2012/07/01 - 2012/12/31 - AFSCME - Form 460Recipient Committee
Campaign Statement
Cover Page
(Government Code Sections 84200 - 84216.5)
SEE INSTRUCTIONS ON REVERSE
Type or print in ink.
Statement covers period
from 07/01/12
through
12/31/12
1. Type of Recipient Committee: All Committees – Complete Parts 1, 2, 3, and 4.
❑ Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure
Q State Candidate Election Committee Committee
Q Recall Q Controlled
(Also Complete Part 5) Q Sponsored
(Also complete Part 6)
® General Purpose Committee
® Sponsored
Q Small Contributor Committee
Q Political Party /Central Committee
3. Committee Information
NAME (OR CANDIDATE'S NAME IF NO
AFSCME LOCAL 101 AFL -CIO PAC
❑ Primarily Formed Candidate/
Officeholder Committee
(Also Complete Part 7)
I.D. NUMBER
STREET ADDRESS (NO P.O. BOX)
1150 N. 1ST ST
CITY STATE ZIP CODE AREA CODE /PHONE
SAN JOSE CA 95112 408 - 998 -2070
MAILING ADDRESS (IF DIFFERENT) NO. AND STREET OR P.O. BOX
CITY STATE ZIP CODE AREA CODE /PHONE
Date Stamp
Date of election if applicable: f1 +
(Month, Day, Year) L�l�
11103/12
2. Type of Statement:
❑ Preelection Statement
® Semi - annual Statement
❑ Termination Statement
(Also file a Form 410 Termination)
❑ Amendment (Explain below)
COVER PAGE
Page --I— of
For Official Use Only
❑ Quarterly Statement
❑ Special Odd -Year Report
❑ Supplemental Preelection
Statement - Attach Form 495
Treasurer(s)
NAME OF TREASURER
CAROL GARCIA
MAILING ADDRESS
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODE /PHONE
OPTIONAL: FAX / E -MAIL ADDRESS OPTIONAL: FAX / E -MAIL ADDRESS
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of my
Assistant Treasurer
Executed on
Date
BY
Signature of Controlling Officeholder, Candidate, State Measure Proponent or Responsible Officer of Sponsor
Executed on
Data
BY
Signature of Controlling Officeholder, Candidate, State Measure Proponent
Executed on
Date
BY
Signature of Controlling Officeholder, Candidate, State Measure Proponent FPPC Form 460 (January/06)
FPPC Toll -Free Helpline: 866/ASK -FPPC (86612753772)
State of Callfomla
Campaign Disclosure Statement
Summary Page
CCC 1KICT01 11'T1f)MQ nW RFVFRSF
NAME OF FILER
AFSCME LOCAL 101 AFL -CIO PAC
Contributions Received
1. Monetary Contributions ..........................
2. Loans Received ...... ...............................
3. SUBTOTAL CASH CONTRIBUTIONS ....
4. Nonmonetary Contributions ...................
5. TOTAL CONTRIBUTIONS RECEIVED ••,
Type or print in ink.
Amounts may be rounded
to whole dollars.
