Flood Hazard Mitigation Report
INTERAGENCY
FLOOD HAZARD MITIGATION REPORT
~
in Response to the February 2l, 1986
Disaster Declaration
(FE!{A-758-DR)
COVERING the California Counties of Alameda, Alpine,
Amador, Butte, Calaveras, Colusa, Contra Costa, Del Norte,
EI Dorado, Fresno, Glenn, Humboldt, Lake, Lassen, Madera,
Marin, Mendocino, Modoc, Napa, Nevada, Placer, Plumas,
Sacramento, San Joaquin, San Mateo, Santa Clara,
Santa Cruz, Sierra, Solano, Sonoma, Sutter, Tehama,
Trinity, Tolumne, Yolo, and Yuba.
Prepared by the Region IX
Interagency Flood Hazard Mitigation Team:
Federal Emergency Management Agency
Department of Agriculture
Department of Army
Department of Commerce
Department of Education
Department of Health & Human Services
Department of Housing & Urban Development
Department of Interior
Department of Transportation
Environmental Protection Agency
Small Business Administration
State of California, Office of Emergency Services
State of California, Department of Water Resources
MARCH 15, 1986
TABLE OF CONTENTS
INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
PART I:
PART II:
PART III:
PART IV:
PART V:
APPENDICES
OVERV IEW . . . . . . . . . . . . . . . . . . . . . . 6
DEVELOPMENT OF RECOMMENDATIONS ........... 9
GENERAL RECOMMENDATIONS
.11
Urbanization & Structural Solutions .
Floodplain Management & Insurance
Flood Warning & Data Collection . .
. . 12
. . 16
. . . . . . 19
SITE SPECIFIC RECOMMENDATIONS
. 21
Russian River ..........
Sacramento-San Joaquin Delta
Napa River . . . . . .
Sacramento County . . . . . . .
. . 22
. . 26
. 30
. . 33
PAST RECOMMENDATIONS ................ 36
APPENDIX A
APPENDIX B
Requirements of Section 406, P.L. 93-288
Synoptic Situation - Storm series of
February 12-21, 1986, NOAA/NWS
Executive Order 11988, Floodplain
Management
APPENDIX C
INTRODUCTION
On February 21, 1986, the President declared a major disaster in the
State of California (FEMA-758-DR-CA). Figure 1 is a detailed list
of the declared counties. This report transmits the recommendations
of the Region IX Interagency Flood Hazard Mitigation Team (IHMT) to
the Federal Emergency Management Agency (FEMA) Regional Director,
the Federal agencies that are a party to the Agreement, and the
affected state and local governments.
Purpose of the Report
The report and recommendations of the team are intended to provide
the framework for flood hazard mitigation during the reconstruction
process to reduce the potential for future flood losses.
Overview of Authority and Background
Since 1936, Federal, State and local governments have expended in
excess of $12 billion for structural solutions to flood problems in
the United States. In spite of this investment, flood losses have
continued to rise. In an effort to stem continuing increases in
disaster relief programs and development pressures on the nation's
floodplains, federal emphasis shifted toward a comprehensive and
coordinated approach to floodplain management.
An Office of Management and Budget memorandum, dated July 10, 1980,
provides the basis for the establishment of regional interagency and
intergovernmental hazard mitigation teams designed to promote a
comprehensive approach to flood hazard mitigation during the post-
flood recovery process. These teams were then formulated under the
Interagency Agreement for Non-Structural damage Reduction Measures of
December 15, 1980. An interagency task force in Washington, D.C.
was also established by the Interagency Agreement to coordinate
activities and facilitate funding to implement the recommendations
in this report.
The Office of Management and Budget directive required that a report
be prepared by the team within 15 days of a Presidential disaster
declaration, that the mitigation activities recommended in the report
emphasize non-structural measures, and that Federal agencies combine
their recovery actions to achieve economy of losses to the fullest
extent practicable. In extraordinary circumstances involving a large
scale major disaster, the report may be prepared within thirty (30)
days. This report was prepared within 21 days.
The report is considered to be a conceptual guide for all Federal
agencies providing recovery assistance in the disaster. The FEMA/
State/Local Hazard Mitigation Coordinators (HMe) also use this report
as guidance to implement the requirements of Section 406, P.L. 93-288.
The Section 406 requirements are explained in Appendix A.
Figure 1
DECLARED COUNTIES
FEMA-758-DR-CA
Date Declared
Individual Public
COUNTY Assistance Assistance
Alameda 3/6 3/8
Alpine (adj acent) 2/27 3/8
Amador (adjacent) 2/27 3/8
Butte (adjacent) 2/27 3/8
Calaveras 2/27 3/8
Colusa (adjacent) 2/27 3/8
Contra Costa 3/6 3/8
Del Norte (adjacent) 3/10 NO
EI Dorado 2/27 3/8
Fresno 3/6 NO
Glenn 2/25 3/8
Humboldt 2/25 3/8
Lake 2/21 3/8
Lassen (adjacent) 2/27 3/8
Madera (adj acent) 3/6 NO
Marin 2/21 3/8
Mendocino 2/27 3/8
Modoc 2/25 3/8
Napa 2/21 3/8
Nevada (adjacent) 3/12 3/8
Placer 2/27 3/8
Plumas 2/27 3/8
Sacramento 2/21 3/8
San Joaquin 2/27 3/8
San Mateo 3/6 3/8
Santa Clara 2/21 3/8
Santa Cruz 2/21 3/8
Sierra (adjacent) 2/27 3/8
Solano 2/21 3/8
Sonoma 2/21 3/8
Sutter (adjacent) 2/27 3/8
Tehama (adjacent) 2/27 3/8
Trinity (adjacent) 3/12 3/10
Tuolumne (adjacent) 2/27 3/8
Yolo (adjacent) 2/27 NO
Yuba 2/21 3/8
2
FEMA will be responsible for the overall coordination of the recommen-
dations and will prepare a Post Flood Recovery Progress Report which
is due on June 13, 1986.
3
GLOSSARY
ALE RT
Automated Local Evaluation in Real Time
BLM
Bureau of Land Management;
Department of the Interior
CSC
Computer Sciences Corporation
DOC
Department of Commerce
DOl
Department of the Interior
DOT
Department of Transportation
DWR
Department of Water Resources (State)
ED
Department of Education
EPA
Environmental Protection Agency
FEMA
Federal Emergency Management Agency
FIA
Flood Insurance Administration
FIRM
Flood Insurance Rate Map
HHS
Health and Human Services
HMC
Hazard Mitigation Coordinator
HUD
Department of Housing and Urban
Development
IHMT
Interagency Hazard Mitigation Team
NFIP
National Flood Insurance Program
NOAA
National Oceanic and Atmospheric
Administration;
Department of Commerce
NWS
National Weather Service;
National Oceanic and Atmospheric
Administration;
Department of Commerce
OES
Office of Emergency Services (State)
OMB
Office of Management and Budget
SBA
Small Business Administration
4
SCS
Soil Conservation Service;
United States Department of Agriculture
USACE
United States Army Corps of Engineers;
Department of Army
USBR
United States Bureau of Reclamation;
Department of Interior
USGS
United States Geological Survey;
Department of the Interior
5
P ART I
OVERVIEW
The Disaster
A series of storms produced a heavy amount of rainfall throughout
much of California during the ten day period from February 11 to
February 21, 1986. The storms reached a peak on Sunday and Monday,
February 16 and 17. For about 36 hours beginning Sunday afternoon,
nearly continuous heavy rains from ten to as much as 27 inches fell
in the mountains north of the San Francisco Bay Area and in the
Central and Northern Sierra Nevada range. This ten-day storm total
is greater than 50 percent of the average annual rainfall in many of
these locations.
Record stream flows were measured on the Russian, Napa, lower Sacra-
mento, American, Consumnes and Mokelumne Rivers. Many reservoirs on
these rivers and their trihutaries were completely filled.
During the same 10 day period, tide stages in the Sacramento-San
Joaquin Delta rose 1.7 feet higher than previously recorded at Rio
Vista.
Description of Damages
The storms caused widespread flood damage from the Oregon border in
Northern California to Santa Cruz County along the coast and Fresno
County in Central California (see Figure 2).
A major levee break occurred on the Yuba River flooding the communi-
ties of Linda and Olivehurst. Other levee failures resulted in the
flooding of six islands, including the community of Thornton in the
Sacramento-San Joaquin Delta. Severe flooding occurred along the
Russian and Napa Rivers.
As of March 14, 1986, FEMA and the State of California had opened 32
Disaster Application Centers in the declared counties. Approximately
11~356 individuals registered at these centers. The Individual and
Family Grant Program had received 3,713 applications for assistance;
5,340 families had applied for temporary housing. The Small Business
Administration had issued 5,452 loan applications for home and personal
property and 2,567 loan applications for business. Additional regis-
trations and applications for disaster assistance were expected.
