HomeMy WebLinkAboutSCVWD - 2013 Agreement for Ronan Channel Trail8CVWD ENACTED COPY
Contract AdminlstraHon Unit
AG MT.- 3 P FILE;
SANTA CLARA VALLEY WATER DISTRICT
2013 Clean, Safe Creeks and Natural Flood Protection Program
COMPREHENSIVE STEWARDSHIP GRANT PROGRAM
This Comprehensive Stewardship Grant Program Agreement (Agreement), effective upon full
execution, is entered into by and between the SANTA CLARA VALLEY WATER DISTRICT,
a California special district (District) and CITY OF GILROY, a municipal corporation of the State
of California (Grantee). District and Grantee may be referred to individually as a "Party" or
collectively as the "Parties" or the "Parties to this Agreement." This Agreement provides for
funding to support Grantee's Ronan Channel Interim Trail Project - Phase I (Project).
RECITALS:
A. The District's mission is to provide Silicon Valley safe, clean water for a healthy life,
environment, and economy.
B. In November 2000, the voters of Santa Clara County passed Measure B establishing
a special tax to fund the Clean, Safe Creeks and Natural Flood Protection program (CSC
Program).
C. The CSC Program special tax provides funding for activities consistent with this 2013
Comprehensive Stewardship Grant Program (Grant Program), focused on environmental
enhancements (Outcome 3.2), pollution prevention (Outcome 2.1 and 2.5) and public
access to trails and open space (Outcome 4.1).
D. The District's Board of Directors approved the use of District funds for a 2013
Comprehensive Stewardship Grant Program on January 22, 2013.
E. On May 6, 2013, the Grantee's City Council adopted a Resolution authorizing Grantee's
application for a District Comprehensive Stewardship Grant and acceptance of the grant,
if awarded, for Grantee's Ronan Channel Interim Trail Project - Phase I (see
Appendix G, Resolution).
F. Grantee submitted an application to the District's Comprehensive Stewardship Grant
Program for its Ronan Channel Interim Trail Project - Phase I to implement
environmental enhancement, pollution prevention, and /or public access to trail and open
space activities.
G. On June 25, 2013, the District Board approved the Ronan Channel Interim Trail Project -
Phase I, allocating one hundred ninety thousand dollards ($190,000.00) in Grant funds
to Grantee and authorized the District's Chief Executive Officer (CEO) to award a grant
contract to Grantee. Consistent with Grantee's application submitted, any additional
funds necessary to complete the Project will be supplied by the Grantee or other funding
sources it secures.
H. Consistent with application submitted, Grantee has secured funding from Santa Clara
Valley Water District in the amount of one hundred ninety thousand dollars
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page 1 of 33
($190,000.00) and any additional funds necessary to complete the Project will be
supplied by the City of Gilroy.
The Parties agree to the following terms and conditions:
Section 1. Special Provisions
A. Within the Project Performance Period, Grantee will mention the Project and the
District's CSC Program as a funding source in at least one article published in
any newspaper, magazine, or e- newsletter that the Grantee issues or submits
materials to for publication.
B. Grantee shall post signs acknowledging the District's participation in the
development of the Project and the use of Clean, Safe Creeks and Natural Flood
Program Funds, should there be an implementation component. District to
provide sign template(s) to Grantee, upon request, for use in Project where
feasible.
C. Grantee shall invite, in writing, members of the District Board to participate in any
groundbreaking, opening, or ribbon cutting ceremony associated with the Project.
Board members will be given the opportunity to speak if other officials have
speaking roles.
D. After Project completion, Grantee will make a presentation to the District's Board
regarding the Project outcome.
Section 2. General Provisions
A. Definitions
1. Acquisition: to obtain fee title or a lesser interest in real property,
including a conservation easement or development rights.
2. Agreement: this contract between the District and the Grantee specifying
the payment of funds by the District for the performance of the Project
Scope within the Project Performance Period by the Grantee.
3. Application: the 2013 Comprehensive Stewardship Grant Program
application and accompanying attachments submitted to the District for
the District's Grant Program.
4. CSC Program: The District's Clean, Safe Creeks and Natural Flood
Protection Program special tax approved by the voters in
November 2000.
5. Development: The creation, by construction of or addition to existing
facilities, of new watershed activities at the Project site.
6. District: Santa Clara Valley Water District.
7. Grant Program: Watershed Stewardship Grant Program.
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page 2 of:33
8. Project: Grantee's Project as described in Appendix A, Project Scope,
approved for a grant award by the District's Board.
9. Project Completion: Project completion per requirements stated in
Section 2. General Provisions, G. Project Completion.
10. Project Grant Amount: The amount of Grant funds allocated by the
District's Board to Grantee for the Project.
11. Project Performance Period: The Project period commencing with full
execution of this Agreement by both Parties and expiring as stated in
Section 2. General Provisions, H. Agreement Term.
12. Property: The real property described in Appendix A, Project Scope, for
acquisition or development with the Project.
13. Total Project Cost: The full cost of the Project, including funds from all
funding sources, as identified in A0 ndix C, Project Budget.
B. Project Execution
District hereby grants to Grantee, a sum of money (grant monies) not to
exceed one hundred ninety thousand dollards ($190,000.00), in
consideration of, and on condition that, the sum be expended for the sole
purpose of carrying out the objectives as set forth in the Project as
identified in Appendix A, Project Scope, consistent with the terms and
conditions set forth in this Agreement.
2. Grantee is responsible for securing all other necessary funds to
accomplish the Project. Any significant modification or alteration to the
Project Scope is subject to prior consideration and approval of the
District. Such request must be submitted in writing to the District Contact,
per Section 4. Miscellaneous Provisions, A. Miscellaneous Provisions,
Item 5 of this Agreement. District's disbursement of Grant funds is
dependent on District approval of changes the District deems are
significant.
3. Grantee will complete the Project in accordance with Appendix A, Project
Scope, Ap �;xq, and Appendix C, Project Budget.
4. Project Scope, Project Schedule and Project Budget may only be
adjusted pursuant to a written amendment to this Agreement, signed by
both Grantee and District in advance of such adjustment. Project
Schedule adjustments that do not impact the expiration date of this
Agreement may be approved by District without the necessity of a formal
amendment to this Agreement.
5. Grantee must comply with all applicable federal, state, and local codes,
statutes, laws, regulations, and ordinances, including, but not limited to,
financial requirements, legal requirements for construction contracts,
building codes, health and safety codes, laws and codes pertaining to
individuals with disabilities, and the California Environmental Quality Act
2013 Comprehensive Stewardship Grant Program
SCVW D /GRANTEE
MC12969.dot Page 3 of 33
(Public Resources Code, Section 21000, et. seq., Title 14, California
Code of Regulations, Section 15000 et. Seq.).
