Loading...
HomeMy WebLinkAboutState of California - High Speed Rail Authority - HSR 13-47 - 2014 AgreementSTANDARD AGREEMENT STD. 213 (NEW 06/03) AGREEMENT NUMBER HSR13 -47 1. This Agreement is entered into between the State Agency and the Contractor named below STATE AGENCY'S NAME California High -Speed Rail Authority CONTRACTOR'S NAME The City of Gilroy 2 The term of this July 1, 2014 to December 30, 2016. Agreement is: 3 The maximum amount $ 600,000.00 of this Agreement is: Six - Hundred Thousand Dollars and No Cents 4 The parties agree to comply with the terms and conditions of the following exhibits which are by this reference made a part of the Agreement: Exhibit A — Scope of Work 23 Pages Exhibit A — Attachment 1 - Timeline 1 Page Exhibit B — Budget Detail and Payment Provisions 4 Pages Exhibit B — Attachment 2 - Budget Detail 2 Pages Exhibit C — GTC 610 General Terms and Conditions 1 Page Exhibit D — Special Terms and Conditions 9 Pages Exhibit E — ARRA Terms and Conditions 12 Pages Attachment A through F — Proposed Station Locations Resolution 6 Pages Attachment G - Resolution 3 Pages Items shown with an Asterisk ( *), are hereby incorporated by reference and made part of this agreement as if attached hereto. These documents can be viewed at www.ols.dgs.ca.gov /Standard +Language IN WITNESS WHEREOF, this has been executed the parties hereto. CONTRACTOR I California Department of General Services Use Only CONTRACTOR'S NAME (If other than an individual, state whether a corporation, partnership, etc.) BY (Authorized Signa DATE S[ ED (Do not tvpe I W��- S , Zo! T PRINTED NAME AND TITLE OF PE SON SIGNING Thomas J. Haglund, City Administrator ADDRESS 7351 Rosanna Street, Gilroy, CA 95020 STATE OF CALIFORNIA AGENCY NAME California High-Speed Rail Authority BY ( Authorized Si I, e)l DATE SIGNED (Do not type) ®Exempt per: PRINTED E A D TITLE OF PERSON SIGNING PCC10340(BK3) AM Jeff Morales, Chief Executive Director 770 L Street, Suite 800, Sacramento, CA 95814 EXHIBIT A SCOPE OF WORK A. Purpose City of Gilroy HSR13 -47 Page 1 of 23 The purpose of this contract is to have the City of Gilroy assist the California High —Speed Rail Authority (Authority), by providing a local and creative approach to land use planning and High Speed Rail (HSR) station area development. Planning for this type of development will be a critical foundation for the HSR system. These Station Area Planning funds provided are intended to support local governments in initiating station area planning and continuing the visioning efforts that have already been completed and or are currently underway. This planning effort will result in a station area plan that is consistent with and supportive of the Authority's adopted Station Area Development Policies and Regional planning efforts required by SB 375, that includes a public participation component to involve the local community and interested stakeholders in the planning process, conceptual design, environmental analysis, and incorporate a transit -orient development zoning overlay to the local government's land use plans for a one -half mile area around the stations. B. Introduction Described below is the scope of work for Phases I and II of the Gilroy HST Station Area Planning project. The scope lists out in detail the project steps along with deliverables and schedule. Unlike the application package's example template, this scope does not treat development of the station area plan and public outreach as two separate tasks. The City's project approach is to consider public outreach an integral part of the process of developing a station area, plan; therefore, community engagement is woven into the process of developing the plan.. The City of Gilroy agrees to provide to the Authority the services identified below in each task. The project representative and all inquiries during the term of the Agreement will be directed to: California High -Speed Rail Authority City of Gilroy Project Manager: John Mason Project Manager: Kristi Abrams Address: 770 L Street, Suite 800 Address: 7351 Rosanna Street Sacramento, CA 95814 Gilroy, CA 95020 Phone: (916) 403 -0552 Phone: (408) 846 -0451 Fax: (916) 322 -0827 Fax: (408) 846 -0429 City of Gilroy HSR13 -47 Page 2 of 23 EXHIBIT A SCOPE OF WORK Email: jmason @hsr.ca.gov Email: Kristi.Abrams @cityofgilroy.org C. Phase I. Gilroy High -Speed Train Station Vision The work in this phase is currently underway and funded by the Santa. Clara Valley Transportation Authority (VTA) and City of Gilroy. The scope of work for this phase is described in detail below to provide context for the Phase II work that will be funded with California Proposition 1 A and federal ARRA funds. Task A. Phase IInitiation A. Project Kick -off Meetings Discuss the issues associated with development of the High -Speed Train (HST) Station Vision, including