As of March 10, the American Red Cross had opened 74 shelters which
served 21,000 persons. They also provided food, clothing and other
necessities to 6,500 families. The Red Cross reports 14 deaths and
182 injuries resulted from the storms.
6
Figure 2
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S H AS T A
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DECLARED COUNTIES
AS OF MARCH 15, 1986
SAN
SAN BERNARDINO
RIVERSIDE
SAN DIEGO
IMPER I Al
7
P.reliminary estimates indicate more than $50 million in damages to
public property.
Numerous state and local roads were closed due to flooding, heavy
snowfall or landslides. Just south of Sacramento, Interstate 5, a
major north south corridor in the state was closed for more than a
week. Interstate 80 and U.S. 50 were both closed periodically
during the storms. State Routes 49 and 99 were closed. Route 49
will probably not be completely open until June. Most of the roads
were passable by March 14, but many required repair and restoration.
Governmental and Regulatory Structure
Local government in California is comprised of cities, counties and
special purpose districts. Cities are incorporated entities of
local government; counties govern the unincorporated areas of the
state not otherwise subject to city, state, or federal laws. For
the purposes of this Flood Hazard Mitigation Report, however, the
legal status of these separate entities of local government is not
significant.
Subject to certain restrictions imposed by the State Legislature,
counties and incorporated cities have the authority to enact land
use and building construction standards consistent with the General
Plan adopted by the county or city.
Local government has traditionally relied upon urban growth and
economic development to increase revenues necessary for providing
governmental services. The cost of government has risen markedly in
recent years, but revenues have not kept pace. Since the passage of
California's Propositions 13 and 4, much of the state is increasing-
ly concerned about the costs of public programs and the ability of
local governments to provide adequate services based on s1gnifi-
cantly reduced resources.
California law authorizes the formation of special districts, such
as for land reclamation, flood control or other purposes. Special
purpose districts are usually single-purpose jurisdictions estab-
lished apart from existing local government. Essentially, they
function as independent state subdivisions, with a wide variety of
organizational structures.
8
PART II
DEVELOPMENT OF RECOMMENDATIONS
The IHMT reviewed mitigation opportunities for the following flood
hazards: (1) inundation of land, structures and facilities; (2) damage
caused by levee failure; and (3) damage from high velocity flows.
After much discussion, the Team decided it was not possible to formu-
late work programs to mitigate all hazards. Therefore, the Team chose
a dual focus for this report, resulting in work programs that apply
statewide, as well as recommendations for specific locations. The
Team also reemphasized recommendations they made in 1982 (FEMA-651-DR-CA)
and 1983 (FEMA-677-DR-CA) for areas that sustained repeated flooding.
The work programs aLe the recommendations of the IHMT and were agreed
upon by the participating members. Each work program includes a work
element, a background statement that describes the issue and intent of
the Team, a listing of the agencies responsible for the work element,
financing, and a work schedule.
A major concern of the Team was continued urbanization of areas pro-
tected by levees. The following problems were identified:
a) Levees that were constructed for agricultural purposes;
b) Levee systems that are maintained by more than one agency;
c) Levees that were not constructed to current standards.
Levees often provide a sense of false security, encouraging develop-
ment in possibly unsafe areas. Local governments are frequently
pressured to allow additional development in these areas. In addi-
tion, many areas such as Linda and Olivehurst in Yuba County are not
designated as floodprone by the National Flood Insurance Program
(NFIP) because they are protected by project levees. Other locations
are not designated as floodprone because the Flood Insurance Study was
completed before the current levee policy was used to map flood prone
areas. Few local jurisdictions require more stringent building codes
than the minimums required by the NFIP. Continuing urbanization will
expose ever growing numbers of people to dangerous flooding. Adherence
to minimum NFIP standards is no longer sufficient to deter future
damages in levee protected areas.
Other areas within the declared counties also have significant hazards
and mitigation opportunities. They will be addressed by the FEMA and
State HMCs as required by Section 406, P.L. 93-288. Section 406
Lequires the State or local governments to evaluate the natural
hazards of the areas where Federal disaster loans or grants are used
and to take action to mitigate them.
9
Under Section 406, a FEMA and a State HMC were appointed. A. local HHC
will be appointed for each jurisdiction that has significant hazards
and will work closely with the FEMA and the State HMC to evaluate the
impacts of the hazards, evaluate possible measures to mitigate the
hazards, and recommend appropriate mitigation measures. The FEMA and
State HMCs will meet with local HMCs to explain the work programs in
this report and encourage their implementation. Significant hazards
have been identified in the following local jurisdictions.
CONTRA COSTA COUNTY
Contra Costa County
SACRAMENTO COUNTY
Sacramento County
City of Sacramento
LAKE COUNTY
Lake County
City of Lakeport
SAN JOAQUIN COUNTY
San Joaquin County
MARIN COUNTY
Marin County
City of Corte Madera
Town of Fairfax
City of Novato
Town of Ross
Town of San Anselmo
SANTA CLARA COUNTY
City of Gilroy
SANTA CRUZ COUNTY
Santa Cruz County
NAP A COUNTY
Napa County
City of Napa
City of St. Helena
Town of Yountville
SOLANO COUNTY
Solano County
City of Vacaville
SONOMA COUNTY
Sonoma County
City of Petaluma
PLACER COUNTY
City of Roseville
YOLO COUNTY
Yolo County
YUBA COUNTY
Yuba County
According to Section 406, the State must submit a Hazard Mitigation
Plan by August 21, 1986. The State Plan will use the guidance
provided by this IHMT Report as well as issues identified by the
FEMA, State and Local HMCs.
10
PARTIIl
GENERAL RECOMMENDATIONS
11
URBANIZATION AND STRUCTURAL SOLUTIONS
The varied terrain and hydrologic conditions in California, coupled
with rapid urban development, has mandated flood protection measures
throughout the state. Levees are one of the widely used methods of
protection. Levees in California can be generally grouped into three
major categories: (1) Project levees, (2) non-project levees within
the legal boundaries of the Sacramento-San Joaquin Delta, and (3)
other non-project levees which include private levees.
Project levees in the State have been constructed under various
State and Federal authorizations and are well documented. These
levees, which total about 1,760 miles in the Central Valley, are
generally in very good condition. They are regularly inspected by
the State and maintained by the State and local districts.
E~cept for those in the Delta, non-project levees have generally
neither been documented nor comprehensively studied. Such levees,
which exis t throughout the State, are relied on by many Californians
to provide flood protection. All levees provide a false sense of
security. Private levees, often inadequately constructed, inspected
and maintained, are susceptible to a higher degree of failure than
project levees. Without appropriate construction guidelines, periodic
inspections, and properly administered maintenance, the level of
protection provided to the public is questionable.
Experience with project levees has established the soundness of an
effective levee management program. The absence of an effective
levee management program for non-project levees has often contri-
buted to flood losses in excess of what otherwise have occurred.
Consequently, general statewide construction, inspection and maint-
enance guidelines should be established, and a local non-project
levee management plan including financing should be encouraged.
WORK ~LEMENT #1:
Establish a fact-finding task force to extensively research questions
raised by the IHMT regarding reclamation and flood control districts.
Background:
A numner of questions were raised by the IHMT regarding reclamation
and flood control districts and the non-project and private levees
within their boundaries. These questions include but are not
limited to the follo~ing:
a) What is the procedure used to form these districts?
b) What is the purpose and function of these districts?
c) What are their powers and responsibilities?
12
d) Do they have the authority to assess and to raise revenues?
e) Are minimum levee construction, inspection and maintenance
standards required?
f) Are emergency response plans required and if so, are they
coordinated by all agencies?
g) Who has oversight authority of these districts?
h) What are the powers, duties and responsibilities of over-
sight agencies and jurisdictional authorities?
Action Agency: Fact finding task force led by FEMA and State DWR
including USACE, State OES, and Reclamation Board.
Financing: No special funding required.
Schedule: 60 days.
WORK ELEMENT #2:
Recommend changes to: (1) improve non-project and private levee
construction, inspection and maintenance performed by reclamation
and flood control districts and (2) clarify the relationship between
reclamation and flood control districts and other local, state and
federal authorities.
Background:
These recommendations will be based on the facts established in Work
Element Ill. Of particular concern to the IHMT are the non-proj ect
and private levees which lie within the boundaries of locally formed
reclamation and flood control districts. These levees are generally
not as well maintained as project levees and have a greater likeli-
hood of failure. Consequently, they often provide an inadequate
level of protection to residents within these areas. In order to
promote effective interaction between local/state/federal authori-
ties and reclamation and flood control districts, it is necessary to
determine what their authorities are and the extent of their powers,
duties and responsibilities.
Action Agency: IHMT
Financing: No special funding required.
Schedule: 60 days after the completion of Work Element #1.
