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Agreement - Best Best & Krieger LLP (BBK) - Contract No. 24CDD1277 - Legal Services for Cherry Blossom Apartments - Signed 2023-10-17City of Gilroy Agreement/Contract Tracking Today’s Date: October 17, 2023 Your Name: Monica Sendejas Contract Type: Other (Non-Standard contracts must be reviewed by the City Administrator prior to initiating) Phone Number: 408-846-0266 Contract Effective Date: (Date contract goes into effect) 10/17/2023 Contract Expiration Date: 6/30/2025 Contractor / Consultant Name: (if an individual’s name, format as last name, first name) Best Best & Krieger LLP (BBK) Contract Subject: (no more than 100 characters) Legal Services for Cherry Blossom Apartments Contract Amount: (Total Amount of contract. If no amount, leave blank) not to exceed $17,000 By submitting this form, I confirm this information is complete: ➢Date of Contract ➢Contractor/Consultant name and complete address ➢Terms of the agreement (start date, completion date or “until project completion”, cap of compensation to be paid) ➢Scope of Services, Terms of Payment, Milestone Schedule and exhibit(s) attached ➢Taxpayer ID or Social Security # and Contractors License # if applicable ➢Contractor/Consultant signer’s name and title ➢City Administrator or Department Head Name, City Clerk (Attest), City Attorney (Approved as to Form) Routing Steps for Electronic Signature Risk Manager City Attorney Approval As to Form City Administrator or Department Head City Clerk Attestation Sharon Goei, Community Development Director DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 09962.00000\41387197.3 Ethan Walsh Partner (916) 551-2825 ethan.walsh@bbklaw.com Best Best & Krieger LLP | 2001 N. Main Street, Suite 390, Walnut Creek, California 94596 Phone: (925) 977-3300 | Fax: (925) 977-1870 | bbklaw.com October 3, 2023 Sharon Goei Community Development Director City of Gilroy 7351 Rosanna Street Gilroy, CA, 95020 Re: Advance Conflict Waiver re: Representation of Other Clients in Water Law Issues Dear Sharon: The City of Gilroy (the "City") has requested Best Best & Krieger ("BBK") to represent the City in connection with the rehabilitation, operation and potential disposition of the Cherry Blossom Apartments mixed use development and possibly other matters as needed (the "Housing Matters"). BBK also represents a broad range of clients involved in water law issues that may be adverse or potentially adverse to the City in the future. It is possible that BBK may represent additional clients within or surrounding the City on water issues in the future. BBK is not handling any matter adverse to the City at this time, but such conflicts may arise due to BBK representing other clients on groundwater matters related to the same water basin used by the City, or groundwater matters that may have an impact on the water basins used by the City. This letter is to request an advance waiver from the City so that BBK may represent other clients in the future on water issues adverse or potentially adverse to the City. If we are to represent other clients on water issues adverse to the City, we must obtain the City's informed written consent to any potential or actual conflict of interest. RULES OF PROFESSIONAL CONDUCT Rule 1.7 of the California Rules of Professional Conduct provides: (a) A lawyer shall not, without informed written consent from each client and compliance with paragraph (d), represent a client if the representation is directly adverse to another client in the same or a separate matter. (b) A lawyer shall not, without informed written consent from each affected client and compliance with paragraph (d), represent a client if there is a significant risk the lawyer's representation of the client will be materially limited by the lawyer's responsibilities to or relationships with another client, a former client or a third person, or by the lawyer's own interests. . . . DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 09962.00000\41387197.3 Sharon Goei October 3, 2023 Page 2 Best Best & Krieger LLP (d) Representation is permitted under this rule only if the lawyer complies with paragraphs (a), (b), . . . and: (1) the lawyer reasonably believes that the lawyer will be able to provide competent and diligent representation to each affected client; (2) the representation is not prohibited by law; and (3) the representation does not involve the assertion of a claim by one client against another client represented by the lawyer in the same litigation or other proceeding before a tribunal. REPRESENTATION OF OTHER CLIENTS IN WATER LAW ISSUES – ADVANCE WAIVER OF CONFLICTS BBK represents many types of clients in a variety of matters. For many years, water law has been a large part of BBK's practice. BBK advises many of its clients regarding water law issues, such as surface water, ground water, imported water, water transfers, water quality, water rights, and various Delta related matters. These other BBK clients are routinely involved in water law issues which could directly or indirectly affect water supplies, rights and policies of the City because our other clients may share the same water basins as the City or have an impact on the water basins used by the City. As far as we