project goals, opportunities, and constraints; coordinate delivery of relevant background information and documents for the existing conditions analysis; and discuss approach to project management. Meet with the Authority San Jose to Merced design and environmental team to discuss issues associated with development of the two potential stations. B. Community Engagement Strategy Create a community involvement strategy to encourage public participation in HST Station. Vision process, ensuring a high level of community engagement. All materials prepared will be accessible to persons with disabilities, consistent with the City's efforts to meet and exceed ADA requirements. The Authority San Jose to Merced design and environmental team will be invited to participate in all community meetings and included in the distribution of project reports and newsletters. The scheduling of the community meetings will. be coordinated with the Authority San Jose to Merced design and environmental team's own work and schedule to avoid conflicts. The following outreach strategies will be used (all outreach will be conducted in both English and Spanish): 1. Invitation letter to community leaders and stakeholders 2. Frequent newsletters and updates 3. Newspaper noticing for all project events 4. Postcards notifying community of key events City of Gilroy HSR13 -47 Page 3 of 23 EXHIBIT A SCOPE OF WORK 5. Posters at public sites advertising workshops /events 6. Project website with up -to -date project information The community engagement strategy will ensure that community members, including property and business owners, are aware of the process and understand how they can participate in it. An initial Spanish- language workshop, community workshops, City Council study sessions, and stakeholder meetings are described later in the scope.. C. Spanish- Language Meeting Prior to the first Community Workshop, provide an introduction to the project in a Spanish -only meeting that acquaints participants with the upcoming Community Workshop and describes the overall process. This should help to ensure participants are comfortable attending the upcoming Community Workshops and fully engaging with the Station Vision process. D. Community Workshop #1 This first workshop will focus on a virtual tour of high -speed rail projects around the world, followed by a small -group conversation among participants about what they liked. and disliked in the tour. This information will be used to guide the preparation of project alternatives for Gilroy's HST station. The workshop will also include an overview of the project and provide an opportunity to ask questions and provide input on issues to be addressed. Then, the group will discuss key community values that should be reflected in any Station Area design. This community workshop, and the three that follow, will be conducted in both English and Spanish to ensure that all members of the community can participate. E. Newsletter #1 The project's first newsletter will highlight key information and input from Workshop #1. This, and all future newsletters, will be in both English and Spanish. Task B. Existing Conditions A. Site Tours Conduct site tours of the two potential station locations for the project team to identify issues and discuss existing conditions for the two sites. EXHIBIT A SCOPE OF WORK B. Stakeholder Meetings City of Gilroy HSR13 -47 Page 4 of 23 Early in the project, conduct stakeholder meetings. Approximately ten stakeholder meetings will be held throughout the course of the project. Stakeholders will include transit agencies such as VTA and Caltrain, business owners from the Downtown, property owners /managers from the agricultural area, Valley Health Center, outlet mall, and other agency staff from Santa Clara County and the Local Agency Formation Commission (LAFCO). Some of these meetings may be repeated later in the project as more details about the station sites are developed. C. Existing Conditions Report Prepare an existing conditions report summarizing the following key information. The report will consist primarily of graphically rich representations, supplemented with descriptive text. 1. Background on the Authority's plans, as they exist at this point, related to the Statewide network, the alignment through Gilroy, the potential station locations, ridership and parking projections, station design information, and vertical alignment information. 2. The existing and future conditions (without the proposed HST development) of all intersections and roadways within the half -mile radius of each of the proposed station sites. Traffic conditions should be obtained from recently completed work. 3. Existing land uses and other site conditions, including existing visual character and quality, key Iandmarks and gateways, local destinations, and connections to neighboring areas in the City and unincorporated County. 