13
WORK ELEMENT 113:
Develop a proposal to establish and enforce statewide construction,
inspection, and maintenance standards for non-project and private
levees.
Background:
Experience with project levees has established the soundness of an
effective levee management program. The lack of an overall state-
wide management program for non-project and private levees, however,
has often contributed to flood losses in excess of what may other-
wise have occurred. Non-project levees make up approximately 80
percent of the levees in the Sacramento-San Joaquin Delta.
Action Agency: State DWR as lead agency, with assistance from FEMA,
USACE, USBR, SCS, and State OES and Reclamation Board.
Financing: Within existing funds.
Schedule: 90 days to complete a proposal for submittal to the
State Legislature.
WORK ELEMENT #4:
Implement a statewide construction, inspection, and maintenance
program for non-project and private levees, if the assessment of Work
Element #3 results in appropriate legislation.
Background:
Often local agencies are not adequately equipped technically or
financially to carry out adequate levee management measures. In April
1984, the Department of Water Resources, in connection with the
February 9, 1983, disaster declaration (FEMA-677-DR) issued a report,
"Non-Project Levee Hazard Mitigation". The report encouraged develop-
ment of a non-project levee protection plan.
Action Agency: State DWR with assistance from FEMA, USACE, USBR,
SCS, and State OES and Reclamation Board.
Financing: Special funding will be required.
Schedule: 180 days to implement the program after receipt of
legislative authorization to proceed.
WORK ELEMENT #5:
Encourage local governments to develop and implement a non-project
levee management plan.
14
Background:
The 1984 State Department of Water Resources Report, "Non-project
Levee Hazard Mitigation" and the IHMT Report (FEMA-677-DR-CA) urged
the development of a non-project levee management plan as an important
component of a community's floodplain management program to prevent
flood losses and reduce the impact of flood problems.
Action Agency: FEMA and State DWR.
Financing: Normal program delivery.
Schedule: Immediate and ongoing.
15
FLOODPLAIII MANAGEMENT AND RATIONAL FLOOD INSURANCE PROGRAM
A key effort after each flood disaster is to remind communties of the
need for proper floodplain management, and to re-emphasize to the
public the desirability of flood insurance as a means of offsetting
personal losses. A disaster invariably discloses situations involving
misinformation about flood insurance, not only among owners of resi-
dences and businesses but on the part of insurance agents as well.
Hhen <-l community enters the regular phase of the NFIP, they are
visited by personnel of the State Department of Water Resources,
offering technical assistance on the application of federal regula-
tions and administering the community's floodplain management
ordinance. This effort is conducted under contract with FEMA. In
support of the DWR effort, the disaster provides opportunities to
pinpoint communities with special regulations and ordinance problems.
This effort has proven from past flood disasters to be an important
part of the disaster follow-up.
WORK ELEMENT #6:
Train insurance agents and lenders in disaster declared counties in
their responsibilities under the NFIP.
Background:
Federal agencies require the purchase of flood insurance as a condi-
tion of disaster loans and grants. Therefore, many new flood insur-
ance policies will be written during the next few months. Insurance
agents in these counties may need additional training. Regular NFlP
workshops should be conducted by Computer Sciences Corporation in
the disaster declared counties where many policies will be written.
Action Agency: FEMA/FIA through CSC.
Financing: Normal program delivery.
Schedule: Immediate and ongoing.
WORK ELEMENT it7:
Train insurance agents in writing flood insurance policies in areas
where a restudy by FEMA will result in delineation of additional
flood hazard zones.
Background:
FEMA is conducting map restudies in Napa and Sonoma Counties. It is
expected that special flood hazard zone designations may change as a
result of these restudies. If flood hazard zone designations
change, different insurance rates will apply.
16
Action Agency: FEMA/FIA through CSC.
Financing: Normal program delivery.
Schedule: After the revised FIRM is published.
WORK ELEMENT 118:
Visit those communities which sustained substantial damage in this
disaster to provide assistance to assure compliance with NFIP
requirements.
Background:
In the aftermath of this flood, there will be many requests to
rebuild or repair structures in the floodplain. During reconstruc-
tion, communities will be required to enforce seldom used provisions
of the NFIP. Requirements of the NFIP that should be emphasized
before reconstruction are:
a) Repairing substantially damaged structures;
b) Replacing structures;
c) Anchoring structures;
d) Use of appropriate construction methods and materials for
construction.
Note: Mobile homes are considered structures.
Action Agencies:
FEMA and State DWR.
Financing:
Normal program activity.
Schedule:
Immediate and ongoing.
WORK ELEMENT 119:
Visit those communties which may join the NFIP as a result of the
disaster to provide assistance in interpreting the regulations and
enforcing their ordinance.
Background:
Several communities may ]01n the NFIP to qualify for the full range
of federal disaster assistance. While these communities will adopt
.the necessary standards to join the program, they may not fully
understand their responsibilities as floodplain administrators. The
Community Assistance Program (California DWR) or Community Coordina-
tion Meetings (FEMA) can provide educational assistance to these
17
communities to assist them in interpreting and implementing the
NFIP.
Action Agency: FEMA and State DWR.
Financing: Normal program activity.
Schedule: Immediate and ongoing.
18
FLOOD WARNING AND DATA COLLECTION
A coordinated system of flood forecasting and warning can lead to a
significant reduction in impacts such as loss of life and property
damage. Only after recognition of a flood threat can the warning
dissemination process begin. In areas of California where stream
elevations can rise quickly, advanced warning is imperative. Such
advanced warning can be provided quickly and automatically by use of
the Automated Local Evaluation in Real Time (ALERT) system.
Once a flood has occurred, it is very important to gather as much
information as possible concerning the event. In particular, dis-
charge and stage data should be collected for affected streams and
tributaries. This information, added to historical data, can pro-
vide valuable information for forecasting and floodplain management
activities.
WORK ELEMENT #10:
Investigate the feasibility of implementing a local cooperative
flood warning system, ALERT, in areas with flood problems associated
with rapid cresting streams.
Background:
In recent years, the National Weather Service (NOAA/NWS) has imple-
mented ALERT flood warning systems in many areas of California. A
NWS scientist could provide local agencies with substantial support
in the areas of design, system software, and assessment of stream
conditions. NWS can also assist local governments in compiling
elements of a preparedness response plan. The system would be used
to trigger appropriate warning to those in identified impact areas.
Action Agency: NOAA/NWS, State, county and local governments.
Financing: Intergovernmental.
Schedule: Immediate and ongoing.
WORK ELEMENT #11:
Coordinate the gathering of discharge measurements for gaged and
ungaged tributaries and streams in the flood impacted areas.
Rackground:
Many flood studies, especially those on tributaries to the Russian
River and Sacramento River are based on regional estimates or very
limited local data. Depths of flooding were experienced in C Zones
that were in excess of sheet runoff. It is essential to know the
average discharge of those streams, as compared with flood discharge.
19
Action Agency: The USGS, with technical support from the SCS,
USACE, NOAA, USBR, and State DWR.
Financing: USGS, with cooperation from local government and
relevant federal agencies.
Scheduling: Within 120 days, depending on the number of sites to
be studied.
20
P ART IV
SITE SPECIFIC IECOHMENDATIONS
21
RUSSIAN RIVER
Description of Area
The Russian River flows southward into Sonoma County from Lake
Mendocino, turns west and flows to the Pacific Ocean at Jenner. The
Russian River communities have traditionally been dependent upon
recreational uses of the River for an economic base. Permanent
residents, a growing segment of these communities, include those who
service the tourist industry or work in nearby urban centers. The
area is marked by its scenic beauty and small town atmosphere.
The Russian River has a long history of damaging floods. Major
flood stages, exceeding 46.0 feet, have occurred five times since
public records were begun in 1897. Floods in the Russian River
basin normally last three or four days. Flooding develops within
24-48 hours after the beginning of a flood-producing storm. How-
ever, tributaries rise so rapidly that flooding occurs on some as
early as four hours after heavy rainfall begins.
Since the completion of the Coyote Dam at Lake Mendocino during the
early 1960s, maximum flood stages on the Russian River have been
reduced one to two feet. Warm Springs, the $330 million earthfilled
dam completed in 1984, further reduced the maximum flood stage of
this event an estimated six feet (USACE datum). The river crested
at 48.6 feet in Guerneville at 7:00 a.m. on Tuesday, February 18,
1986.
All of the flood impacted communities adjacent to the Russian River
are unincorporated and within the jurisdiction of Sonoma County.
The County is in the regular phase of the NFIP. There are approxi-
mately 900 flood insurance policies in the Russian River area,
providing coverage of about $34 million of structural and $5.5
million of content coverage.
The Disaster
Most tributaries and streams in the Russian River Basin were above
flood stage with many at or near record levels. Disastrous flooding
occurred along the river between Hacienda and Duncan Mills.
