particular Project and the financing
thereof, including without limitation compensation to City agents,
employees and staff, fees and expenses of paying agents, trustees, bond
counsel, underwriter, rebate consultants and financing consultants,
and costs of printing and advertising.
"Article" means this Article, enacted pursuant to Ordinance
No. __ passed and adopted by the City Council of the City on June __,
2000, as amended from time to time in accordance the terms of this
Article.
, Bonds" means any bonds, notes, certificates of participation or
other obligations issued by the City pursuant to this Article, which are
payable exclusively from Revenues and other funds permitted by this
Article.
"City' means the City of Gikoy, California, a charter city duly
existing under and exercising powers pursuant to the City Charter and
the constitution of the State.
"City Charter" means the charter of the City, as amended from
time to time.
ORDINANCE NO. 2000-06 -2-
"City Council" means the City Council of the City.
"Costs" means, with reference to a Project, any or all of the
following costs incurred for the Acquisition and Construction thereof:
(a) obligations of the Nonprofit Corporation incurred for labor
and materials in connection with the Acquisition and Construction of
the Project;
(b) the cost of Acquisition and Construction of any property,
whether real or personal and improved or unimproved, including
franchise rights and other intangible property, and any interests
therein, required for the Acquisition and Construction of the Project;
(c) the cost of demolishing, removing or relocating any
building or structure, and the cost of making relocation assistance
payments required by law;
(d) the cost of contract bonds and of insurance of all kinds that
may be required or necessary during the course of the Acquisition and
Construction of the Project;
(e) all costs of engineering, legal and consultant services,
including the costs of the Nonprofit Corporation for surveys, estimates,
plans and specifications and preliminary investigation therefor, and for
supervising construction, as well as for the performance of all other
duties required by or consequent upon the proper Acquisition and
Construction of the Project;
(f) all amounts required to fund any reserve funds for Bonds
and any interest on Bonds becoming due and payable during a period
not exceeding the period of Acquisition and Construction of the Project
and 12 months thereafter;
(f) all Administrative Expenses;
(g) all costs which the Nonprofit Corporation shall be required
to pay, under the terms of any contract or contracts, for the Acquisition
and Construction of the Project;
(h) the refinancing of any existing indebtedness secured by an
interest in any real property comprising any portion of the Project; and
(i) any sums required to reimburse the Nonprofit Corporation
for advances made for any of the above items or for any other costs
incurred and for work done which are properly chargeable to the
Project.
ORDINANCE NO. 2000-06 -3-
"Nonprofit Corporation" means any corporation requiring
financing for the Acquisition and Construction of a Project pursuant to
this Article, which corporation is an organization described in section
501(c)(3) of the Tax Code.
"Project" means real property located within the City, including
land and improvements, the Acquisition and Construction of which is
financed or otherwise assisted pursuant to this Artide.
"Revenues" means, with respect to a Project, all amounts
received as repayment of principal, interest and all other charges
received for, and all other income and revenue (including the proceeds
of insurance) derived by, the City in connection with such Project or
the financing thereof, and any receipts derived from the investment of
such income or revenues, including moneys deposited in a sinking,
redemption or reserve fund or other ftmd to secure the Bonds or to
provide for the payment of the principal of or interest on the Bonds
and such other moneys as the City Council may in its discretion make
available therefor.
"State" means the State of California
"Tax Code" means the internal Revenue Code of 1986, as
amended, or any similar provision of said Code then in effect.
Section 8A.52. Powers. In connection with the financing of a Project pursuant to
this Article, the City is authorized and empowered:
(a) To issue Bonds for the purpose of financing or otherwise
assisting the Acquisition and Construction of Projects authorized by this
Article.
(b) To fix fees, charges and interest rates for financing any
Project, and to revise such fees, charges and interest rates from time to
time, and to collect interest and principal on any loan made to a
Nonprofit Corporation together with such fees and charges incurred in
such financing, and to contract with any person, partnership, association,
corporation or public agency with respect thereto.
(c) To hold deeds of trust as security for financing any Project
and to pledge the same as security for repayment of Bonds issued
therefor.
(d) To establish the terms and conditions for the financing of any
Project undertaken pursuant to this Article.
(e) To require that the full amount owed on any loan for the
financing of a Project pursuant to this Article shall be due and payable
upon sale or other transfer of ownership of such Project.