6. Grantee must secure (1) fee title, (2) leasehold, (3) other real property
interest, (4) permit for site access, or (5) property owner's agreement for
site access to the Project lands as necessary for performance of this
Agreement.
7. Grantee must enter into a Joint Use Agreement with the District for use of
any District property prior to execution of this Grant Agreement, or prior to
reimbursement of grants funds for this Project, at District's discretion.
C. Project Administration /Reporting Requirements
Grantee shall provide written quarterly reports (on a fiscal year schedule),
using the District's standard form presented in Appendix F, Status Report
Form. Reports will be completed and submitted in conjunction with
invoicing (Appendix D, Project Invoice) as appropriate. Status reports
shall include an update per task as included in Appendix A, Project
Scope.
2. Grantee shall provide one hard copy and one electronic version of items
listed in Section 2. General Provisions, G. Project Completion.
3. All reports submitted to the District must include the following certification
page signed by an officer of Grantee's organization:
"1 certify, under penalty of perjury under the laws of the State of California,
that the Quarterly /Monthly Status Report and all attachments, signed on
[DATE], on behalf of Grantee, were prepared under my direction or
supervision in accordance with a system designed to ensure that qualified
personnel properly gather and evaluate the information submitted. Based
on my inquiry of the person or persons who manage the system, or those
persons directly responsible for gathering the information, the information
submitted is to the best of my knowledge and belief, true, accurate, and
complete. I am aware that there are significant penalties for submitting
false information, including the loss of the current and future Grant
Funding."
4. Quarterly reporting will end with submittal of Project Completion packet
(see Section 2. General Provisions, G. Project Completion).
D. Termination of the Agreement
Grantee may unilaterally terminate this Agreement at any time prior to
District disbursement of Grant Program funds by providing 30 days
written notice to District.
2. Failure by Grantee to comply with the terms of this Agreement may be
cause for suspension or termination of funding by the District.
Additionally, in the event of failure to complete Project, Grantee may be
required to repay District for funds received, including interest earned at
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page 4 of 33
the District's pooled portfolio monthly interest yield corresponding to the
month(s) the funds were due to the District.
E. Indemnification
1. In lieu of and notwithstanding the pro rata risk allocation, which might
otherwise be imposed between the Parties pursuant to Government Code
Section 895.6, the Parties agree that all losses or liabilities incurred by
a Party shall not be shared pro rate but, instead, District and Grantee
agree that, pursuant to Government Code Section 895.4, each of the
Parties hereto shall fully indemnify and hold each of the other Parties,
their officers, board members, employees, and agents, harmless from any
claim, expense or cost, damage or liability imposed for injury (as defined
in Government Code 810.8) occurring by reason of the negligent acts or
omissions or willful misconduct of the indemnifying Party, its officers,
employees, or agents, under or in connection with or arising out of any
work, authority, or jurisdiction delegated to such Party under this
Agreement. No party, nor any officer, board member, or agent thereof
shall be responsible for any damage or liability occurring by reason of the
negligent acts or omissions or willful misconduct of the other Party hereto,
its officers, board members,
F. Nondiscrimination
1. Anti- Discrimination —The District is an equal opportunity employer and
requires'all parties it contracts with to have and adhere to a policy of
equal opportunity and non - discrimination. In the performance of the
Agreement, the District will comply with all applicable federal, state, local
laws and regulations, and will not discriminate against any
sub - consultant, employee, or applicant for employment, in the
recruitment; selection for training including apprenticeship, hiring,
employment, utilization, promotion, layoff rates of pay, or other forms of
compensation, or against any other person, on the basis of race, color,
religion, ancestry, gender, national origin, age (over 40), marital status,
medical condition (including cancer), pregnancy, parental status, the
exercise of family care leave rights, political affiliation, sexual orientation,
gender identity, special disabled veteran status, Vietnam Era veteran and
all other Veteran status, or because of a physical or mental disability
(including, HIV and AIDS). The District's policy must conform with
applicable state and federal guidelines including the Federal Equal
Opportunity Clause, "Section 60 -1.4 of Title 41, Part 60 of the Code of
American Disabilities Act of 1990; the Rehabilitation Act of 1973
(Sections 503 and 504); California Fair Employment and Housing Act
(Government Code Section 12900 et. Seq.); and California Labor Code
Sections 1101 and 1102."
2. The completed Project will be open to members of the public generally
during hours specified by the Grantee, except as noted under the Special
Provisions of this Agreement, pursuant to provisions of the enabling
legislation and /or Program, or any joint use agreement with the District.
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page. 5 of 33
G. Project Completion
1. After Grantee completes the Project by meeting all requirements stated in
Appendix A, Project Scope, Grantee must submit the Project Completion
packet detailed in a -f below to the District Contact and it must include:
a. Final Payment Request Form (Appendix E).
b. Final. Invoice (Appendix D).
C. Final Status Report Form (Appendix F), including documentation
of accomplishments.
d. Notice of Completidn for public works construction projects.
e. Written communication from Grantee stating that Project is
complete, including list of tasks completed and, signature by
authorized representative.
f. Presentation to the Board of Directors on completed Project.
District will provide Grantee with approximate date prior to
expiration, of the Agreement Term.
2. District conducts final on -site Project inspection as deemed necessary.
3. District processes Grantee's invoice for final payment.
H. Agreement Term
1. The term of this Agreement commences upon full execution by the
Parties. 'Approval of this Agreement by both parties is necessary for any
disbursement of Grant funds. This Agreement expires upon the earliest
of: Project Completion in accordance with Section 2. General Provisions,
G. Project Completion; or June 30, 2016.
Insurance Provisions
1. During the entire term of the Agreement, Grantee must maintain the .
insurance coverage described in Appendix H. Insurance Requirements.
Section 3. Financial Provisions
A. Accounting and Audit Requirements
Grantee must maintain an accounting system that accurately reflects
fiscal transactions, with the necessary controls and safeguards. Grantee
should provide clear audit trails, especially the source of original
documents such as, but not limited to, receipts, progress payments,
invoices, time cards, etc. AVOID AUDIT EXCEPTIONS —KEEP
ACCURATE RECORDS.
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page 6 of 33
2. Grantee agrees that District, or its agent, has the right to review, obtain,
and copy all records pertaining to performance of this Agreement.
Grantee agrees to provide District, or its agent, with any relevant
information requested and will permit District, or its agent, access to its
premises, upon reasonable notice, during normal business hours for the
purpose of interviewing employees and inspecting or copying books,
records, accounts, computerized records, and other materials that may be
relevant to the matter under investigation for the purpose of determining
compliance with this Agreement. Consultant further agrees to maintain
such records for a period of three (3) years after final payment under this
Agreement.