The State Department of Water Resources maintains a telemetered gage
station near Venado (elevation 1,260 feet), ten miles west of
Healdsburg. During the period February 12 to February 21, a series
of Pacific storms dropped from 14.3 inches to 39.28 inches of rain
on the 2,200 square mile Russian River watershed. During this
period, 56 percent of the annual rainfall of 70 inches was recorded.
On February 17, the USGS measured a peak flow of 69,000 cubic feet
per second on the Russian River near Healdsburg, producing a flood
stage of 25.8 feet (27.0 feet is the flood of record).
22
At the Hacienda Bridge near Guerneville, peak flows of 91,000 cubic
feet per second produced a 48.6 foot flood stage (49.6 feet is the
flood of record). Initial flood stage along this reach (Guerneville)
is 32.0 feet.
Damage in the many small communities adjacent to the Russian River
was extensive and severe. Preliminary Red Cross estimates indicated
15-20 homes were destroyed and nearly 1,000 had various levels of
damage. Requests for temporary housing at the Guerneville DAC are
in excess of 1,000.
WORK ELEMENT #12:
Determine how to avoid continued Federal investment in high flood
risk areas where there is repetitive flooding, structural damage or
loss of life.
Background:
Under the directive of the Office of Management and Budget, the IHMT
is to identify "areas in which Federal investment to repair or
replace structures and facilities should be avoided and the reloca-
tion of people and structures out of these areas should be
encouraged. II
The IHMT has identified certain areas along the Russian River where
Federal investment should be avoided and relocation encouraged.
These are areas of repetitive damage, deep flooding and high
velocity flows. The IHMT can encourage relocation out of these
areas, but certain Federal programs cannot avoid funding of damaged
structures. The inability to avoid funding actually encourages
occupancy of these known high hazard areas. In all likelihood,
these areas will require future disaster assistance.
Executive Order 11988 (Appendix C) can be used to avoid Federal
investment in high flood risk areas. However, the implementation of
Executive Order 11988 varies from one agency to another; for example:
a) Some agencies apply the full eight-step process to all agency
actions in or affecting the floodplain.
b) Some agencies exempt specific actions from the requirements
of Executive Order 11988.
c) Some agencies have determined that funding below a specified
amount is exempt from the requirements of Executive Order
11988. The amounts specified vary from $5,000 to $500,000.
d) Some agencies consider that they have met the Executive
Order 11988 requirement by requiring the purchase of flood
insurance.
23
While certain areas along the Russian River serve as an example of
where Federal assistance should be avoided, there are many other
locations nationwide where this also applies. The Russian River
example is used to illustrate this problem. In addition to consis-
tent enforcement of Executive Order 11988, other possible solutions
include:
a) Enacting legislation, similar to the Coastal Barriers Act or
to the proposed legislation concerning the Colorado River;
b) Providing more funds for relocation of structures.
This issue was also discussed by the IHMT for FEMA-651-DR-CA. See
page 16 of that report for details.
Action Agency: Hazard Mitigation Task Force, IHMT member agencies,
OMB.
Financing: To be determined.
Schedule: Long-range.
WORK ELEMENT #13:
FEMA and the State NFIP Coordinator will work closely with the
Russian River communities to assure compliance with the NFIP,
placing emphasis on the following requirements:
a) Repairing substantially damaged structures;
b) Replacing structures;
c) Using appropriate construction methods and materials.
Background:
The damaged areas were primarily located within the designated Zone
A on the Flood Insurance Rate Maps (FIRM). Older buildings and
homes not floodproofed or elevated suffered major damage. As a
result of this flood, there will be many requests to rebuild or
repair structures in the floodplain and County officials will be
required to implement many provisions of the ordinance that are not
commonly used. FEMA and the State NFIP Coordinator can assist by
working closely with the County and providing information during the
recovery and reconstruction period. Requirements of the NFIP that
will be particularly important during reconstruction are:
a) The County must require that:
1) All new construction and substantial improvements of
residential structures in the floodplain have the lowest
24
floor elevated to or above the base flood level; and
2) All new construction and substantial improvements of non-
residential structures in the floodplain have the lowest
floor elevated or floodproofed to or above the base flood
leveL
NOTE: "Substantial improvement" is defined as any
repair, reconstruction or improvement of a structure, the
cost of which exceeds 50 percent of the market value of
the structure, either (1) before any improvement or
repair is started; or (2) if the structure has been
damaged, before the damage occurred.
b) The County must review all permit applications to determine
whether proposed building sites will be" reasonably safe from
flooding. If a proposed building site is in a floodprone
area, all new construction and substantial improvements shall:
1) Be designed and adequately anchored to prevent flotation,
collapse or lateral movement of the structure;
2) Be constructed with materials and utility equipment
resistent to flood damage; and
3) Be constructed by methods and practices that minimize flood
damage.
For some locations along the Russian River, elevating or flood-
proofing of buildings may not be practical. One-hundred-year flood
depths are fairly high, requiring elevation to heights that may be
impractical (in some locations in excess of 30 feet). In addition,
debris flow is an ever-present danger to elevated structures, as
elevation was meant to keep out water and not protect against debris
impact. Careful engineering analysis by licensed professionals
should be completed before a permit is issued. An engineering
analysis may conclude that it is not feasible to rebuild or repair
buildings on certain sites.
Action Agency: FEMA and State NFIP Coordinator.
Financing: Existing programs.
Schedule: FEMA and State NFIP Coordinators will meet with
Sonoma County within 30 days.
25
SACRAMENTO-SAN JOAQUIN DELTA
Once again, the fragile levee systems of the Sacramento-San Joaquin
Delta were subjected to severe rains, winds, waves and tidal action.
Six islands suffered levee damage and inundation during the most
recent disaster, bringing the total to 18 islands inundated since
19RO. This is the fifth Presidential disaster declaration and one
emergency declaration that have been made in the Delta since 1980.
That is an average of one declaration per year. Not including this
disaster, FEMA's Federal disaster assistance has amounted to $67.5
million and another $28.6 million under the State Natural Disaster
Assistance Act (NDAA) for levee repair work.
The IHMT took action in its March 24, 1983, report (FEMA-677-DR) by
requesting the Governor of California to provide State leadership
and resources to mitigate against future flood disasters in the
Delta. Five work elements were contained in the IHMT report that
specified short- and long-term work programs. The 1983 IHMT report
supported recommendations in recently issued Federal and State
reports containing long-term solutions to Delta problems.
In compliance with Section 406, a State "Flood Hazard Mitigation
Plan for the Sacramento-San Joaquin Delta" was prepared, dated
September 15, 1983. With regard to long-term solutions, the State
Reclamation Board, in April 1984, indicated its intent to be the
non-Federal sponsor for a flood control project, if ever developed
and approved. In September 1984 the Director of the Department of
Water Resources reported that the State would prefer a comprehensive
Federal/State plan for the Delta that would include water transfer,
flood control, recreation, and fish and wildlife enhancement. The
State Reclamation Board also supported the comprehensive plan. In
July 1985 a coordinated planning effort was initiated by the State
Department of Water Resources, the Bureau of Reclamation, and the
U.S. Army Corps of Engineers which developed a joint study schedule,
providing for completion of the feasibility report and environmental
impact statement by 1990.
Some short-term mitigation actions have taken place since 1983.
FEMA, in a letter to the Governor in December 1985, requested a
comprehensive updating of the actions taken and any actions
recommended, but not yet completed. The State is in the process of
providing that response.
WORK ELEMENT #14:
Make recommendations regarding continued disaster assistance for the
Delta, after reviewing the State status report on the implementation
of the Hazard Mitigation Plan for the Delta.
26
Background:
Work Element #5 of the 1983 IHMT Report, FEMA-677-DR-CA, Supplement
No.1, stated that "The Team recommends continued federal disaster
assistance in the Delta, if the State and local jurisdictions take
the actions recommended in Work Elements #1-4." Work Elements #1-4
from the 1983 IHMT Report are:
#1. The State of California should determine what plan of
action it will adopt to correct the problems of the
Sacramento-San Joaquin Delta.
#2. The State of California should determine what level of
federal participation it will seek from Congress for its
adopted plan of action. and identify the level of State
and local funding.
#3. The State and appropriate local jurisdictions should
develop appropriate legislation to provide standards for
upgrading, reconstruction, repair and maintenance of
Delta levees.
#4. The State and appropriate local jurisdictions should
implement a program to upgrade, reconstruct, repair and
maintain the Delta levees in accordance with the
standards developed pursuant to Work Element #3 above.
The State has completed Work Elements #1 and #2 and some actions
were taken to implement Work Elements #3 and #4.
In complying with all the Work Elements and Section 406, P.L. 93-288,
the State published a Hazard Mitigation Plan for the Delta. On
December 13, 1985, FEMA requested a status report of the State
Hazard Mitigation Plan. The State is in the process of responding.