Expenditures Made
6. Payments Made Schedule E, Line 4 $ 14,250.00
7. Loans Made .............................. ............................... Schedule H, Line 3 0
B. SUBTOTALCASH PAYMENTS ..... ............................... Add Lines 6 + 7 $ 14,250.00
9. Accrued Expenses (Unpaid Bills .... Schedule F Line 3 0
10. Nonmonetary Adjustment ........... ............................... Schedule C, Line 0
11. TOTAL EXPENDITURES MADE ................................ AddLines8 +s +10 $ 14,250.00
Statement covers period
07/01/12
from
through
Column B
CALENDARYEAR
TOTALTO DATE
$ 70,000.00
0
70,000.00
0
$ 70,000.00
$ 69,250.00
0
$ 69,250.00
0
0
$ 69,250.00
Current Cash Statement
Column A
TOTALTHIS PERIOD
2,909.28
(FROMATTACHED SCHEDULES)
............... Schedule A, Line 3
$ 15,000.00
................ Schedule A Line 3
0
.................... Add Lines 1 + 2
$ 15,000.00
................ Schedule C, Line 3
0
....................... Add Lines 3 + 4
$ 15,000.00
Expenditures Made
6. Payments Made Schedule E, Line 4 $ 14,250.00
7. Loans Made .............................. ............................... Schedule H, Line 3 0
B. SUBTOTALCASH PAYMENTS ..... ............................... Add Lines 6 + 7 $ 14,250.00
9. Accrued Expenses (Unpaid Bills .... Schedule F Line 3 0
10. Nonmonetary Adjustment ........... ............................... Schedule C, Line 0
11. TOTAL EXPENDITURES MADE ................................ AddLines8 +s +10 $ 14,250.00
Statement covers period
07/01/12
from
through
Column B
CALENDARYEAR
TOTALTO DATE
$ 70,000.00
0
70,000.00
0
$ 70,000.00
$ 69,250.00
0
$ 69,250.00
0
0
$ 69,250.00
Current Cash Statement
12. Beginning Cash Balance ....................... Previous Summary Page, Line 16 $
2,909.28
To calculate Column B, add
13. Cash Receipts Column A, Line 3 above
15,000.00
amounts in Column A to the
corresponding amounts
14. Miscellaneous Increases to Cash ........................... Schedule 1, Line 4
0
from Column B of your last
14,250.00
report. Some amounts in
15. Cash Payments .................. ............................... Column A, Line 8 above
Column A may be negative
16. ENDING CASH BALANCE. Add Lines 12 + 13 + 14, then subtract Line 15 $
3,259.28
figures that should be
subtracted from previous
If this is a termination statement, Line 16 must be zero.
period amounts. If this is
the first report being filed
for this calendar year, only
0
17. LOAN GUARANTEES RECEIVED ........................... Schedules, Part 2 $
carry over the amounts
from Lines 2, 7, and 9 (if
Cash Equivalents and Outstanding Debts
any).
18. Cash Equivalents ......... ............................... See instructions on reverse $
0
19. Outstanding Debts ......................... Add Line 2 + Line 9 in Column B above $
0
SUMMARY PAGE
12/31/12 Page 2 of-
I.D. NUMBER
821697
Calendar Year Summary for Candidates
Running in Both the State Primary and
General Elections
1/1 through 6/30 7/1 to Date
20. Contributions
Received $ 0 0
$
21. Expenditures
Made $ 0 $ 0
Expenditure Limit Summary for State
Candidates
22. Cumulative Expenditures Made*
(K Subject to Voluntary Expenditure Llmlt)
Date of Election Total to Date
(mm /dd /yy)
$ 0
$ 0
*Amounts in this section may be different from amounts
reported in Column B.
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (866/275 -3772)
Schedule A Type or print in Ink. SCHEDULE A
Amounts may as rounaea
Monetary Contributions Received
Statement covers period iI
to whole dollars.
CALIFORNIA •
07/01/12
from
FORM
through 12131/12
3
SEE INSTRUCTIONS ON REVERSE
Page of
NAME OF FILER
I.D. NUMBER
AFSCME LOCAL 101 AFL -CIO PAC
821697
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
AMOUNT
CUMULATIVE TO DATE
PER ELECTION
RECEIVED
(IF COMMITTEE, ALSO ENTERI.D,NUMBER)
CODE *
OCCUPATION AND EMPLOYER
RECEIVED THIS
CALENDAR YEAR
TO DATE
(IF SELF - EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 - DEC. 31)
(IF REQUIRED)
OF BUSINESS)
❑IND
AFSCME LOCAL 101
❑COM
8/26/12
1150 N. 1ST STREET
®OTH
15,000.00
70,000.00
SAN JOSE, CA 95112
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
❑IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
❑ IND
❑ COM
❑ OTH
❑ PTY
❑ SCC
SUBTOTAL $
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.) ......................................................................... ............................... $
2. Amount received this period — unitemized monetary contributions of less than $100 ............................. $
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ....................... TOTAL $
15,000.00
0
15,000.00
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866/ASK-FPPC (8661275 -3772)
*Contributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
Schedule D
RC:HFni 11 F n
Summary of Expenditures Type or print in ink.