3. Grantee's detailed budget is included as Appendix C, Project Budget and
is consistent with Grantee's Project Proposal. The Project Budget will be
used by District as the basis for evaluating Grantee's invoices for Grant
funds. In cases where invoices are inconsistent with the Project Budget,
invoices must either be revised for consistency or an amendment to this
Agreement may be necessary to align the Project Budget with the actual
reimbursable expenditures for the Project.
4. Grantee must document its eligibility for award and receipt of CSC Grant
Funds by verifying it is not included in any current Federal List of Parties
Excluded from Federal Procurement or Non - procurement Programs.
Exclusion of Grantee from this list, verified at http: / /www.arnet.gov /epls,
demonstrates the Grantee's good status regarding suspension and
debarment and eligibility for Grant Program funds.
5. Grantee is responsible for repayment to District of any disallowed cost.
Disallowed costs may be identified through audits, monitoring, or other
sources of information that become available to the District after the
District has satisfied an invoice from Grantee and disbursed CSC
Program Grant funds.
6. Construction costs are deemed "reasonable" if obtained by competitive
bidding.
B. Eligible Costs
Total Project Grant Amount is not -to- exceed one hundred ninety thousand
dollards ($190,000.00) and will be disbursed to Grantee according to the terms
and conditions as stated in Section 3. Financial Provisions, C. Payment Request
Process, and D. Invoicing.
Only Project related costs incurred during the Project Performance
Period, excluding costs incurred prior to and during preparation of the
Grant application, specified in this Agreement are eligible for
reimbursement. All such costs must be supported by appropriate
documentation, including but not limited to subcontractor invoices and
receipts (see Appendix D. Project Invoice).
2013 Comprehensive Stewardship Grant Program
SCVW D /GRANTEE
MC12969.dot Page 7 of 33
2. Personnel or Employee Services — Services of the Grantee's employees
engaged in project execution are eligible costs. These direct labor costs
must be computed according to the Grantee's prevailing wage or salary
scales and may include fringe benefit costs such as vacation, sick leave
and social security contributions that are customarily charged to the
Grantee's various projects for which the Grantee has submitted a Benefit
Rate Calculation to the District. Indirect overhead is limited to 10% of
Salary plus Benefits. Costs charged to the project must be computed on
actual time spent on a project, and supported by time and attendance
records describing the work performed on the project. Overtime costs
may be allowed under the Grantee's established policy; provided that the
regular work time was devoted to the same project.
3. Salaries and wages claimed for employees working on grant funded
projects must not exceed the Grantee's established rates for similar
positions.
4. Project costs for non - construction tasks are limited to 20% of District
contribution to Total Project Cost.
5. Consultant Services —The costs of consultant services necessary, for the
project are eligible. Consultants must be paid by the customary or
established,method and rate of the Grantee. No consultant fee may be
paid to the Grantee's own employees.
6. Construction Equipment— Equipment owned by Grantee may be charged
to the project for each use. Equipment use charges must be made in
accordance with the Grantee's normal accounting practices. The
equipment rental rates published by the California Department of
Transportation may be used as a guide.
a. If the Grantee's equipment is used, a report or source document
must describe the work performed, indicate the hours used and
relate the use to the Project.
b. The purchase of equipment with Comprehensive Stewardship
Grant funds is not permissible. .
7. Construction Supplies and Materials — Supplies and materials may be
purchased for a specific project or may be drawn from a central stock,
provided they are claimed at a cost no higher than that paid by the grant
recipient. Supplies and materials purchased for the construction of a
piece of equipment, a structure or a part of a structure may be charged to
the Project. If charged, only that cost incurred during the Project
performance period and attributed to the project may be claimed.
8. Signs and Interpretive Aids —The cost of signs, display boards, or other
minor interpretive aids relating to the Project are eligible.
9. Construction —The costs of all necessary construction activities, from site
preparation (including demolition, excavation, grading, etc.) to the
completion of a structure or facility are eligible.
2013 Comprehensive Stewardship Grant Program
SCVW D /GRANTE E
MC12969.dot Page 8 of 33
10. Acquisition —Costs of acquiring real property interests are eligible and
may include the purchase price of the property, appraisals, surveys,
preliminary title reports, escrow fees, title insurance fees.
11. Relocation Costs — Relocation costs are allowable for projects that result
in displacement of any person and /or business. The Grantee must
comply with all federal and local laws, as well as the requirements of the
State Relocation Act (Chapter 16 Government Code, Section 7260 et
seq.), if applicable, even if relocation costs are not claimed for
reimbursement.
12. Other Expenditures —In addition to the major categories of expenditures,
reimbursements may be made for miscellaneous costs necessary for
execution of the Project. Examples of such costs include:
a. Postage; and
b. Transportation costs for moving equipment and /or personnel.
C. Payment Request Process
This Grant Agreement is based on a reimbursement model with specific details
as noted below.
Grantee may submit multiple Payment Request Forms as necessary, but
not more often than monthly.
2. After Grantee completes the Project, Grantee submits the Project
Completion Packet (see Section 2. General Provisions, G. Project
Completion) and the Payment Request Form (Appendix E) for the final
payment.
PAYMENT REQUEST PROCESS
PAYMENT TYPE
WHEN TO SUBMIT IT
SUPPORTING DOCUMENTATION TO
SEND TO PROJECT OFFICER
Payment Request
Once Grantee can provide
• Payment Request Form (Appendix E)
Reimbursement
evidence to show significant
. Invoice Form (Appendix D)
(up to 90% of the total
progress toward completing
. Status Report Form (Appendix F)
Project Grant Amount)
Project tasks.
For direct expenses, copies of invoices
with all attachments shall be submitted,
• For labor costs, copies of Timesheets shall'
be submitted
• For Benefits Costs, a Benefits Rate
Calculation will be submitted
• Documentation of accomplishments (i.e.,
draft and final plans, designs, etc.)
Final (10 %)
After Grantee has completed
• Project Completion packet (see Section 2.
the Project
General Provisions, G. Project
Completion)
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page. 9Df 33
D. Invoicing
The Project Invoice (Appendix D) and Status Report Form (Appendix F)
shall accompany the Payment Request Form (Appendix E) and shall
incorporate Grantee name and remittance address, a
description /itemization of goods or services, dollar amount of goods or
services, invoice date and number, and Agreement number. Work
performed shall be determined on a per task basis as outlined in the
Project Scope (Appendix A) and Project Schedule (Appendix B). 'All
requests for reimbursements will be accompanied by materials providing
evidence of significant Project progress accomplishments commensurate
with level of reimbursement requested.
2. District will review Grantee's invoice within ten working days from receipt
and advise Grantee of any disputed items. District will review and
approve undisputed invoices within ten working days from receipt and
issue payment within forty -five calendar days from receipt. District will
pay invoices within forty -five calendar days from date invoice is approved
by District's Project Manager.