The IHMT will reconvene after the response is submitted to FEMA to
make a recommendation regarding continued disaster assistance.
Action Agency: IHMT.
Financing: Normal Agency budget.
Schedule: The IHMT will reconvene within 30 days after the
State's response is received.
WORK ELEMENT #15:
Develop and pursue alternative planning approaches to correct the
flooding problems of the Sacramento-San Joaquin Delta.
27
Background:
Beneficial uses of the Delta include agriculture, fish and wildlife,
recreation, water supply, navigation, transportation and utilities.
Federal and State programs to protect various beneficial uses of the
Delta are, in some cases, confined to a single agency objective
rather than a coordinated interagency objective for Delta protection.
The construction of a Federal flood control project offers only one
solution to the need for long-term flood protection. It is recommended
that other short- and long-term approaches be investigated in conjunc-
tion with a long-term project. Some approaches that may be considered
are as follows:
a) Develop a master plan for the Delta that is approved by all
agencies, and ensure that separate projects are consistent
with the master plan.
b) Determine feasibility of making Delta levees eligible for
P.L. 84-99 funding.
c) Participate in the USACE Small Flood Control Project Flood
Program (Section 205).
d) Request flood control project funding via the State Cong-
gressional Delegation in lieu of USACE funding.
e) Develop a program to receive State and Federal maintenance
funds in lieu of emergency funds.
f) Seek legislation for developing a Delta user fund for levee
maintenance. Potential sources of funding include, but are
not limited to, Delta fishing stamp fees, boater registra-
tion, State Water Project and Central Valley Project trans-
fer maintenance fee, and apportionment of the general fund.
g) Expand the 1982 USACE report to consider Delta flood control
projects that involve channel widening. as opposed to
increasing levee heights.
Action Agency: The Interagency Delta Management Committee, including
USACE, USBR, State DWR, and other users and beneficiaries.
Financing: To be determined.
Schedule: Immediate and ongoing.
WORK ELEMENT #16:
Define Federal interest in the Delta; i.e., each Team member will
identify and provide their agency's interests, projects, activities
and/or programs in or affecting the Delta and provide this information
to the IHMT.
28
Background:
To support a coordinated approach in planning and use of the Delta,
various interests and users, both compatible and complementary, as
well as those that are incompatible and dissimilar, must be identi-
fied. As a first step in determining the various interests rep-
resented in the Delta, the IHMT member agencies can determine what
interest, if any, their respective agencies have in the Delta. This
is the same request made to the team members in the IHMT report for
FE~1A-677-DR, Supplement #1. However, the need to redefine the
Federal interest exists. This determination of interests will be
transmitted by the IHMT leader to the Interagency Delta Management
Committee for analysis.
Action Agency: FEMA HHS DOT
USDA ED EPA
USACE HUD SBA
DOC DOl
Financing: None required.
Schedule: 30 days.
29
NAPA RIVER
Description of Area
The cities of Napa, St. Helena and Yountville are located along the
Napa River, which is in the western portion of Napa County. Most of
the development and urbanization in Napa County has occurred along
the Napa River.
Flooding in the Napa River Basin is the result of precipitation over
the entire Napa River basin for periods in excess of 12 hours. After
periods of intense rainfall, maximum river stages can be expected at
the following elapsed times:
City of St. Helena
City of Napa
4 hours
13-14 hours
Flooding occurs when the discharge exceeds approximately 7,000 cubic
feet per second at St. Helena. Duration of flooding in some places
has lasted as long as several weeks due to inadequate drainage of
ponded flood water. The duration of flooding within the agricultu-
ral area between Oak Knoll Avenue and the City of Napa is normally
from one to three days.
The Napa River Basin has been subject to frequent flooding, result-
ing in severe damage to agriculture and urban development; 20
damaging floods have been recorded since 1~62. Prior floods that
have caused great damage .in the Napa River Basin occurred in 1967,
1963, 1952, 1950, 1941 and 1940.
The cities of Napa, St. Helena, and Yountville are in the regular
phase of the NFIP. There was an excellent comparison between the
100-year floodplain shown on the FIRM and the actual flooding that
occurred. There are approximately 296 flood insurance policies in
these communities: 261 in Napa, seven in St. Helena, and 28 in
Yountville.
As a flood protection measure, all developers are required to up-
grade channels as far upstream and downstream as is necessary to
convey the 100-year flood. As a result of this requirement,
improvements have been made in recent years on short sections of
Salvadore Creek and American Canyon Creek. Other structural
measures have been constructed on Conn Creek, Tulucay Creek and
Sheehy Creek.
There has been a great deal of controversy during the last 15 years
regarding flood control projects in the area. A flood control
project was approved by the U.S. Army Corps of Engineers, but voters
expressed opposition to the project by referendum in November 1976,
and in June 1977 reaffirmed their opposition.
30
The floodplains of the Napa River have been extensively developed.
Also, some development exists within the floodway. Pressure for
development in both the floodplain and floodway continues.
The Disaster
From February 16 through February 18, the Napa River Basin received
over 14 inche~ of rain. Normal annual rainfall for the Napa Basin
is 24 inches. The Napa River crested at 30 feet at 2:00 a.m. on
Saturday, February 16. Flood stage on the river is 25 feet.
Gaging stations in St. Helena and at Oak Knoll Avenue in the City of
Napa show the peak discharge of this flood, compared to the 100-year
flood:
Station Location
1986
100-Year Flood
Peak Discharge
St. Helena Avenue
Oak Knoll Avenue
13 ,000 cfs
28,000 cfs
11 ,500 cfs
33,000 cfs
According to the "Napa Register," the storm left three dead and 27
injured in the Napa River Basin. Approximately 2,500 homes were
evacuated, leaving 7,000 evacuees needing shelter. At least 120
businesses were damaged, the majority in the City of Napa. Damage
surveys indicate 35 structures are uninhabitable in the City of Napa,
125 in St. Helena and 19 in Yountville.
Electricity was shut down for approximately 25,000 people in the
Napa River Basin. According to Building Department officials, the
Pacific Gas and Electric Company substation was shut down for 30
hours.
WORK ELEMENT #17:
Encourage the formation of a Regional Planning Agency to develop a
Master Plan for the Napa River Basin.
Background:
A regional agency will have the legal authority and concurrence of
all local jurisdictions within the Napa River watershed and reflect
floodplain management. Currently, many separate political entities,
including federal agenciest the State of California and Solano, as
well as Napa, counties and cities, have jurisdiction over land use
along the Napa River. Due to poorly defined authorities and rights,
insufficient enforcement resources, lack of information, and politi-
cal pressures from special interest groups, strong control over land
use along the Napa River has not been exercised in the past.
Uncoordinated enforcement of regulations regarding building in the
floodplain can compound the extent and scope of damages resulting
31
from flooding. Federal NFIP, State and local floodplain management
policies exist which regulate development within the Napa River Basin;
yet continual and ongoing development is occurring, and development
pressure is intensifying.
Action Agency: FEMA and State HMCs.
Financing: SCS will determine the availability of financing
for resource inventory mapping.
Schedule: Meet with communities within 90 days.
WORK ELEMENT #18:
Remind local agencies within the incorporated and unincorporated
areas of the Napa River Basin of their obligations under the NFIP.
Background:
This work element is particularly important in view of the continued
development that has occurred within the Napa River floodplain
despite recurrent damaging flooding. It is up to the local juris-
dictions in the Napa River Basin to decide what specific plans they
will adopt to solve their flooding problems. If they do not choose
a structural solution, then it is critical that they enforce not
only the letter but also the intent of floodplain management. The
base level of the floodplain and the runoff must not be increased.
Action Agency: FEMA and "State HMCs, and State NFIP Coordinator.
Financing: FEMA.
Schedule: Meet with the cities within the Napa River Basin
within six months.
32
SACRAMENTO COUNTY
In the City and County of Sacramento, there are several opportun-
ities for mitigation. The area, bordered by the Sacramento and
American Rivers, McClellan Air Force Base, and Placer County, is
rapidly urbanizing. Existing land use is mixed. Residential sub-
divisions are in the southern portion, while farming and rural
communities are located in the north. Commercial and industrial
facilities also exist; i.e., the Sacramento Metropolitan Airport,
Natomas Airport, and the Arco Arena.
In the past, the canals and unimproved lands have been able to
handle the rainfall and runoff, but urbanization of the area is
increasing. With additional urbanization, it can be anticipated that
unless major structural improvements are made, significant local
flooding will become a regular event. The flooding in Rio Linda is
an example of what could happen in other areas, unless appropriate
measures are taken.
WORK ELEMENT 1119:
Reassess the priority of the redesign and reconstruction of the Rio
Linda Boulevard crossing of Arcade Creek to determine whether the
project can be advanced to construction prior to 1988.