know, BBK is not currently representing any other client, on water issues adverse to the City. If another current, or new BBK client has an interest in water issues affecting the City, then BBK might be asked to provide advice and representation on that matter. Such work might include representation concerning groundwater sustainability agencies, transactions, negotiations, representation on CEQA or NEPA issues, administrative hearings before the State Water Resources Control Board or other state or federal agencies, regulatory permitting, disputes, or litigation ("Future Water Matters"), any of which could be adverse to the City's interest in water issues. If we are representing the City on the Housing Matters or any other issues, and another client asks BBK to represent it against the City on Future Water Matters, then we would otherwise first need to obtain consent from the City to represent the other client. Because of our lengthy relationship with many of our water purveyor clients, and because such a large part of our practice involves clients with a variety of water issues, we cannot risk refusal of such consent. Therefore, we ask that you sign this letter giving the City's advanced consent now to any future representation of other current or future BBK clients in Future Water Matters adverse to the City so that we do not need to ask you for such consent in the future. As part of this advance consent, BBK shall promptly inform the City in writing of any future representation of a client(s) against or adverse to the City to provide the City the opportunity to determine if it wishes to replace BBK in those circumstances. If the City decides to continue to DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 09962.00000\41387197.3 Sharon Goei October 3, 2023 Page 3 Best Best & Krieger LLP use BBK as counsel, and BBK agrees to continue representing the City in those circumstances, then we will establish an ethical screen so that the lawyers representing the City do not share any confidential information of the City with other lawyers at BBK and vice versa. Regardless of the circumstances, BBK will not disclose any confidential information received from the City to any other client of BBK. Likewise, by signing this letter, the City agrees that it will not disclose any confidential the City information to BBK on any issues involving water rights, interests, policy or strategy concerning water issues. POTENTIAL ADVERSE CONSEQUENCES Because BBK is not currently representing a client adverse to the City regarding water issues, it is impossible to predict exactly the facts related to any such future conflict, but we do believe it is possible to describe the reasonably foreseeable potential adverse consequences that would arise, which include the following:  We may be tempted to favor the interests of one client over the other.  Our exercise of independent judgment to the City may be impaired or clouded by our relationship with other clients.  There may be an appearance of impropriety in our representation of both clients simultaneously on unrelated matters.  We may inadvertently disclose confidential information to a client that the City would not like revealed.  We may be restricted from forcefully advocating the City's position for fear of alienating another client depending upon the circumstances. THE CITY’S CONSENT If the City agrees to the above, we need an authorized representative of the City to sign this consent letter. This consent will not waive any protection that the City may have with regard to attorney-client communications with us. Those communications will remain confidential and will not be disclosed to any third party without the City’s consent. Please consider this matter carefully, and do not hesitate to contact us if the City has any questions or concerns. The City may wish to confer with independent legal counsel regarding this disclosure and the City’s consent, and you should feel free to do so. The City’s execution of this consent form will constitute an acknowledgment of full disclosure in compliance with the requirements of Rule 1.7 of the California Rules of Professional Conduct previously quoted in this letter, and the City’s consent to proceeding with our representation of the City. DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 09962.00000\41387197.3 Sharon Goei October 3, 2023 Page 4 Best Best & Krieger LLP Sincerely, Ethan Walsh of BEST BEST & KRIEGER LLP CONSENT By this letter, Best Best & Krieger LLP has explained the existing and/or reasonably foreseeable potential risks and conflict(s) of interest in the above referenced matter, and has informed the City of the possible consequences of this representation and these conflicts. The City understands that it has the right to and has been encouraged to consult with independent counsel before signing this consent, and the City acknowledges that it has been given sufficient time to do so. Notwithstanding the foregoing, the City hereby consents and agrees to the above. CITY OF GILROY By: Dated: DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 Jimmy Forbis City Administrator 10/24/2023 99999.91548\41578470.3 Ethan J. Walsh Partner (916) 551-2825 ethan.walsh@bbklaw.com Best Best & Krieger LLP | 500 Capitol