3. Grantee's invoice)must include invoices from subcontractors documenting
task, task budget,percentage complete,:'
omplete, prior billing if any, current billing,
and total billed.;, Documentation supporting Grantee's invoice(s) must
document work performed consistent with the frequency of Grantee's
invoices to District.
Section 4. Miscellaneous Provisions
A. Miscellaneous Provisions
1. Grantee's waiver of any term, condition, covenant, or breach of any term,
condition or covenant shall not be construed as a waiver of any other
term, condition, or covenant or breach by any other term, condition or
covenant.
2. This Agreement contains the entire Agreement between District and
Grantee relating to the Project. Any prior agreements, promises,
negotiations, or representations not expressly set forth in this Agreement
are of no force or effect.
3. This Agreement shall be governed and construed in accordance with the
laws of the State of California.
4. This Agreement may be executed in counterparts and will be binding as
executed.
5. Grantee's request(s) for modification(s) to the Project Scope, Project
Schedule, or Project Budget must be submitted in writing, prior to the
expiration of this Agreement, and will be considered for approval by the
District's executive management responsible for the CSC Grant Program
provided:
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page 10: of 33
a. The Grant award by the District's Board did not impose a
restriction on such revisions; and
b. No additional Grant funds are requested. All such requests will be
considered by the District's executive management responsible for
the CSC Grant Program.
6. Revisions to the Project Scope, Project Schedule, or Project Budget are
subject to review and prior approval of the District.
7. An extension to the term of this Agreement for a period up to twelve
(12) months beyond the current expiration date may be approved by
District. Requests for term extensions must be submitted in writing and
received no later than sixty (60) calendar days prior to the expiration of
this Agreement. Grantee must submit sufficient documentation in support
of its request to enable the District's executive management to evaluate
Grantee's request. The District's executive management will consider
criteria such as the following:
a. The amount of Grant funds not yet disbursed to Grantee;
b. Grantee's progress in completing the Project Scope and the
reasons supporting any delays;
C. Whether Grantee has the dedicated human and financial
resources to continue to complete the Project Scope during the
extension period; and
d. Whether such extension is in the best interest of the District.
8. An amendment to this Agreement, extending its Term, must be executed
in full prior''to the original expiration date as stated in Section 2. General
Provisions, 1. Agreement Term. If this Agreement is not extended prior to
its expiration, any unexpended Grant funds will be retained by the District
and unavailable to the Grantee for the Project.
9. All Appendices, A (Project Scope), B (Project Schedule), C (Project
Budget), D (Project Invoice), E (Payment Request Form), F (Status
Report Form), G (Resolution), and H (insurance Requirements) are
hereby incorporated herein by this reference and made a part hereof, as
though set forth in full.
10. Severability —if any provision of this Agreement is held invalid, that
invalidity shall not affect other provisions of the Agreement which can be
given effect without the invalid provision, and to this end the provisions of
this Agreement are severable.
11. Survival— Section 3. Financial Provisions, B. Eligible Costs, C. Payment
Request Process, and D. Invoicing, shall survive termination or expiration
of this Agreement such that any Eligible Costs incurred during the Project
Performance Period may be invoiced by Grantee and paid by the District
provided invoices, including final invoice, are submitted prior to the
expiration date of this Agreement as stated in Section 2. General
Provisions, I. Agreement Term, item 1.
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Pagel1: of33
B. Notices
All notices and other communication required or permitted to be given under this
Agreement shall be in writing and shall be personally serviced or mailed, postage
prepaid and return receipt requested, addressed to the respective parties as
follows:
To SCVWD: Liang Lee
To Grantee: Rick Smelser
Deputy Operating Officer
Director of Public Work/City
Watershed Stewardship Division
Engineer
Santa Clara Valley Water District
City of Gilroy
5750 Almaden Expressway
7351 Rosanna St
San Jose, CA 95118 -3686
E -mail: Ilee @valleywater.org
Gilroy, CA 95020
E -mail:
Rick.Smelser @cityofgiIroy.org
Contact: Brian Mendenhall
Grantee Henry Servin
Project Manager
Contact: Transportaion Enigineer
Safe Clean Water Implementation Unit
City of Gilroy
Santa Clara Valley Water District
7351 Rosanna St
5750 Almaden Expressway
San Jose, CA 95118
Gilroy, CA 95020
Phone: (408) 630 -3093
Phone: (408) 846 -0277
E -mail: bmendenhall @valleywater.org
E -mail:
henry.servin @cityofgiIroy.org
CITY OF GILROY
Date: By:
APPROVED AS TO FORM:
City Attorney
Legal Counsel
SANTA CLARA VALLEY WATER DISTRICT
Date: �� By:
Beau d'
Chief Executive Officer
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page 12 of 33
APPENDIX A
RONAN CHANNEL TRAIL PROJECT SCOPE
The District's 2013 Comprehensive Stewardship Grant Program is based on a reimbursement model, and
as such will require a detailed Project scope that includes a general description, response to evaluation
criteria and tasks and subtasks for measuring and auditing progress and the subsequent allocation of
funds to Grantee. The description and possible attachments should include, but not limited to:
A. General Description
1. Specific Description of Project Tasks
Within the City of Gilroy, the Western Ronan Channel Parkway Trail (Trail) will convert an
existing unpaved creek -side maintenance road that is closed to the public to a multi -use
public trail for use by bicyclists and pedestrians. The recreational goals of this project are to
expand trails in the City of Gilroy for bicyclists, pedestrians, and joggers, and to provide
expanded opportunity for nature appreciation. Proposed project improvements include:
providing public access to a paved bicycle and pedestrian path on one side of the creek;
aesthetic fencing between the roadway and the trail per District /City standards; native
planting and water - conserving irrigation adjacent to the trail; standard street crossing and
vehicular barriers where the trail intersects with streets; trails signage; informational
displays /interpretive enhancements such as interpretive signage along the parkway;
overlook area(s) with benches and landscaping. The Trail consists of 5,570 linear feet of a 12'
wide bicycle /pedestrian trail with 18 " -24" wide aggregate shoulders on each side.
The Trail will provide a key link for the City's overall trails system in a neighborhood
currently not served by trails. It will not only have a recreational value, it will also serve as a
trip reducing transportation route, connecting two of the City's major commercial and
employment centers with residential neighborhoods. The recreational goals of this project
are to expand trails in the City of Gilroy for bicyclists, pedestrians, and joggers, and to
provide expanded opportunity for nature appreciation. The Trail will help to achieve an
important trail segment identified in the City of Gilroy's Trails Master Plan and the County of
Santa Clara's Countywide Trails Master Plan. These trails are part of a much larger trail
network system ultimately connecting 12.75 miles of trails throughout the City out of the
43.2 mile Master Trails Plan! This project will be one of the first few trails constructed out of
the larger network of trails planned in the Gilroy Trails Master Plan.