ORDINANCE NO. 2000-06 -4-
(f) To acquire, by deed, purchase, lease, contract, gift, devise, or
otherwise, any real or personal property, structures, fights, rights-of-way,
franchises, easements, mortgages and other interests in property located
within the State necessary or convenient for the financing or Acquisition
and Construction of a Project, upon such terms and conditions as it
deems advisable, and to lease, sell or dispose of the same in such
manner as may be necessary or desirable to carry out the objects and
purposes of this Artide. Notwithstanding the foregoing, nothing in this
Article is intended or shall be construed in any way to authorize any
exercise of the power of eminent domain with respect to any Project.
(g) To employ or contract for such engineering, architectural,
accounting, collection, economic feasibility, or other services in
connection with the servicing of loans made to Nonprofit Corporations,
as may be necessary in the judgment of the City Council for the successful
financing of a Project. The City may pay the reasonable costs of
consulting engineers, architects, accountants, construction experts, and
economic feasibility experts, if, in the judgment of the City Council, such
services are necessary to the successful financing of a Project and if the
City is not able to provide such services. The City may employ, contract
for, and fix the compensation of financing consultants, bond counsel, and
other advisers as may be necessary in its judgment to provide for the
issuance and sale of Bonds.
(h) In addition to all other powers specifically granted in this
Article, to do all things necessary or convenient to carry out the ptmposes
of this Article.
Section 8A.53. Non-operation- The City shall not have the power to operate any
Project as a business. The City shall take no more action with respect to any Project than
is necessary to promote the public interests of the City.
Section 8A.54. Authorization of Bonds. The City may issue its Bonds for the
purpose of financing or otherwise assisting the Acquisition and Construction of Projects
authorized by this Article. Every issue of Bonds shall be a special obligation of the City,
payable solely from all or any part of the Revenues derived from the financing of
Projects.
Section 8A.55. Issuance of Bonds. The Bonds shall be authorized by resolution
of the City Cotmcil and shall bear such date or dates, mature at such time or times, bear
interest at such fixed or variable rate or rates, be payable at such time or times, be in
such denominations, be in such form, carry such registration privileges, be executed in
such mariner, be payable in lawful money of the United States of America, at such place
or places, and be subject to such terms of redemption as the resolution or resolutions of
the City Council may provide. The Bonds may be sold at either a public or private sale
and for such prices as the City Council shall determine.
ORDINANCE NO. 2000-06 -5-
The prima~y purpose of this Article is to provide a method for the issuance of
Bonds which constitute "qualified 501(c)(3) bonds" within the meaning of Section 145 of
the Tax Code. Notwithstanding the foregoing, in the event and to the extent a portion of
the Costs of a Project cannot be financed from Bonds which constitute "qualified
501(c)(3) bonds", the City may provide financing for such Costs by issuing Bonds under
this Article the interest on which is includable in gross income of the owners thereof for
federal income tax purposes.
Section 8A. 56. Terms of Bonds. Any resolution or resolutions authorizing any
Bonds or any issue of Bonds may contain provisions respecting any of the following
terms and conditions, which shall be a part of the contract with the owners of the Bonds:
(a) The pledge of all or any part of the Revenues, subject to such
agreements with Bond owners as may then exist.
(b) The interest and principal to be received and other charges to
be charged and the amounts to be raised each year thereby, and the use
and disposition of the Revenues.
(c) The setting aside of reserves or sinking funds and the
regulation and disposition thereof.
(d) Limitations on the purposes to which the proceeds of a sale of
any issue of Bonds, then or thereafter issued, may be applied, and
pledging such proceeds to secure the payment of the Bonds or any issue
of Bonds.
(e) Limitations on the issuance of obligations on a parity with the
Bonds, the terms upon which such obligations may be issued and
secured, and the refunding of outstanding Bonds.
(f) The procedure, if any, by which the terms of any contract
with Bond owners may be amended or abrogated, the amount of Bonds
the owners of which must consent thereto, and the manner in which such
consent may be given.
(g) Specification of the acts or omissions to act which shall
constitute a default in the duties of the City to owners of its obligations,
and providing the rights and remedies of such owners in the event of
default.
(h) The mortgaging of land, improvements, or other assets
owned by a Nonprofit Corporation for the purpose of securing the Bond
o~ers.
(i) Such other terms and conditions pertaining to the issuance of
the Bonds as are deemed advisable by the City Council.