Mall, Suite 1700, Sacramento, California 95814 Phone: (916) 325-4000 | Fax: (916) 325-4010 | bbklaw.com October 3, 2023 VIA EMAIL Sharon Goei Community Development Director City of Gilroy 7351 Rosanna Street Gilroy, CA 95020 Re: Legal Representation re Cherry Blossom Apartments Dear Sharon: ABOUT OUR REPRESENTATION Best Best & Krieger LLP is pleased to represent City of Gilroy. Specifically, we will represent the City in connection with the rehabilitation, operation and potential disposition of the Cherry Blossom Apartments mixed use development. This letter constitutes our agreement setting the terms of our representation. If you want us to represent you and agree to the terms set forth in this letter, after you review the letter please sign it and return the signed copy to us. CONFIDENTIALITY AND ABSENCE OF CONFLICTS An attorney-client relationship requires mutual trust between the client and the attorney. It is understood that communications exclusively between counsel and the client are confidential and protected by the attorney-client privilege. To also assure mutuality of trust, we have maintained a conflict of interest index. The California Rules of Professional Conduct defines whether a past or present relationship with any party prevents us from representing you. Similarly, you will be included in our list of clients to ensure we comply with the Rules of Professional Conduct with respect to you. We have checked the following names against our client index: City of Gilroy. Based on that check, we can represent you. Please review the list to see if any other persons or entities should be included. If you do not tell us to the contrary, we will assume that this list is complete and accurate. We request that you update this list for us if there are any changes in the future. YOUR OBLIGATIONS ABOUT FEES AND BILLINGS We have already discussed with you the fee arrangement. My current billing rate is $340. DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 99999.91548\41578470.3 Sharon Goei October 3, 2023 Page 2 Best Best & Krieger LLP I also plan to have Todd Gee assist with real estate and leasing issues, and for Jessica Lomakin assist with landlord-tenant issues. Todd’s billing rate is $300, and Jessica’s billing rate is $300. Other attorneys may be called upon from time to time to work on matters as particular needs arise and will be billed at current individual rates depending upon the area of expertise. Hourly rates for those attorneys fall within the following ranges for new work: Partners and Of Counsel range from $250 - $895 per hour; Associates range from $235 - $430 per hour, and Paralegals and Clerks from $175 - $300 per hour. These ranges cover both our public and private rates. The work to be done by Best Best & Krieger is comprised of the legal work that will accompany the scope of work set forth in the Agreement for Services entered into between the City and RSG, Inc. dated October 12, 2023, and the amount billed pursuant to this letter will not exceed $17,000 without further authorization from the City. Our rates are reviewed annually and may be increased from time to time with advance written notice to the client. The billing policies are described in the memorandum attached to this letter, entitled “Best Best & Krieger LLP’s Billing Policies.” You should consider the Billing Policies memorandum part of this agreement as it binds both of us. For that reason, you should read it carefully. INSURANCE We understand that you are not now insured or have any insurance that may cover potential liability or attorneys’ fees in this case. If you think you may have such insurance, please no tify me immediately. We are also pleased to let you know that Best Best & Krieger LLP carries errors and omissions insurance with Lloyd’s of London. After a standard deductible, this insurance provides coverage beyond what is required by the State of California. NEW MATTERS When we are engaged by a new client on a particular matter, we are often later asked to work on additional matters. You should know that such new matters will be the subject of a new signed supplement to this agreement. Similarly, this agreement does not cover and is not a commitment by either of us that we will undertake any appeals or collection procedures. Any such future work would also have to be agreed upon in a signed supplement. HOW THIS AGREEMENT MAY BE TERMINATED You, of course, have the right to end our services at any time. If you do so, you will be responsible for the payment of fees and costs accrued but not yet paid, plus reasonable fees and costs in transferring the case to you or your new counsel. By the same token, we reserve the right to terminate our services to you upon written notice, order of the court, or in accordance with our attached Billing Policies memorandum. This could happen if you fail to pay our fees and costs as agreed, fail to cooperate with us in this matter, or if we determine we cannot continue to represent you for ethical or practical concerns. DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 99999.91548\41578470.3 Sharon Goei October 3, 2023 Page 3 Best Best & Krieger LLP CLIENT FILE If you do not request the return of your file, we will retain your file for five years. After five