As the Ronan Channel is a respected animal and plant habitat and flood control waterway,
all environmental and SCVWD operational requirements will be adhered to and monitored
for compliance with existing agreements, while still incorporating a paved trail to increase
its recreational value for Gilroy and greater Santa Clara County residents.
2. Specific Location of Project
The Western Ronan Channel Santa Clara Valley Water District (SCVWD) Service Road Trail is
located in east - central Gilroy about a half -mile east of its downtown. It will convert an
existing north -south unpaved creek -side maintenance road that is closed to the public to a
multi -use public trail for use by bicyclists and pedestrians. The maintenance road is currently
operated by SCVWD. The Trail will provide a key link for the City's overall trails system in a
neighborhood currently not served by trails. It will provide a trail connection between
neighborhoods and two commercial districts, the Leavesley Avenue Gilroy Outlets and a
large office area to the north, and the 10`h Street commercial areas to the South, and
Downtown shopping areas to the east via San Ysidro Park.
Page 13 of 33
3. Location Map
At
1
,
1
1 •:
1
Ej, f - - - - --
v
4. Site Plan
APPENDIX A
RONAN CHANNEL TRAIL PROJECT SCOPE
Gilroy Bicycle Transportation Network
Ronan Channel Trail Location Map
s
=
t
mrns.vuma;
, •
1
t
glwr4Qrt1,1
RonaA
O Chann � N tltr.rvrtw.nr
r Gilro t
Trail
r-
3 ••�+ City of Gilroy
Traffic Engineer
c. Dec. 2013
RONAN CHANNEL SITE PLAN
Page 14 of 33
APPENDIX A
RONAN CHANNEL TRAIL PROJECT SCOPE
5. Photos of Project
FACING HWY 101 AND SIXTH STREET AT
SOUTHERN PEDESTRIAN BRIDGE APPROACH
NORTHERN PEDESTRIAN BRIDGE APPROACH LEAVESLEY ROAD PUBLIC ACCESS POINT
(Proposed project areas along Ronan Channel trail)
6. Adjacent Water Bodies and Creeks
The trail is proposed to lie along the western bank of the Ronan Channel SCVWD facility
within the City of Gilroy. The Ronan Channel is a tributary waterway of Llagas Creek.
7. Adjacent trails, parks and open space
Within the City of Gilroy, the Western Ronan Channel SCVWD service road, south of
Leavesley Road and north of Sixth Street consists of 10,198 linear feet of a 12' wide
bicycle /pedestrian trail with 18" to 24" wide aggregate shoulders on each side. The Ronan
Channel Trail includes the following path segments running perpendicular to the main
channel: 50' connection to the IOOF Avenue cul -de -sac bulb -out, 250' connection to San
Ysidro Park along Lewis Street, and 581' along the south side of Miller Slough. The Miller
Slough trail segment will be connected to the southern reach of the Ronan Channel Trail
segment by either a 60' long and 12' wide (clear width) prefabricated bridge (metal frame
with wood decking) or SCVWD approved equivalent. Trail materials will be asphalt over
aggregate base. The northern end of the trail will connect to surface streets in the vicinity of
Page 15 of 33
APPENDIX A
RONAN CHANNEL TRAIL PROJECT SCOPE
the eastern end of the Lions Creek trail. A future trail project will seek to provide a gap
closure to join Lions Creek trail to this proposed Ronan Channel trail.
8. Existing SCVWD/ Gilroy agreements in the Project vicinity
Within the City of Gilroy, existing agreements exist between the SCVWD and the city for
paved trails along the Lions Creek, Uvas Creek, and the south - central portion of the Ronan
Channel/ Llagas Creek areas.
9. All Proposed Project improvements
Proposed project improvements include: paving (permeable surface material) the existing
maintenance road on one side of the creek to trail standards established in the Gilroy Trails
Master Plan; fencing between the roadway and the trail per District /City standards; native
planting and water conserving irrigation adjacent to the trail; standard street crossing and
vehicular barriers where the trail intersects with streets; trails signage at all access points,
and interpretive signage along the parkway. The Trail will be constructed in compliance with
ADA accessibility guidelines. Interpretive themes and displays will be designed in
partnership with SCVWD and the Gilroy Unified School District (GUSD). Trail amenities
include benches, trash receptacles, pet bag dispensing stations, and interpretive signage at
interim points and trail signage and bollards at trail end /starting points. Concrete split rail
fencing is planned along the Leavesley Road and cul -de -sac interfaces. Landscaping consists
of trees, shrubs /grasses and temporary irrigation.
t,
_ •<
10. Estimated Time of Year for Construction
Summer 2014 through summer 2016.
11. Plans for Project Operation and Maintenance
TRAIL EMENITIES: BENCHES, PET STATION,
TRASH RECEPTACLES AND INTERPRETIVE
SIGNS
The Trail will be operated and maintained by the City of Gilroy through a joint use
agreement. Planting areas adjacent to the trail will be restored with native plantings, and
interpretive signage will be provided. City of Gilroy will maintain the paved trail and
landscaping on a regular basis as established by subsequent agreement with the SCVWD
consistent with existing similar agreements.
12. Plans for Project Monitoring
Page 16 of 33
APPENDIX A
RONAN CHANNEL TRAIL PROJECT SCOPE
City of Gilroy will comply with all SCVWD and other regulatory body monitoring
requirements for work adjacent to or over a waterway. City will hire specialized construction
engineering and inspection staff to monitor construction of the project.
13. Specific Staff proposed for Project Team
In -house city staff will consist of a Senior Civil Engineer program manager, a Civil Engineer 1
for project management, and an inspector for city oversight inspection. Consultant staff will
consist of Construction Engineer and associated team members to assemble final
engineering and bid documents and provide construction period support, and construction
management and inspection staff to provide direct construction oversight.
B. Tasks and Subtasks
1. Planning: Completed in December 2013.
2. Design: Preliminary engineering and CEQA EIR work completed in September 2013
NEPA -CE anticipated for completion by February 2014
Final engineering and bid document preparation will occur in February 2014
Bid Award anticipated occurring at beginning of June 2014.
3. Construction: Anticipated to begin by July 2014
4. Construction Engineering & Testing: From June 2014 through October 2015
5. Construction Contingency: From June 2014 through June 2016
6. Landscaping: January 2015 through August 2015
7. Project Management: Ongoing through June 2016
Page 17 of 33
APPENDIX B
RONAN CHANNEL TRAIL PROJECT SCHEDULE
Task
Start
End
Planning:
Begin Environmental Phase (CEQA):
On -going
End Environmental Phase (CEQA)
09/2013
Begin Environmental Phase (NEPA -CE)
06/2013 .