ORDINANCE NO. 2000-06 -6-
Section 8A.57. Trust Agreement. In the discretion of the City Council, any
Bonds issued under the provisions of this Article may be secured by a trust agreement
or Indenture by and between the City and a corporate trustee or trustees, which may be
any trust company or bank havIng the powers of a trust company within or without the
State. Such trust agreement or the indenture may pledge or assign the Revenues to be
received or proceeds of any contract or contracts pledged, and may convey or mortgage
any property. Such trust agreement or Indenture may contain such provisions for
protecting and enforcing the rights and remedies of the Bond owners as may be
reasonable and proper and not In violation of law, including such provisions as is
pernfitted to be included in any resolution or resolutions of the City Council authorizing
the issuance of Bonds hereunder. Any bank or trust company doing business under the
laws of the State which may act as depositary of the proceeds of Bonds or of Revenues or
other moneys may furnish such Indemnity bonds or pledge such securities as may be
required by the City. Any such trust agreement or Indenture may set forth the rights
and remedies of the Bond owners and of the trustee or trustees, and may restrict the
individual right of action by Bond owners. In addition to the foregoing, any such trust
agreement or indenture may contain such other provisions as the City Council may
deem reasonable and proper for the security of the Bond owners.
Section 8A.58. Personal Liability. Neither the members of the City Council nor
any employee, officer, attorney or other representative of the City, shall be liable
personally on the Bonds or be subject to any personal liability or accountability by
reason of the issuance thereof.
Section 8A.59. Refunding Bonds. The City Council may provide for the
issuance of Bonds any portion of which is to be used for the purpose of refrmding
outstanding Bonds, including the payment of the principal thereof and interest and
redemption premiums, if any, thereon. The proceeds of Bonds issued to refund any
outstanding Bonds may, in the discretion of the City Council be applied to the
retirement of such outstanding Bonds at maturity, or the redemption (on any
redemption date) or purchase of such outstanding Bonds prior to maturity, upon such
terms and subject to such conditions as the City Council shall deem advisable.
Section 8A.60. Repayment of Bonds. Revenues shall be the sole source of funds
pledged by the City for repayment of Bonds issued hereunder. Bonds issued hereunder
shall not be deemed to constitute a debt or liabih'ty of the City or a pledge of the faith
and credit of the City but shall be payable solely from Revenues. All Bonds shall contain
on the face thereof a statement to the following effect:
"Neither the faith and credit nor the taxIng power of the City of Gilroy is
pledged to the payment of the principal of or Interest on this Bond."
The issuance of Bonds shall not directly, indin~:tly or contingently obligate the
City Council to levy or pledge any form of taxation or to make any appropriation for
their payment.
ORDINANCE NO. 2000-06 -7-
Section 8A.61. Financing Agreements. The City may enter into agreements
with any Nonprofit Corporation with respect to the financing of a Project, which
agreements may provide that the architectural and engineering design of the Project
shall be subject to such standards as may be established by the City and that the
Acquisition and Construction of the Project shall be subject to such supervision as the
City deems necessary. The terms and conditions of such agreements may be as
mutually agreed upon, but shall not be inconsistent with the provisions of this Article.
Any such agreement may provide the means or methods by which any mortgage taken
by the City shall be discharged, and it may contain a covenant by the Nonprofit
Corporation to complete the Project whether or not Bond proceeds are sufficient
therefore, and such other terms and conditions as the City may require. The City is
authorized to fix, revise, charge, and collect interest and principal and all other rates,
fees, rents, installment purchase payments and charges with respect to the financing of a
Project. Such rates, fees, rents, installment purchase payments, charges, and interest
shall be fixed and adjusted so that the aggregate thereof will provide ftmds sufficient
with other revenues and moneys which it is anticipated will be available therefor, if any,
to do all of the following:
(a) Pay the principal of and interest on outstanding Bonds issued
to finance such Project, as the same shall become due and payable.
(b) Create and maintain reserves required or provided for in any
resolution authorizing such Bonds. A sufficient amount of the Revenues
derived from the Project may be set aside at such regular intervals as may
be provided by the resolution or trust agreement in a sinking or other
similar fund, which shall be pledged to, and charged with, the payment
of the principal of and interest on such Bonds as the same shall become
due, and the redemption price or the purchase price of Bonds retired by
call or purchase as therein provided. Such pledge shall be valid and
binding from the time the pledge is made. The rates, fees, interest, and
other charges, revenues, or moneys so pledged and thereafter received by
the City shall immediately be sul~ect to the lien of such pledge without
any physical delivery thereof or further act, and the lien of any such
pledge shall be valid and binding as against all parties l'mving claims of
any kind in tort, contract, or otherwise against the City, irrespective of
whether such parties have notice thereof. Neither the resolution, the trust
agreement nor any agreement by which a pledge is created need be flied
or recorded except in the records of the City. The use and disposition of
moneys to the credit of such sinking or other similar fund shall be subject
to the provisions of the resolution or trust agreement authorizing the
issuance of such Bonds.