years, we may have your file destroyed. If you would like your file maintained for more than five years or returned, you must make separate arrangements with us. THANK YOU On a personal note, we are pleased that you have selected Best Best & Krieger LLP to represent you. We look forward to a long and valued relationship with you and appreciate your confidence in selecting us to represent you in this case. If you have any questions at any time about our services or billings, please do not hesitate to call me. If this letter meets with your approval, please sign and date it, and return the original to us. Unless you sign, date and return by October 31, 2023, we will not represent you in any capacity, and we will assume that you have made other arrangements for legal representation. We have enclosed a separate signed copy of this letter for your records. Sincerely, Ethan J. Walsh of BEST BEST & KRIEGER LLP EJW:ew AGREED AND ACCEPTED: By: Dated: APPROVED AS TO FORM: By: Dated: DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 10/24/2023 City Attorney Andy Faber Sharon Goei Community Development Director 10/24/2023 Thai Pham City Clerk 10/24/2023 99999.91548\41578470.3 BEST BEST & KRIEGER LLP’S BILLING POLICIES Our century of experience has shown that the attorney-client relationship works best when there is mutual understanding about fees, expenses, billing and payment terms. Therefore, this statement is intended to explain our billing policies and procedures. Clients are encouraged to discuss with us any questions they have about these policies and procedures. Clients may direct specific questions about a bill to the attorney with whom the client works or to our Accounts Receivable Department (accounts.receivable@bbklaw.com). Any specific billing arrangements different from those set forth below will be confirmed in a separate written agreement between the client and the firm. INVOICE AND PAYMENT OPTIONS Best Best & Krieger strives to meet our clients’ needs in terms of providing a wide variety of invoi ce types, delivery and payment options. Please indicate those needs including the preferred method of invoice delivery (Invoice via Email; or USPS). In addition, accounts.receivable@bbklaw.com can provide a W-9 upon request and discuss various accepted payment methods. FEES FOR PROFESSIONAL SERVICES Unless a flat fee is set forth in our engagement letter with a client, our fees for the legal work we will undertake will be based in substantial part on time spent by personnel in our office on that client’s behalf. In special circumstances which will be discussed with the client and agreed upon in writing, fees will be based upon the novelty or difficulty of the matter, or the time or other special limitations imposed by the client. Hourly rates are set to reflect the skill and experience of the attorney or other legal personnel rendering services on the client’s behalf. All legal services are billed in one-tenth of an hour (0.10/hour) or six-minute increments. Our attorneys are currently billed at rates fr om $235 to $895 per hour, and our administrative assistants, research assistants, municipal analysts, litigation analysts, paralegals, paraprofessionals and law clerks are billed at rates from $175 to $300 per hour for new work. These rates reflect the ranges in both our public and our private rates. These hourly rates are reviewed annually to accommodate rising firm costs and to reflect changes in attorney status as lawyers attain new levels of legal experience. Any increases resulting from such reviews will be instituted automatically and will apply to each affected client, after advance notice. Non-Attorney Personnel: BBK may employ the services of non-attorney personnel under the supervision of a BBK attorney in order to perform services called for in the legal services agreement. The most common non-attorney personnel utilized are paralegals. Other types of non- attorney personnel include, but are not limited to, case clerks, litigation analysts, and specialty consultants. The client agrees that BBK may use such non-attorney personnel to perform its services when it is reasonably necessary in the judgment of the responsible BBK attorney. Hourly fees for non-attorney personnel will be charged at the rate then in effect for such personnel. A copy of BBK’s current rates and titles for non-attorney personnel will be provided upon request. FEES FOR ELECTRONICALLY STORED INFORMATION (“ESI”) SUPPORT AND STORAGE BBK provides Electronically Stored Information (“ESI”) services for matters requiring ESI support, which are matters with a document population over 1GB – typically litigation or threatened litigation matters. BBK provides services for basic ESI processing and storage at the following rates per month based on the number of gigabytes of data (“GB”) processed and stored: 1GB -250GB: $10 per GB 251GB - 550GB: $8 per GB 551GB - 750GB: $6 per GB 751GB - 1TB: $4 per GB The amount BBK charges for basic processing and storage of ESI allows BBK to recover the costs of providing such services, plus a net profit for BBK. BBK believes that the rates it charges for processing and storage are lower than comparable services available from third party vendors in the market. If you wish to contract separately