End Environmental Phase (NEPA -CE)
2/2014
Engineering:
Begin Design Engineering
On -going
End Plans, Specs, and Estimates
02/2014
Begin ROW Certification (All Public ROW)
N/A
Advertise Construction (Ready to List)
04/2014
Begin Construction (Award)
07/2014
Landscaping
01/2015
08/2015
End Construction
09/2015
Administration:
Construction Engineering & Testing:
06/2014
10/2015
Construction Contingency:
06/2014
06/2016
Project Management & Acceptance
Ongoing
06/2016
Page 18 of 33
APPENDIX C
RONAN CHANNEL TRAIL PROJECT BUDGET
1:1 8 1 014 7 011111116311111187 1 u INN I i• 1
Phase /Funds
ENV*
ROW
Design*
CM
CON
TOTAL
OBAG
0
0
0
$ 100,000
$ 934,000
$ 1,034,000
SCVWD
0
0
$25,000
$ 30,000
$ 135,000
$ 190,000
Comprehensive Stewardship
Grant
Local Match
0
0
0
$ 135,000
$ 135,000
$25,000
$130,000
$1,204,000
$ 1,359,000
*Funding already secured through VTA -BEP
Page 19 of 33
CD
N
a
Q
-+1
W
w
APPENDIX C
Appendix G BUDGET
Organization:
Salary Salary Salary
Benefits Salaries
TOTAL PROJECT COST -
+Benefits
SCVWD GRANT FUNDING
City of Gilroy
Hourly
Total
Grantee
Other
SCVWD
Senior Civil Engineer
$ -
$ - $
Civil Engineer 1
-
Project Title:
Engineering Inspector 3
Project
Project
Project
Grant
1
8 NEPA Clearances $ 1.00 LS
1
$ 25.000.00
$ 25,000.00 $ 25,000.00
Ronan Channel Trail - Interim Project Phase 1
Costs
Contributions
Contibutions
Request
TASK i
TASK 2
TASK 3
TASK 4
TASK 5
(For Service -
,._ -_„
Gilroy
OBAG
CSG
Planning
Design
Construction
Project
-----------
Etc
Ito 10% of Salary + Benefits - Salary
Salary Salary Salary
Benefits Salaries
No. of Units
+Benefits
Rate +Benefits
Ouallfied
Hourly
Amount
Employee(Classificationfritle)
Rate Hours Amount
Amount Amount
Senior Civil Engineer
$ -
$ - $
Civil Engineer 1
$ -
$ - $
Engineering Inspector 3
$ -
$ - $
No. of Units
Amount
1
8 NEPA Clearances $ 1.00 LS
1
$ 25.000.00
$ 25,000.00 $ 25,000.00
Ito 10% of Salary + Benefits - Salary
Indirect
Grant
No. of Units
+Benefits
Overhead
Ouallfied
vi
Amount
Limit
Overhead
$ 1.00
LS
10%
®
$
ii
$
25,000.00
Unit Cost Unit of Measure
No. of Units
Amount
1
8 NEPA Clearances $ 1.00 LS
1
$ 25.000.00
$ 25,000.00 $ 25,000.00
0
25000
$. 135,000.00
Unit Cost
Unit of Measure
No. of Units
Amount
ra
era
vi
a
�e 8 wayfinding
$ 1.00
LS
1
$ 25,000.00
$
25,000.00
$
25,000.00
design
$ 1.00
LS
1
$ 30,000.00
$
30,000.00 $
30,000.00
$
$
$
$.
55.00D.00 1 $
30,000.00 1
$
25,000.00
Iction
Unit Cost
Unit of Measure
No. of Units
Amount
Mon
$ 1.00
LS
1
$ 1,249.000.00
$
1,249,000.00 $
80,000.00 $
1,034,000.00 $
135,000.00
$
1,249,000.00 1 $
80,000.00 1 $
1,034,000.00 $
135,000.00
�ostS_
ascribe:
Unit Cost
Unit of Measure
No. of Units
Amount
:Uon Management
$ 1:00
LS'
$ 30,000.00
$
30;000.00
$
30,000.00
0
25000
$. 135,000.00
APPENDIX D
PROJECT INVOICE
http:// www. valleywater. orgM orkArea llinkit.aspx ?Linkidentifier =id &Item I D =9155
2013 Comprehensive Stewardship Grant Program
SCVW D /GRANTEE
MC12969.dot Page 21 of 33
N
(O
CD
N
N
O
IN
W
W
INVOICE
Organtiation:
_ _
Project This: _ — I
IDVOICe #
_Date:
_
IRVOIC@
__
_ —
I
- -- -�
Service ( (Date
It-
Period_
- 1 Dale)
--
Total
— Prgect_—
Cost.
(For Service
Period)
TOTAL PROJECT
Grantee
— Pioject
— Contributions
—
COST
Other
Project
Cordibutions
—
SCVWD
Guns
Request
SCVWD GRANT FUNDING
- —
TASK i TASK 2 TASK 3 TASK 4 — TASK 5
_— — Project
Planning Design Constn co Management on Etc
i
(NOTE 8padflo,tsdrs atdiadsBon
of Oreiima, how'd e�aNe""aho
d ��',� �+
Personnel Services:
j
6nployee licatlonmtle)_—
- --
I Salary
Hourly
Rate I
hours Amount IO
Salaries
Amount
f
I
I
I
—
--
$
y -
- - -- -
--
_
�_
--
I
- --
Indirect Ooerhead
Limited to 10% of Salary + BeneSts
Salary I
+Barreflta
Amoud
Indirect I Grant I
Overhead Gualifled
Limit _ Warhead_
I
—�
- --
I
I
s
,o%
s
-�
S
$
t
i
I I
i I
I
Land Acquisition
f
-
Unit Cost
Unit of Measure
I No. of Units Amount
i
—__ - - - --
Is
-i
is
$
- -- - —
Desi n
_
I
I Unit Cod
-
I
Unit of Measure
�- —I
I
1 No. of Units I Amount
$
IS
I
s
$
$
$
s
s_
-
Construction
Unit Cost
-
Unit of Measure
-
No. of Units I Amount
$ _
I
1
$
-
l - -�
- --
—
_►
—.�—
�- _
-
-- -
—
—
--
a
S
S
S
O#W costs
Please Describe:
_ --
Unit Coat _
Unit of Me—
No. of Units ' Am_o_uM
$
- -- --
$
$
-
-
-
$
I
s
-i
I
s
s
s
s
Grand Totals
(FOR CURRENT INVOICE #)
f1
S
a
S
a
a
S
a
a
S
INVOICES
#,
—_
--
--
E
E
a
a
s
s
a
E
S
#4
-
� -
--
—
013- Comprehensive- Stewardsf�ip-Grant-
(.:VW IGRAIVTfitrat INVO1cESj
Program
— -!