Background:
The City of Sacramento is developing a Federal Aid Urban Highway
Project in Fiscal Year 1988 to reconstruct Rio Linda Boulevard,
including raising the grade over Arcade Creek by four feet. Flood-
waters left Arcade Creek in two locations:
a) Upstream of the levee system near Marysville Boulevard;
b) At the opening in the levee at Rio Linda Boulevard.
The water then flowed into the residential area. Several hundred
houses (500+) were affected by flooding from a few inches to six
feet deep. There was little structural damage to the buildings.
Action Agency: City of Sacramento.
Financing: City of Sacramento through California Department
of Transportation.
Schedule: Within six months.
WORK ELEMENT 1120:
Review the Flood Insurance Studies for Sacramento County and the City
of Sacramento to determine if the present studies:
33
a) Accounted for high stages in the Sacramento and American
Rivers;
b) Used the current levee policy of the NFIP.
Background:
Since this area is rapidly urbanizing, it is essential that the
studies reflect high water levels in the rivers and the levee
policy. Special attention should be paid to the county area to the
east and north of the Sacramento City limits, including, but not
limited to, the Rio Linda area. During the 1986 flood, the stage in
the American river at the outlet of Natomas East Main Drain was
higher than the 100-year flood level in the Rio Linda area. Water
backed directly into that area from the American River. The water
level stage in the Sacramento River may control the stage in the
American River.
Action Agency: FEMA.
Financing: FEMA.
Schedule: Within one year.
WORK ELEMENT f/21:
Support Sacramento County in exceeding the m1n1mum requirements of
the NFIP by using local flood elevation data based on future
development.
Background:
Sacramento County entered the regular phase of the NFIP March 15,
1979. Prior to that time, minimum elevations for new construction
had been based on the Sacramento County Master Plan, developed with
the 1962 County hydrological study. These elevations were three
feet above the ten-year storm and one foot above the FEMA 100-year
flood. FEMA Flood Maps (FIRM) do not reflect projected development
pressures throughout the various watersheds.
Sacramento County has the expertise to develop flood elevations
reflecting full upstream development consistent with the Long-Range
Countywide Master Plan. These County-generated elevations for new
construction would be an addition to the minimum requirements of
the NFIP. The IHMT supports the County's efforts.
Action Agency: IHMT.
Financing: None.
Schedule: Completed.
34
WORK ELEMENT #22:
Investigate the feasibility of FEMA authenticating maps produced by
the local community which depict full development of watersheds.
Background:
The IHMT recognizes the need for mapping based on existing condi-
tions to determine flood insurance rates. However, local govern-
ments need support at the federal level to adopt floodplain manage-
ment standards which exceed the federal minimums. It is essential
that local governments have support for the enforcement of higher,
more realistic floodplain management requirements.
Action Agency: Local community with support of FEMA/FIA.
Financing: Local.
Schedule: As soon as feasible.
35
Geologist before a permit for new or reconstruction will be issued,
probably resulted in fewer losses.
WORK ELEMENT #23:
Continue follow-up on past IHMT recommendations and Section 406 Plan
for the City of petaluma, the Corte Madera Creek area of Marin
County and the San Lorenzo Valley of Santa Cruz County.
Background:
It is important to re-emphasize past IHMT recommendations in areas
that were previously addressed by the Team (FEMA-651-DR-CA and FEMA-
677-DR-CA). The Federal and State HMCs will meet with the local
jurisdictions to encourage continued progress in implementing the
past recommendations.
Action Agency: IHMT Leader, State HMC.
Financing: Normal program delivery.
Schedule: Contact communities within 30 days.
37
P ART V
PAST RECOMMENDATIONS
There was damage in some areas that also sustained damage in 1982.
These areas are the City of Petaluma, the Corte Madera Creek area of
Marin County and the San Lorenzo Valley in Santa Cruz County. The
flooding problems and mitigation opportunities in these locations
are described in the 1982 IHMT Report (FEMA-651-DR-CA).
Petaluma
Recurrent flooding occurs along the Petaluma River, which flows
through the center of the City and empties into the San Pablo Bay.
The greatest amount of flooding occurs at the confluence of the
Petaluma River and Washington Creek, adjacent to the Linda del Mar
housing development. The recent rainstorm did not result in as much
flooding in the area as occurred in 1982.
Work Elements #48-51 of the IHMT Report have been implemented.
Progress is underway to implement Work Element #52. According to the
City Engineer, the City has relocated four homes and has contracts for
relocating three more this Spring.
Corte Madera Creek
Corte Madera Creek originates in the watershed above Fairfax, passes
through San Anselmo and Ross, then empties into the San Francisco Bay
at Larkspur. The recent rainstorm did not result in as much flooding
in the areas as in the 1982 flood.
Work Elements #26-28 of the IHMT Report have been implemented.
Significant progress has been made in implementing Work Element #25,
completion of the U.S. Army Corps of Engineers' project. FEMA
requested a status report of the mitigation measures identified in
the IHMT Report in January 1986.
San Lorenzo Valley
.
The San Lorenzo Valley and basin experienced flooding and slope
failure along many of the tributaries to the San Lorenzo River
during the storms of February 1986. However, the scope and extent
of damage was not nearly as severe as that suffered in January 1982
and January/February 1983. A combination of factors were respon-
sible for this lower level of damage. Rains during the 1986 flooding
did not reach the magnitude of the previous events.
Santa Cruz County has adopted many of the IHMT recommendations
formulated for 65l-DR and 677-DR and continues to implement others
as staff and funding allow. This, combined with a permit program
that requires a site-specific geological inspection by the County
36
APPENDIX A
REQUIREMENTS OF SECTION 406, P.L. 93-288
Section 406 of Public Law 93-288 requires, as a condition to receiv-
ing federal disaster aid, that repairs be done in accordance with
applicable codes, specifications and standards. It also requires
the State or local government recipients of this aid to evaluate the
natural hazards of the area in which the aid is to be used and, if
appropriate, take action to mitigate the hazards. A major product
of the Section 406 process is a State Hazard Mitigation Plan which
describes State and local actions that have and will be taken to
mitigate the hazards.
Under Section 406, the Federal Emergency Management Agency (FEMA),
encourages State and local governments to develop and maintain a
systematic program to identify hazards, monitor changes in hazard
vulnerability and develop and implement measures for reducing
hazard vulnerability. Section 406 is best viewed as a dynamic
ongoing process in which disaster declarations become opportunities
to review and update existing hazard mitigation plans, rather than
isolated events which result in completely new and independent
plans.
To implement Section 406, a Federal and a State Hazard Mitigation
Coordinator (HMC) are appointed. Selected local jurisdictions also
designate local HMCs. The Federal, State and local HMCs form
survey/planning teams, who accomplish the following:
a) Identify areas of significant hazards;
b) Visit sites of significant hazard and evaluate impacts;
c) Identify areas of damage that would require reconstruction to
the standards of the National Flood Insurance Program (NFIP)
or to State or local regulation;
d) Review and evaluate applicable land use regulations,
construction standards and other hazard mitigation measures;
e) Review and evaluate existing emergency plans, including
warning and evacuation plans;
f) Review and evaluate existing hazard mitigation plans;
g) Review other pertinent information, such as urban renewal,
rehabilitation or master plans;
h) Identify and evaluate measures to mitigate the disaster
impacts;
i) Recommend appropriate hazard mitigation measures;
j) Coordinate and take actions necessary to implement the
recommendations.
The survey/planning team prepares a report on its activities and
recommendations and submits it to the FEMA Regional Director and the
Governor's Authorized Representative.
The State HMC then prepares the State Hazard Mitigation Plan and
submits it to the FEMA Regional Director within 180 days from the
disaster declaration date. This plan must:
a) Analyze the natural hazards in the disaster declared area;
b) Analyze existing State and local laws, regulations and
programs that pertain to hazard mitigation;
c) Identify the strengths and weaknesses in existing State and
local programs;
d) Propose mitigation measures.
The final element in the Section 406 process is to track and monitor
the implementation of the State Hazard Mitigation Plan.
A-2
APPENDIX B
u.s. DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
NATIONAL WEATHER SERVICE
FORECAST OFFICE
660 PRICE AVENUE
REDWOOD CITY, CA 94063
March 6, 1986
Synoptic Situation - Storm Series of February 12-21, 1986
Preceding the storm, the western Pacific Ocean area was charac-
terized by a significant influx of cold air from Asia that
resulted in the strengthening and southward displacement of a
very strong zonal flow between 30N and 40N. During February
10-l3, the strong westerlies continued to shift further southward
with the axis of the zonal flow moving to 30N. This pattern was
generally sustained through February 22.