with a third party vendor for processing and storage costs, please notify PracticeSupportServices@bbklaw.com in writing. BBK also provides advanced ESI processing services at hourly rates for personnel in its Litigation Support Group. A copy of BBK’s current rates for such services will be provided on request. FEES FOR OTHER SERVICES, COSTS AND EXPENSES We attempt to serve all our clients with the most effective support systems available. Therefore, in addition to fees for professional legal services, we also charge separately for some other services and expenses to the extent of their use by individual clients. These charges include but are not limited to, mileage at the current IRS approved rate per mile, extraordinary telephone and document delivery charges, copying charges, computerized research, court DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3 99999.91548\41578470.3 filing fees and other court-related expenditures including court reporter and transcription fees. No separate charge is made for secretarial or word processing services; those costs are included within the above hourly rates. We may need to advance costs and incur expenses on your behalf on an ongoing basis. These items are separate and apart from attorneys’ fees and, as they are out- of-pocket charges, we need to have sufficient funds on hand from you to pay them when due. We will advise the client from time to time when we expect items of significant cost to be incurred, and it is required that the client send us advances to cover those costs before they are due. ADVANCE DEPOSIT TOWARD FEES AND COSTS Because new client matters involve both a substantial undertaking by our firm and the establishment of client credit with our accounting office, we require an advance payment from clients. The amount of this advance deposit is determined on a case-by-case basis discussed first with the client, and is specified in our engagement letter. Upon receipt, the advance deposit will be deposited into the firm’s client trust account. Our monthly billings will reflect such applications of the advance deposit to costs and not to attorney’s fees (unless otherwise noted in our accompanying engagement letter). At the end of engagement, we will apply any remaining balance first to costs and then to fees. We also reserve the right to require increases or renewals of these advanced deposits. By signing the initial engagement letter, each client is agreeing that trust account balances may be withdrawn and applied to costs as they are incurred and to our billings, when we issue our invoice to the client. If we succeed in resolving your matter before the amounts deposited are used, any balance will be promptly refunded. MONTHLY INVOICES AND PAYMENT Best Best & Krieger LLP provides our clients with monthly invoices for legal services performed and expenses incurred. Invoices are due and payable upon receipt. Each monthly invoice reflects both professional and other fees for services rendered through the end of the prior month, as well as expenses incurred on the client’s behalf that have been processed by the end of the prior month. Processing of some expenses is delayed until the next month and billed thereafter. Our fees are not contingent upon any aspect of the matter and are due upon receipt. All billings are due and payable within ten days of presentation unless the full amount is covered by the balance of an advance held in our trust account. It is our policy to treat every question about a bill promptly and fairly. It is also our policy that if a client does not pay an invoice within 60 days of mailing, we assume the client is, for whatever reason, refusing to pay. We reserve the right to terminate our engagement and withdraw as attorney of record whenever our invoices are not paid. If an invoice is 60 days late, however, we may advise the client by letter that the client must pay the invoice within 14 days or the firm will take appropriate steps to withdraw as attorney of record. If the delay is caused by a problem in the invoice, we must rely upon the client to raise that with us during the 14-day period. This same policy applies to fee arrangements which require the client to replenish fee deposits or make deposits for anticipated costs. From time to time clients have questions about the format of the bill or description of work performed. If you have any such questions, please ask them when you receive the bill so we may address them on a current basis. CHANGES IN FEE ARRANGEMENTS AND BUDGETS It may be necessary under certain circumstances for a client to increase the size of required advances for fees after the commencement of our engagement and depending upon the scope of the work. For example, prior to a protracted trial or hearing, the firm may require a further advance payment to the firm’s trust account sufficient to cover expected fees. Any such changes in fee arrangements will be discussed with the client and mutually agreed in writing. Because of the uncertainties involved, any estimates of anticipated fees that we provide at the request of a client for budgeting purposes, or otherwise, can only be an approximation of potential fees. BEST BEST & KRIEGER LLP DocuSign Envelope ID: 4066DF13-E6A6-45D1-A768-C0FDB699CBF3