- - - --
s
a
s
s
a
a
s
s
s
MCI 2969.dot %coMPLEr
1,
BUDGET AMOUNT
�-
I
APPENDIX E
PAYMENT REQUEST FORM
GRANT:
Santa Clara Valley Water District 2013 Comprehensive Stewardship Grant Program Program
AGREEMENT NO.:
GRANTEE:
PROJECT TITLE:
1. TYPE OF PAYMENT: ❑ Advance ❑ Reimbursement ❑ Final
2. PAYMENT INFORMATION (Round all figures to the nearest dollar):
a. Project Amount $
b. Funds Received to Date $
c. Available (a. minus b.) $
d. Amount of This Request $
e. Remaining Funds After This Payment (c. minus d.) $
3. SEND PAYMENT TO:
Grantee Name
Street Address
City, State, Zip Code
Attention
4. TYPED OR PRINTED NAME OF PERSON AUTHORIZED BY RESOLUTION: Title
5. SIGNATURE OF PERSON AUTHORIZED BY RESOLUTION: Date
FOR SANTA CLARA VALLEY WATER DISTRICT`h1SE ONLY
6. PAYMENT APPROVAL SIGNATURE: Date
http: / /www.valleywater.org/WorkArea/ linkit .asgx ?Linkidentifier- id <emlD =9156
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE Page 23 of 33
MC 12969.dot
PAYMENT REQUEST FORM INSTRUCTIONS
The following instructions correspond to items on the Payment Request Form:
Agreement Number —As shown on page 1 of the Agreement following execution of the
Agreement by both Parties.
Grantee — GRANTEE name as shown on the Grant Agreement.
Project Title —Title of Project for which payment is requested.
1. Type of Payment —Check appropriate box, and submit this form:
Reimbursement —When Grantee has periodically spent funds to implement the Project,
and is requesting reimbursement; or
Final —When Grantee has completed the Project, and is requesting the final payment.
2. Payment Information:.
a. Project Grant Amount —The amount of District grant funds allocated to this
Project
b. Funds Received to Date —Total amount already received for this Project
C. Available —(a. minus b.)
d. Amount of This Payment Request— Amount that is requested
e. Remaining Funds After This Payment —(c. minus d.)
3. Send. Payment to: Grantee Name, Address, and Contact Person
4. Typed or printed name of person authorized by Resolution.
5. Signature of person authorized by Resolution.
6. Payment approval signature and date —For District staff.
Additional Information to supply with Payment Request Form:
• Attached documentation to support charges (i.e., subcontractor invoices, receipts, etc.).
• Attached proof of accomplishments for those tasks being charged against (i.e., draft
plans /designs, final plans /designs, environmental documentation, etc.).
• Attached Appendix F with updated information.
2013 Comprehensive Stewardship Grant. Program
SCVW D /GRANTEE
MC12969.dot Page 24 of 33
APPENDIX F
STATUS REPORT FORM
Grantee: City of Gilroy
Santa Clara Valley Water District 2013 Comprehensive Stewardship Grant
Grant Program: Program Program
Project Name: Ronan Channel Trail
ITEM
STATUS
(ON TARGET /COMPLETE/
BEHIND SCHEDULE)
COMMENTS
Project on- schedule?
Project within budget?
Project within scope?
List of completed tasks
Task 1
Task 2
Task 3
Task 4
Discussion of project challenges,
including public concerns or
opposition
Community based organizations
supporting the Project
Newly identified enhancement/
stewardship opportunities in the
Project vicinity
Newly identified trails, parks or
open space in Project vicinity
Newly identified capital projects
in the Project vicinity
http:// www. vaIleywater. org/ WorkArea /iinkit.aspx ?Linkidentifier =id &Item ID =9157
2013 Comprehensive Stewardship Grant Program
SCVWD /GRANTEE
MC12969.dot Page 25"6f 33
APPENDIX G
RESOLUTION
2013 Comprehensive Stewardship Grant Program
SCVW D /GRANTEE
MC12969.dot
Page 26 of 33
I
RESOLUTION NO. 2013 -12
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF GILROY APPROVING THE APPLICANT TO APPLY
FOR GRANT FUNDS UNDER THE CLEAN, SAFE CREEKS
AND NATURAL FLOOD PROTECTION PROGRAM OF
2000
2013 COMPHRENSTVE STEWARDSHIP GRANT PROGAM
APPLICATION FOR RONAN CHANNEL TRAIL INTERIM
PROJECT PHASE I
WHEREAS, the Santa Clara Valley Water District has enacted the Comprehensive
Stewardship Grant Program, which provides funds for environmental enhancements and
restoration, pollution prevention, and public access to trails and open space; and
WHEREAS, the Santa Clara Valley Water District's Stream Stewardship Unit has been
delegated the responsibility for administration of the grant program, setting up necessary
procedures; and
WHEREAS, said procedures established by the Santa Clara Valley Water District
require Grantee's Governing Body to certify by resolution thd= approval of Grantee to apply for
and accept grant program funds; and
WHEREAS, Grantee will enter into an Agreement with Santa Clara Valley Water
District;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF GILROY AS FOLLOWS:
1. Approves the filing of an Application for local assistance funds from the Comprehensive
Stewardship Grant Program under the Clean, Safe Creeks and Natural Flood Protection
Program of 2000.
Page 27 of 33
RESOLUTION NO. 2013-12
2
2. Approves the acceptance of grant funds from the Comprehensive Stewardship Grant
Program under the Clean, Safe Creeks and Natural Flood Protection Program of 2000,
upon approval of grant funding for the project by the District Board of Directors.
3. Certified that the Applicant has or will have sufficient funds to operate and maintain the
Project.
4. Certifies that the Applicant will review and agree to the Special Provisions, General
Provisions, and Financial Provisions contained in the Agreement.
I
a
5. Appoints the Transportation Engineer as agent to conduct all negotiations, execute and
submit all documents including but not limited to Applications, agreements, payment
requests and so, on, which may be necessary for the completion of the Project.
PASSED AND. ADOPTED on this 6th day of May, 2013 by the following roll call vote:
AYES: COUNCILMEMBERS: AULMAN, BRACCO, LEROE-
MUNOZ, TUCKER, WOODWARD and GAGE
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: ARELLANO
APPROVED:
Donald Gage, Mayor
Page 28 of 33
RESOLUTION NO. 2013-11
r
i
I, SHAWNA FREELS, City Clerk of the City. of Gilroy, do hereby certify that the
attached Resolution No. 2013 -12 is an original resolution, or true and correct copy of a city
resolution, duly adopted by the Council of the City of Gilroy at a regular meeting of said Council
held on the 6`h day of May, 2013, at which meeting a quorum was present.
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the Official Seal of
the City of Gilroy this 7 {b%y of May, 2013.
SWwna Freels, NW -
City Clerk of the City of Gilroy
(Seal)
Page 29 of 33
y
APPENDIX H
INSURANCE REQUIREMENTS
Grantee will ensure that the Santa Clara Valley Water District, its directors, officers, agents and
employees are named as additional insureds on all Commercial General and Automobile
Liability policies to be obtained by vendors working on this Project.