Over the eastern Pacific, the pre-storm pattern had the very
strong low latitude westerlies extending from the western
Pacific, between 30N and 40N, to l45W where the main flow was
diverted northward into Alaska around a Gulf of Alaska blocking
high. A ridge extended from the high southward along 130W off
the California coast. By February 12, the Gulf of Alaska
blocking high had shifted northward to near 60N with the result
that the strong Pacific westerlies were breaking through under
the block towards the west coast between 30 and 40N. The
trajectory of the unstable air across the entire Pacific Ocean,
at relatively low latitudes over warm water, insured that the air
was saturated through a very deep layer. This pattern of very
moist unstable air over California persisted through February 21.
East of 140W, where the zonal flow across the Pacific turned to
more west-southwesterly, the moisture surges periodically
organized into frontal bands as they repeatedly moved into
California with extended periods of moderate or greater precipi-
tation. Several times during the rainy episode, tropical air
from the vicinity of Hawaii would become entrained in the very
strong low latitude westerlies resulting in a strong frontal
zone extending from near Hawaii into California, thus the
'pineapple connection' that usually causes heavy, warm rain in
California.
By February 20, an upper low was evident in the eastern Gulf of
Alaska and a ridging trend was showing in the westerlies along
150W. These features were causing a weakening of the flow into
California and a turning from southwesterly to westerly. As the
offshore ridge continued to develop on February 21 along 140W,
the rainy period in California came to an end. The moist flow
and rainfall were shifted northward into the Pacific Northwest
where more flooding resulted.
~~"'MO"""~'c
~J'. ,.. ~
i~~
Q >
'1 ~
~ '"
,J"Oo,t': ~<.,;
~1fr"'fNT Of c~
u.s. DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
NATIONAL WEATHER SERVICE
FORECAST OFFICE
660 PRICE AVENUE
REDWOOD CITY, CA 94063
March 7, 1986
FLASH FLOODING - NORTHERN CALIFORNIA - FEBRUARY 12-19, 1986
By Monday, February lO, the strong possibility for a major storm
later in the week was recognized as the synoptic situation looked
very much like that which occurred during the 12/64 flood
disaster in northern California. On Tuesday, February ll,
mention was made in special weather statements of the severity of
the approaching storm. Light rain began to fall over northwest
California Tuesday morning and spread to the Bay Area by after-
noon. Heavy rain was forecast to spread over the state by
Wednesday.
Heavy rain did fall over all of northern California Wednesday.
The first flash flood watch of the storm period was issued that
morning for the areas which had been burned in the previous
summer's fires on the central California coast. The first flash
flood warning was issued for some of these same areas that
evening as very heavy rain fell in the central California coastal
mountains. Though precipitation was widespread and heavy this
first day, flash flooding. was not a problem outside the burn
areas as conditions had been fairly dry for the past few weeks.
The rain ended briefly by early Thursday. However, another
strong Pacific storm was already bearing down on the state. A
watch was issued Thursday morning for all of the central Califor-
nia coastal ranges for Thursday night through Friday morning. By
Thursday evening, heavy rain began to fall over all of northern
and central California. It continued through the night and did
not let up until Friday evening, with the heaviest occurring
Friday morning. By Friday morning, flash flooding was occurring
in the North Bay counties of Marin, Napa and Sonoma, with
warnings issued through the afternoon. The watch area was
extended to include much of coastal northern and central Califor-
nia by Friday afternoon. Warnings had to be issued for most of
the counties in this watch area Friday afternoon and evening.
At noon, Friday, the NWS and USGS jointly issued a special
weather statement advising of the possibility of debris flows and
mud slides throughout the Bay Region for the next few days. This
advisory remained in effect through the end of the storm period
on February 19.
By late Friday, the storm was tracking from the Bay Area north-
ward and the watch was cancelled for the coastal mountains (burn
areas) to the south of the Bay, but it continued in effect for
counties north of San Francisco. By Saturday morning the ~~q,~~
d' ." ~
B-2 (.~
G."r ~
o,:~NTOfcd<''#
had ended at most low elevation stations, but there ~as still a
strong threat of heavy rain for the next few days as the jet
stream continued to direct heavy rains toward California. The
watch was cancelled Saturday afternoon for all areas, as only
showers persisted through Sunday morning.
By Sunday morning, February 16, another large storm system was
moving onto the coast. Throughout the day counties were added to
the watch area. By 9:00 PM, Sunday, most of northern California
was under a watch through Tuesday, February 18. As the heavy
rain moved through the area, warnings were issued for all
counties in the watch area during the period from Sunday after-
noon through Tuesday night.
By Monday afternoon, February 17, widespread flooding, flash
flooding and earth movement was occurring throughout northern
California. The very slow moving, heavy subtropical rainfall
progressed from the north and west gradually to the south and
east. The heaviest precipitation occurred roughly 200 miles
north and 100 miles south of a line from San Francisco to
Sacramento to Lake Tahoe. At the height of the storm on Monday,
the band of rain forecast to enter California stretched from
California southwestward to the subtropics near Hawaii.
The rain finally slackened in the west on Tuesday morning, but
heavy rain and snow continued at the higher elevations in the
Sierra with warnings in effect there and watches elsewhere. The
next heavy band of precipitation moved onto the coast Tuesday
afternoon with watches extended through Wednesday and warnings
again posted for the Bay Region, lower Sacramento Valley and
Northern Sierra through Wednesday morning.
By Wednesday afternoon, February 19, the major portion of the
storm had moved east. Though showers continued into the evening,
it looked hopeful that the storm was over and w tches were
cancelled. However, many rivers and streams in the region were
above flood stage with many at record, or near record, levels.
Disastrous flooding was occurring or beginning to subside on the
North Coast, North Bay, Sacramento and San Joaquin basins (see
river stage data for more information). On February 20, record
tide stages were set in the Sacramento Delta, putting the entire
Delta region in jeopardy of flooding due to record inflows
(approximately 650,000cfs) from the Sacramento Basin. These
inflows raised the predicted tide level along the Sacramento
River by at least 4 feet. The record flows on all the rivers in
the Sacramento and San Joaquin Basins put incredible strain on
all levees and many failures occurred, causing thousands to
evacuate. The most notable levee failure occurred in the
Linda/Olivehurst area south of Marysvil1e/Yuba City where the
entire population of these towns had to evacuate.
B-3
S2cramerlto Basin:
Shinoletown 10.9811
Shasta Dam lq~70
r~ed Bluff ':.U/
LhlCO 8.54
Paradise 18.86
S~C,f-amento 9.62
vacaville 13.43
Ir3V1S AFB 9.60
- _.
kUS~.lan ba.Sln:
~J:~llit.s 19.20
V~nado 39.28
Santa Rosa 14.30
NaDa. t:aSln:
AnONln 26.09
Whsoering Pns 29.51
Nand
1.). \)0
~.F ,j;<.v Basins:
~:.:f?nt f i el d
L.-3iJunitas Lk
25.48
23.47
~3E;n Francisco
..., ,i:;'
! . ! .J
lj.~.n Jose
FeltDn
b. 1.':;,
18.00
Amerlcan River Basin:
Pacific House 25.98
Blue Canyon 34.25
Storm Totals (by Basin)
2/12/86 - 2/21/86
Feather Basin:
Bucks Lake
55.72H
Fout- Trees
La Porte
Strawberry
DeSalba
Canyon Dam
Bucks Creek
Oroville Dam
52.68
39.64
Vly 35.64
22.13
14.47
24.13
11.24
San Joaquin Valley Basins:
Calaveras SF' 33.15
Yosemite NP 21.72
Huntington Lk 19.90
Merced L.b~
Fresno 3.37
Bakersfield .67
Glennville 4.34
Salinas River Basin:
~1ining Ridge
Santa Margarta 15.36
Salinas
Paso Robles
29.33
'i '7""
.i... ..:..:"
5.32
North Coast Basins:
Honeydew 25.50
Gasquet 17.50
Eureka 7.90
Miranda 15.30
B-4
APPENDIX C
Executive Order 11988
May 24, 1977
FLOODPLAIN MANAGEMENT
By virtue of the authority vestea in me by the
Constitution and statutes of the United states of America,
and as President of the United States of ~erica, in
furtherance of the National Environmental Policy Act of
1969, as amended (42 U.S.C. 4321 et seq.) , the National
Flood Insurance Act of 1968, as amended (42 U.S.c. 4001
!! seq.) , and the Flood Disaster Protection Act of 1973
(Public Law 93-234, 81 Stat. 915), in order to avoid to
the extent: possible the long and short term adverse impacts
associatE!"\ with t~e occupancy and modification of flood-
plains and to avoid direct or indirect support of floodplain
development wherever there is a practicable alternative, it
is hereby ordered as follows:
Section 1. Each agency shall provide leadership and
shall take action to reduce the risk of flood loss, to
minimize the impact of floods on human safety, health
and welfare, and to restore and preserve the natural and
beneficial values served by floodplains in carrying out its
responsibilit~es for (1) acquiring, managing, and disposing
of Federal lands and facilities; (2) providi~g Federally
undertaken, finance~, or assisted construction and improve-
ments: and (3) conducting Federal activities and programs
affecting land use, including but not limiteq to water and
related land resources planning, regulating, and licensing
activities.