Statement covers period
- ,
Supporting/Opposing Other Amounts may be rounded
to whole dollars.
07/01/12
• - U1111111 i
Candidates, Measures and Committees
from
12/31/12
page �' of
SEE INSTRUCTIONS ON REVERSE
through
NAME OF FILER
I.D. NUMBER
AFSCME LOCAL 101 AFL -CIO PAC
821697
DATE
NAME OF CANDIDATE, OFFICE, AND DISTRICT, OR
TYPE OF PAYMENT
DESCRIPTION
AMOUNT THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
MEASURE NUMBER OR LETTER AND JURISDICTION,
(IF REQUIRED)
PERIOD
(JAN.1 -DEC. 31)
(IF REQUIRED)
OR COMMITTEE
VOTE JIMMY NGUYEN FOR CITY
Monetary
CHECK #1510
8/16/12
COUNCIL 2012
Contribution
PAC CONTRIBUTION
500.00
500.00
500.00
4848 SAN FELIPE #150
❑ Nonmonetary
SAN JOSE, CA 95135 FPPC# 1344095
Contribution
❑ Independent
m Support ❑ Oppose
Expenditure
9/20/12
COMMITTE TO SUPPORT LOCAL
0 Monetary
Contribution
CHECK # 1511
5,000.00
SCHOOLS YES ON MEASURE H
PAC CONTRIBUTION
5,000.00
5,0000.00
1346 THE ALAMEDA SUITE 7125
❑Nonmonetary
SAN JOSE, CA 95126 FPPC# 1351261
Contribution
❑ Independent
0 Support ❑ Oppose
Expenditure
SAFE, CLEAN WATER FOR OUR FUTURE,
m Monetary
CHECK # 1212
9/28/12
YES ON MEASURE B
Contribution
PAC CONTRIBUTION
5,000.00
5,000.00
5,000.00
2125 CANOAS GARDEN AVE SUITE 120
❑ Nonmonetary
SAN JOSE, CA 95125 FPPC# 1350538
Contribution
❑ Independent
® Support ❑ Oppose
Expenditure
SUBTOTAL $ 10,500.00
Schedule D Summary
1. Itemized contributions and independent expenditures made this period. Include all Schedule D subtotals. $ 14,250.00
2. Unitemized contributions and independent expenditures made this period of under $100 0
3. Total contributions and independent expenditures made this period. (Add Lines 1 and 2. Do not enter on the Summa ry Pa e. ) ............ TOTAL $ 14,250.00
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 1A3K -FPPC (8861275 -3772)
Schedule D
(Continuation Sheet) Type or print in Ink. SCHEDULE D (CONT.)
Amounts may be rounded
Summary of Expenditures to whole dollars.