(c) Pay Administrative Expenses to the extent not paid from
Bond proceeds.
Section 8A.6Z Trust Funds. All moneys received pursuant to the provisions of
this Article, whether proceeds from the sale of Bonds or Revenues, shall be deemed to be
trust funds to be held and applied solely for the purposes of this Article. Any bank or
ORDINANCE NO. 2000-06 -8-
trust company in which such moneys are deposited shall act as trustee of such moneys
and shall hold and apply the same for the purposes specified in this Article, subject to
the terms of the resolution or trust agreement authorizing the Bonds.
Section 8A.63. Liberal Construction. This Article, being necessary for the
health, welfare and safety of the City and its residents, shall be liberally construed to
effect its purposes. Furthermore, the City Council hereby declares that this Article is an
exercise of the power granted to the City by the City Charter and the Constitution of the
State and is an exercise by the City of its powers as to municipal affairs and its police
powers, and this Article shall be liberally construed to uphold its validity under the laws
of the State.
Section 8/L64. Supplemental and Additional Powers. This Article shall be
deemed to provide a complete, additional, and alternative method for doing the things
authorized thereby, and shall be regarded as supplemental and additional to the powers
conferred by other laws. The issuance of Bonds under the provisions of this Article need
not comply with the requirements of any other law applicable to the issuance of bonds.
Section 8A.65. Actions to Determine Validity of Bonds and Proceedings. An
action may be brought pursuant to Chapter 9 (commencing with Section 860 of Title 10
of Part 2 of the Code of Civil Procedure) to determine the validity of Bonds and the
legality and validity of all proceedings previously taken and proposed to be taken for
the authorization, issuance, sale, and delivery of the Bonds and for the payment of the
principal thereof and interest thereon.
Section 8A.66. Amendment of Article. This Article shall not be amended so as
to have a material, adverse affect upon the rights of the owners of any outstanding
Bonds theretofore issued hereunder, without the written consent of such Bond owners;
provided, however, that this Article may be amended at any time (a) to make such
provisions for the purpose of curing any ambiguity, or of curing, correcting or
supplementing any defective provision herein contained, as the City may deem
necessary or desirable; or (b) if such amendment does not materially impair or adversely
affect the interests of any Bond owner or Nonprofit Corporation in the judgment of the
City Council; or (c) if such amendments apply solely to Bonds not theretofore issued
hereunder or Nonprofit Corporations with respect to whom Projects have not
theretofore been financed hereunder.
Section 8A.67. Partial Invalidity. if any Section, paragraph, sentence, clause or
phrase of this Article shall for any reason be held illegal or unenforceable, such holding
shall not affect the validity of the remaining portions of this Article.
SECTION 3. The City Clerk shall cause the title and a summary of this Ordinance
to be published at least once in the official newspaper of the City within fifteen (15) days
after the adoption hereof, pursuant to Section 607 of the City Charter.
ORDINANCE NO. 2000-06 -9-
SECTION' 4. This Ordinance shall take effect from and after the 30· day following
the date of its passage and adoption.
PASSED AND ADOPTED this 10th day of July, 2000, by the following vote:
AYES: COUNClLMEMBERS: G. ARELLANO, MORALES, SUDOL,
VELASCO, SPRINGER
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: P. ARELLANO and PINHEIRO
ATTESTs-,
Rh6nda Pe _lljn, City Clerk
APPROVED:
Thomas W. Springer, May.~/ --
ORDINANCE NO. 2000-06 -10-
I, RHONDA PELLIN, City Clerk of the City of Gilroy, do hereby certify that the attached
Ordinance No. 2000-06 is an original ordinance, duly adopted by the Council of the City of Gilroy
at a regular meeting of said Council held on the 10th day of July, 2000, at which meeting a
quorum was present.
1N WITNESS WHEREOF, [ have hereunto set my hand and affixed the Official Seal of
the City of Gilroy this 22nd day of August, 2000.
City Clerk of the City of Gilroy
(Sea)