Sec. 2. In carrying out the activities described in
Section 1 of this Order, each agency has a responsibility to
evaluate the potential effects of any actions it may take in
a floodplain; to ensure that its planning programs and
budget requests reflect consideration of flood hazards and
FEDI!RAL REGISTI!R, VOL. 42, NO. 101-WI!DNE5DAY, MAY 25, 1977
THE 'IESIDENT
floodplain management; and to prescribe procedures to
implement the policies and requirements of this Order,
as follows:
(a) (1) Before taking an action, each agency shall
determine w~ether the proposed action will occur in a
floodF;ain -- for major Federal actions significantly
affecting the quality of the human environment, the
evaluation required below will be included in any statement
prepared under Section 102(2) (C) of the National Environ-
mental Policy Act. This determination shall be made
according to a Department of Housing and Urban Development
(HUD) floodplain map or a more detailed map of an area, if
available. If such maps are not available, the agency shall
make a determination of the location of the floodplain based
on the best available information. The Water Resources
Council shall issue guidance on this information not later
than October 1, 1977.
(2) If an agency has determined to, or proposes to,
conduct, support, or allow a" action to be locaTed in a
floodplain, the agency shall consider alternatives to avoid
adverse effects and incompatible development in the flood-
plains. If the head of the agency finds that the only
practicable alternative consistent with the law and with
the policy set forth in this Order requires-siting in a
floodplain, the agency shall, prior to taking action,
(i) design or modify its action in order to minimize potential
harm to or within the floodplain, consistent with regulations
issued in accord with Section 2(d) of this Order, and
(ii) prepare and circulate a notice containing an explanation
of why the action is proposed to be located in the floodplain.
fEDERAL REGISTEI, VOL. 42, NO. 101-WEDNESOAY, MAY 25, 1.77-
C-2
THE PIESIDENT
(3) For programs subject to ~~e Office of Management
and Budget Circular A-95, the agency shall se~d the notice,
not to exceed three pages in length including a location
map, to the state and areawide A-95 clearinghouses for the
geographic areas affected. The notice -shall include:
(i) the reasons why the action is proposed to be located
in a floodplain; (iil a statement indicating whether the
action conforms to applicable state or local floodplain
protection standards and (iii) a list of the alternatives
considered. Agencies shall endeavor to allow a brief comment
period prior to taking any action.
(4) Each agency shall also provide opportunity for
early public review of any plans or proposals for actions
in floodplains, in accordance with Section 2(blof Executive
Order No. 11514, as amended, including the development of
procedures to accomplish this objective for Federal actions
whose impact is not significant enough to require the
preparation of an environmental impact statement under
Section 102(2) (C) of the National Environmental Policy Act
of 1969, as amended.
(b) Any requests for new authorizations or appropriations
transmitted to the Office of Management and Budget shall
indicate, if an action to be proposed will be located in a
floodplain, whether the proposed action is in accord with
this Order.
(c) Each agency shall take floodplain management into
account when formulating or evaluating any water and land
use plans and shall require land and water resources use
appropriate to the degree of hazard involved. Agencies
shall include adequate provision for the evaluation and
consideration of flood hazards in the regulations and
operating procedures for the licenses, permits, loan or
grants-in-aid programs that they administer. Agencies
FEDERAL REGlmR, VOL. 42, NO. IOI-WEDNESDAY, MAY 25, 1977
r-<
1"_ ...uaUItNl
shall also encourage and provide appropriate guidance to
applicants to evaluate the effects of their proposals in
floodplains prior to submitting applications for Federal
licenses, permits, loans or grants.
(d) As allowed by law, each agency shall issue or
amend existing regulations and procedures within one year
to comply with this Order. These procedures shall incorporate
the Unified National Program for Floodplain Management of
the Water Resources Council, and shall explain the means
that the agency will employ to pursue the nonhazardous use
of riverine, coastal and other floodplains in connection
with the activities under its authority. To the extent
possible, existing processes, such as those of the Council
on Environmental Quality and the Water Resources Council,
shall be utilized to fulfill the requirements of this Order.
Agencies shall prepare their procedures in consultation
with the Water Resources Council, the Federal Insurance
Administration, and the Council on Environmental Quality,
and shall update such procedures as necessary.
Sec. 3. In addition to the requirements of Section 2,
agencies with responsibilities for Federal real property
and facilities shall take the following measures:
(a) The requlations and procedures established
under Section 2Cd) of this Order shall, at a minimum,
require the construction of Federal structures and
facilities to be in accordance with the standards and
.
criteria and to be consistent with the intent of those
.
promulqated under the National Flood Insurance Proaram.
They shall deviate only to the extent that the standards
of the Flood Insurance Program are demonstrably inappro-
priale for a given type of structure or facility.
(b) If, after compliance with the requirements
of this Order, new construction of structures or
fEDUAL REGISTEI, VOL. 42, NO. lOl-WEDNESDAY, MAY 25, 1977
C-4
tH!! ~INT
facilities are to be located in a floodplain;;aecepted
floodproofing and other flood protection measures shall
be applied to new construction or rehabilitation. To
a~hieve flooO protection, agencies shall, wherever
practicable, elevate structures above the base flood
level rather than filling in land.
(c) If property used by the general public has
suffered flood damage or is located in an identified
flood hazard area, the responsible agency shall provide
on structures, and other places where appropriate, con-
spicuous delineat10n of past and probable flood height
in order to enhance public awareness of and knowledge
about flood hazards.
(d) When property in floodplains is proposed for
lease, easement, right-of-way, or disposal to non-Federal
public or private parties, the Federal agency shall (1)
reference in the conveyance those uses that are restricted
under identified Federal, State or local floodplain
regulations; and (2) attach other appropriate restrictions
to the uses of properties by the grantee or purchaser and
any successors, except where prohibited by law; or (3)
withhold such properties from conveyance.
Sec. 4. In addition to any responsibilities under this
Order and Sections 202 and 205 of the Flood Disaster
Protection Act of 1973, as am~nded (42 O.S.C. 4106 and 4128),
agencies which guarantee, approve, regulate, or insure any
financial transaction which is related to an area located
in a floodplain shall, prior to completing action on such
transaction, inform any private parties participating in the
transaction of the hazards of locating structures in the
flOOdplain.
PlDIIAL IIOISTD, VOl.. 42, NO. 101-WlDNlSDAY, MAY IS, 1".,
THE PRESIDENT
Sec. 5. The head of each agency shall submit a report
to the Council on Environmental Quality and to the Watex
Resources Council on June 30, 1978, regarding the statu~
of their procedures and the impact of this Order on the
agency's operations. Thereafter, the Water Resources
Council shall periodically evaluate agency procedures and
their effectiveness.
Sec. 6. As used in this Order:
(a) The term "agency" shall have the same meaning as
the term "Executive agency" in Section 105 of Title 5 of
the United States Code and shall include the military
departments; the directives contained in this Order,
however, are meant to apply only to those Agencies which
perform the activities described in Section 1 which are
located in or affecting floodplains.
(b) The term "base flood" shall mean that flood which
has a one percent or greater chance of occurrence in any
given year.
(c) The term "floodplain" shall mean the lowland and
relatively flat areas adjoining inland and coastal waters
including floodprone areas of offshore islands, including
at a minimum, that area subject to a one percent or greater
chance of flooding in any given year.
Sec. 7. Executive Order No. 11296 of August 10, 1966,
is hereby revoked. All actions, procedures, and issuances
taken under that Order and still in effect shall remain in
effect until modified by appropriate authority under the
terms of this Order.
Sec. 8. Nothing in this Order shall apply to assistance
provided for emergency work essential to save lives and
protect property and public health and safety, performed
pursuant to Sections 305 and 306 of the Disaster Relief
Act of 1974 (88 Stat. 148, 42 V.S.C. 5145 and 5146).
FEDERAL REGISTER, VOL. 42, NO. 101-WEDNESDAY, MAY 2s:--n77
l.-h
THE PRESIDENT
Sec. 9. To the extent the provisions of Section 2(a)
of this Order are applicable to projects covered by
Section l04(h) of the Housing and Community Development
Act of 1974,. as amended (88 Stat. 640, 42 U.S.C. 5304(h)),
the responsibilities under those provisions may be assumed
by the appropriate applicant, if the applicant has also
assumed, with respect to such projects, all of the respon-
sibilities for environmental review, decisionmaking, and
action pursuant to the National Environmental Policy Act
of 1969, as amended.
tlL
--.
J
-...J/h?7
THE WHITE HOUSE,
May 24, 1977
[FR Doc.77-15121 Filed 5-24-77;1: 42 pm]
FEDERAL REGISTEI, YOLo 42. NO. 101-WEONESDAY. MAY 25. 1977
C-7