2013 Comprehensive Stewardship Grant Program Zy
SCVW D /GRANTEE
MC12969.dot Page 30 of 33
APPENDIX IV
INSURANCE- CONTRACTOR -No Construction Risk
Please refer to the insurance requirements listed below.
Without limiting the Contractor's indemnification of, or liability to, the Santa Clara Valley Water District
( "District "), the Contractor must provide and maintain at its own expense, during the term of this
Agreement, or as may be further required herein, the following insurance coverages and provisions:
Contractor must provide its insurance broker(s) /agent(s) with a copy of these requirements and
warrants that these requirements have been reviewed by Contractor's insurance agent(s) and /or
broker(s), who have been instructed by Contractor to procure the insurance coverage required
herein:.
In addition to certificates, Contractor must furnish District with copies of original endorsements
affecting coverage required by this Appendix. The certificates and endorsements are to be signed by
a person authorized by that insurer to bind coverage on its behalf. All endorsements and
certificates are to be received and approved by District before the contract commences. In
the event of a claim or dispute, District has the right to require Contractor's insurer to provide
complete, certified copies of all required pertinent insurance policies, including endorsements
affecting the coverage required by this Appendix.
Contractor must, at its sole cost and expense, procure and maintain during the entire period of this
Agreement the following insurance coverage(s).
Required Coverages
1. Commercial General /Business Liability Insurance with coverage as indicated:
$2,000,000 per occurrence / $2,000,000 aggregate limits for bodily injury and property
damage
General Liability insurance must include:
a. Coverage that is at least as broad as that found in the standard ISO Form CG 00 01.
b. Contractual Liability expressly including liability assumed under this contract.
c. If Contractor will be working within fifty (50) feet of a railroad or light rail operation, any
exclusion as to performance of operations within the vicinity of any railroad bridge, trestle,
track, roadbed, tunnel, overpass, underpass, or crossway must be deleted, or a railroad
protective policy in the above amounts provided.
d. Severability of Interest
e. Broad Form Property Damage liability
f. If the standard ISO Form wording for "OTHER INSURANCE, or other comparable
wording, is not contained in Contractor's liability insurance policy, an endorsement must
be provided that said insurance will be primary insurance and any insurance or self -
insurance maintained by District, its Directors, officers, employees, agents or volunteers
will be in excess of Contractor's insurance and will not contribute to it.
Appendix IV ContractorNoConst GL1,AL1 2/28/08
Page 31 of 33
APPENDIX IV
INSURANCE- CONTRACTOR -No Construction Risk
2. Business Auto Liability Insurance with coverage as indicated:
$2,000,000 combined single limit for bodily injury and property damage per occurrence,
covering all owned, non -owned and hired vehicles.
3. Workers' Compensation and Employer's Liability Insurance
Statutory California Workers' Compensation coverage covering all work to be performed for
the District.
Employer Liability coverage for not less than $1,000,000 per occurrence.
General Requirements
With respect to all coverages noted above, the following additional requirements apply:
Additional Insured Endorsement(s) Contractor must provide an additional insured
endorsement for Commercial General /Business Liability and Business Automobile liability
coverage naming the Santa Clara Valley Water District, its Directors, officers,
employees, and agents, individually and collectively, as additional insureds, and must
provide covereage for acts, omissions, etc. arising out of the named insureds' activities and
work. Other public entities may also be added to the additional insured endorsement as
applicable and the Contractor will be notified of such requirement(s) by the District.
(NOTE: Additional insured language on the Certificate of Insurance is NOT acceptable
without a separate endorsement such as Form CG 20 10, CG 2033, CG 2037. Note:
Editions dated 07/04 are not acceptable)
2. Primacy Clause: Contractor's insurance must be primary with respect to any other insurance
which may be carried by the District, its officer, agents and employees, and the District's
coverage must not be called upon to contribute or share in the loss.
3. Cancellation Clause Revision: The Certificate of Insurance MUST provide 30 days notice
of cancellation, (10 days notice for non - payment of premium). NOTE: The standard
wording in the ISO Certificate of Insurance is not acceptable. The following words must
be crossed out or deleted from the standard cancellation clause: "...endeavor to..." AND
"...but failure to mail such notice must impose no obligation or liability of any kind upon the
company, its agents or representatives."
4. Acceptability of Insurers: All coverages must be issued by companies admitted to conduct
business in the State of California, which hold a current policy holder's alphabetic and financial
size category rating of not less than A- V, according to the current Best's Key Rating Guide or a
company of equal financial stability that is approved by the District's Risk Management
Administrator.
5. Self- Insured Retentions or Deductibles: Any deductibles or self- insured retentions must be
declared to and approved by the District. At the option of the District, either: the insurer shall
Appendix IV ContractorNoConst GL1,AL1 2/28/08
Page 32 of 33
•
APPENDIX IV
INSURANCE- CONTRACTOR -No Construction Risk
reduce or eliminate such deductibles or self- insured retentions as respects the District, its
officers, officials, employees and volunteers; or the Contractor shall provide a financial
guarantee satisfactory to the Entity guaranteeing payment of losses and related
investigations, claim administration, and defense expenses.
6. Subcontractors: Should any of the work under this Agreement be sublet, the Contractor
must require each of its subcontractors of any tier to carry the aforementioned coverages, or
Contractors may insure subcontractors under its own policies.
7. Amount of Liability not Limited to Amount of Insurance: The insurance procured by
Contractor for the benefit of the District must not be deemed to release or limit any liability of
Contractor. Damages recoverable by the District for any liability of Contractor must, in any
event, not be limited by the amount of the required insurance coverage.
8. Coverage to be Occurrence Based: All coverage must be occurrence -based coverage.
Claims -made coverage is not allowed.
9. Waiver of Subrogation: Contractor agrees on to waive subrogation against the District to
the extent any loss suffered by Contractor is covered by any Commercial General Liability
policy, Automobile policy, or Workers' Compensation policy, described in Required
Coverages above. Contractor agrees to advise its broker /agent/insurer about this provision
and obtain any endorsements, if needed, necessary to ensure the insurer agrees.
10. Non - compliance: The District reserves the right to withhold payments to the Contractor in the
event of material noncompliance with the insurance requirements outlined above.
11. Please mail the certificates and endorsements to:
Contract Administrator
Santa Clara Valley Water District
5750 Almaden Expressway
San Jose, CA 95118
IMPORTANT: On the certificate of insurance, please note either the name of the project or
the name of the District contact person or unit for the contract.
If your insurance broker has any questions please advise him /her to call Mr. David Cahen,
District Risk Management Administrator at (408) 265 -2607, extension 2213.
Appendix IV ContractorNoConst GLI,AL1 2/28/08
Page 33 of 33