Supporting /Opposing Other
Candidates, Measures and Committees
Statement covers period
from 07/01112
CALIF
•' • 460
• -
page of AL
through 12/31/12
NAME OF FILER
I.D. NUMBER
AFSCME LOCAL 101 AFL -CIO PAC
821697
DATE
NAME OF CANDIDATE, OFFICE, AND DISTRICT, OR
MEASURE NUMBER OR LETTER AND JURISDICTION,
OR COMMITTEE
TYPE OF PAYMENT
DESCRIPTION
(IF REQUIRED)
AMOUNT THIS
PERIOD
CUMULATIVE TO DATE
CALENDAR YEAR
(JAN. t -DEC. 31)
PER ELECTION
TO DATE
(IF REQUIRED)
10/03/12
ELECT DAVID GINSBORG FOR WATER
DISTRICT 2012
® Monetary
Contribution
CHECK #1513
PAC CONTRIBUTION
500.00
500.00
500.00
C/O 911 FRUITDALE PLACE
❑ Nonmonetary
SAN JOSE, CA 95126 FPPC# 1342512
Contribution
❑ Independent
® Support ❑ Oppose
Expenditure
10/18/12
ARMENDARIZ FOR CITY COUNCIL 2012
490 LAS ANIMAS
GILROY, CA 95020 FPPC#
® Monetary
Contribution
❑ Nonmonetary
Contribution
CHECK # 1514
PAC CONTRIBUTION
250.00
250.00
250.00
❑ Independent
Support ❑ Oppose
Expenditure
10/18/12
TERESA CASTELLANOS FOR SJUSD 2012
789 N. 3RD ST
Monetary
Contribution
CHECK #1515
PAC CONTRIBUTION
250.00
250.00
250.00
SAN JOSE, CA 95112 FPPC #1343111
❑ Nonmonetary
Contribution
❑ Independent
Support ❑ Oppose
Expenditure
10/18/12
CAT TUCKER FOR CITY COUNCIL
9440 EAGLE VIEW WAY
Monetary
Contribution
CHECK #1516
PAC CONTRIBUTION
250.00
250.00
250.00
GILROY, CA 95020 FPPC# 1298566
❑ Nonmonetary
Contribution
❑ Independent
�j Support ❑ Oppose
Expenditure
SUBTOTAL $ 1,250.00
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 /ASK -FPPC (8661278.3772)
Schedule D
(Continuation Sheet) Type or print in Ink. SCHEDULE D (CONT.)
Amounts may be rounded
Summary of Expenditures to whole dollars.
Supporting /Opposing Other
Candidates, Measures and Committees
Statement covers period
from 07/01/12
• ' 460
• -
Page of
through 12/31/12
NAME OF FILER
I.D. NUMBER
AFSCME LOCAL 101 AFL -CIO PAC
821697
DATE
NAME OF CANDIDATE, OFFICE, AND DISTRICT, OR
MEASURE NUMBER OR LETTER AND JURISDICTION,
OR COMMITTEE
TYPE OF PAYMENT
DESCRIPTION
(IF REQUIRED)
AMOUNT THIS
PERIOD
CUMULATIVE TO DATE
CALENDAR YEAR
(JAN. -DEC. 31)
PER ELECTION
TO DATE
(IF REQUIRED)
10/18/12
FRIENDS OF JIM BEALL
PO BOX 72007
SAN JOSE, CA 95172 FPPC# 1304649
® Monetary
Contribution
❑ Nonmonetary
Contribution
CHECK #1517
2,500.00
3,500.00
3,500.00
❑ Independent
® Support ❑ Oppose
Expenditure
❑ Monetary
Contribution
❑ Nonmonetary
Contribution
❑ Independent
❑ Support ❑ Oppose
Expenditure
❑ Monetary
Contribution
❑ Nonmonetary
Contribution
❑ Independent
❑ Support ❑ Oppose
Expenditure
❑ Monetary
Contribution
❑ Nonmonetary
Contribution
❑ Independent
❑ Support ❑ Oppose
Expenditure
SUBTOTAL $ 2,500.00
FPPC Form 460 (January/05)
FPPC Toil -Free Helpline: 866/ASK-FPPC (8661275.3772)
Schedule E
Payments Made
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
AFSCME LOCAL 101 AFL -CIO PAC
Type or print in ink.
Amounts may be rounded
to whole dollars.
Statement covers period
from 07/01/12
through 12/31/12
Page • of
-f-
821697
CODES: If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP
campaign paraphernalia /misc.
MBR
member communications
RAD
RFD
radio airtime and production costs
returned contributions
CNS
campaign consultants
MTG
OFC
meetings and appearances
office expenses
SAL
campaign workers' salaries
CTB
contribution (explain nonmonetary)*
PET
petition circulating
TEL
t.v. or cable airtime and production costs
CVC
FIL
civic donations
candidate filing /ballot fees
PHO
phone banks
TRC
TRS
candidate travel, lodging, and meals
staff /spouse travel, lodging, and meals
FND
IND
fundraising events
independent expenditure supporting /opposing others (explain)*
POL
POS
polling and survey research
postage, delivery and messenger services
TSF
transfer between committees of the same candidate /sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
WEB
voter registration
information technology costs (internet, e-mail)
L.IT
campaign literature and mailings
PRT
print ads
NAME AND ADDRESS OF PAYEE CODE OR DESCRIPTION OF PAYMENT AMOUNT PAID
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
VOTE JIMMY NGUYEN FOR CITY COUNCIL 2012 CHECK # 1510
4848 SAN FELIPE #150 CTB 500.00
SAN JOSE, CA 95135 FPPC# 1344095
COMMITTE TO SUPPORT LOCAL SCHOOLS YES ON MEASURE H CTB CHECK # 1511 5,000.00
1346 THE ALAMEDA SUITE 7125
SAN JOSE, CA 95126 FPPC# 1351261
SAFE, CLEAN WATER FOR OUR FUTURE, YES ON MEASURE B CTB CHECK #1512 5,000.00
2125 CANOAS GARDEN AVE SUITE 120
SAN JOSE, CA 95125 FPPC# 1350538
* Payments that are contributions or Independent expenditures must also be summarized on Schedule D. SUBTOTAL$ 10,500.00
Schedule E Summary
14,250.00
1. Itemized payments made this period. (Include all Schedule E subtotals.) ............................................................................... ............................... $
0
2. Unitemized payments made this period of under $100 ••••••..••..... ..•.•.•.......•••••.•'•"......• $
..........
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ..................................... ............................... ......... $
4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............................. TOTAL $
u
14,250.00
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 1ASK -FPPC (8661275 -3772)
Schedule E
(Continuation Sheet)
Payments Made
Type or print In ink.
Amounts may be rounded
to whole dollars.
Statement covers period
from 07/01/12
SCHEDULE E (CONT.)
iEE INSTRUCTIONS ON REVERSE
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
through 12/31 /12
Page _$_ of
VAME OF FILER
CHECK #1513
C/0 911 FRUITDALE PLACE
I.D. NUMBER
AFSCME LOCAL 101 AFL -CIO PAC
500.00
SAN JOSE, CA 95126 FPPC# 1342512
821697
CODES: If one of the following codes accurately describes the payment, you may enter the code.
Otherwise,
describe the payment.
3VP campaign paraphernalia /misc.
MBR
member communications
RAD
radio airtime and production costs
CM campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB contribution (explain nonmonetary)*
OFC
office expenses
SAL
campaign workers' salaries
CVC civic donations
PET
petition circulating
TEL
t.v. or cable airtime and production costs
RL candidate filing /ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND fundraising events
POL
polling and survey research
TRS
staff /spouse travel, lodging, and meals
IND independent expenditure supporting /opposing others (explain)*
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate /sponsor
LEG legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
1 IT ramnainn literature and mailinas
PRT
print ads
WEB
information technology costs (internet, e-mail)
NAME AND ADDRESS OF PAYEE
CODE OR DESCRIPTION OF PAYMENT
AMOUNT PAID
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
ELECT DAVID GINSBORG FOR WATER DISTRICT 2012
CHECK #1513
C/0 911 FRUITDALE PLACE
CTB
500.00
SAN JOSE, CA 95126 FPPC# 1342512
ARMENDARIZ FOR CITY COUNCIL 2012
CHECK # 1514
250.00
490 LAS AN I MAS
CTB
GILROY, CA 95020
TERESA CASTELLANOS FOR SJUSD 2012
CHECK # 1515
250.00
789 N. 3RD ST
CTB
SAN JOSE, CA 95112 FPPC# 1343111
CAT TUCKER FOR CITY COUNCIL
CHECK # 1516
250.00
9440 EAGLE VIEW WAY
CTB
GILROY, CA 95020
FRIENDS OF JIM BEALL
CHECK # 1517
2,500.00
P.O. BOX 72007
CTB
SAN JOSE, CA 95172 FPPC# 1304649
* Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 3,750.00
FPPC Form 460 (January/05)
FPPC Toll -Free Helpline: 866 1ASK -FPPC (8661275 -3772)