4. Current demographic and economic trends city -wide in Gilroy as well as future projections to establish a baseline for how Gilroy's population and economy has been changing to inform consideration of how high -speed rail may shift, enhance, or otherwise change these trends, rather than trying to characterize current real estate market conditions. 5. Key documents to be consulted and summarized include the Gilroy Downtown Specific Plan, Gilroy City General Plan, and Santa Clara County General Plan. D. Community Workshop #2 The second workshop will highlight the results of the existing conditions work. Participants will break into small groups to discuss preliminary ideas for the two station locations, including both track configurations for each station location. EXHIBIT A SCOPE OF WORK E. City Council Work Session #1 City of Gilroy HSR13 -47 Page 5 of 23 Check in with the City Council about work to date, review the input from Community Workshop #2, and discuss next steps for the project. F. Newsletter #2 The second newsletter will highlight current project status and upcoming opportunities for participation. Task C. Station Area risions A. Online Survey Prepare and administer a brief survey (in both English and Spanish) that will be publicized at Community Workshop #3 and in Newsletter #3. It will request feedback from participants on key issues related to station configuration and provide an opportunity for participation from community members who are reluctant to participate in in- person workshops. B. Newsletter #3 The third newsletter will highlight project status and upcoming participation opportunities. C. Preliminary Station Area Visions Use the information from prior community input, including the City Council and results of the online survey, to identify preliminary vision ideas for each Station Area. This will consist of a total of four visions because the two vertical alignment options for each station will result in significantly different circulation and design outcomes. Each vision will include a land use and transportation map, highlighting general station area design, land use types, bicycle and pedestrian circulation, and vehicle circulation for the Station Areas. This graphic material will be accompanied by a list of guiding principles and advantages /opportunities resulting from each alternative, as well as negatives /impacts. D. Station Area Visual Simulations Prepare four visual simulations highlighting the visual appearance of the two vertical track configurations in the two station locations. These will consist of realistic computer models of the station's appearance, including vertical track configurations, montaged into photographs of the existing conditions. The visual simulations will be representative of potential project impacts upon completion of the high -speed rail line. EXHIBIT A SCOPE OF WORK E. Community Workshop #3 City of Gilroy HSR13 -47 Page 6 of 23 Include a brief presentation of the preliminary Station Area visions, followed by small - group discussions to gather feedback on the visions and how they should be refined before preparation of the evaluation report. F. Newsletter #4 The fourth newsletter will highlight project status and upcoming participation opportunities. G. Evaluation of Station Area Visions (Includes Economic Assessment) H. Evaluation Report Following input received at Community Workshop #3, a final set of Station Area Visions will be prepared and evaluated. Evaluation will consist of the following key components: 1. Community values and support. Review the Station Area visions for consistency with the community feedback and values that have been expressed at the Community Workshops, City Council Work Session, and through the online survey. 2. Visual simulations. Update the visual simulations prepared in Task C to reflect any changes to the Station Area visions made following Community Workshop #3. 3. Plans and policies. Review the Station Area visions for consistency with existing City plans and policies, focusing on the Downtown Specific Plan in the case of the Downtown station site, and planning for the Gilroy 660 property on the East of Gilroy Outlets site, as well as consistency with the General Plan and other city -wide documents for both sites. 4. Economics. Conduct a qualitative and quantitative evaluation of the range of potential overall City and regional development for all uses that might be captured at the sites, reviewing how this matches the potential range of development that could be allowed at the site and elsewhere in the City based on the current General Plan or potential future updates. Analyze potential shifts in market conditions or other economic development effects, including impact on economic vitality (e.g., attraction of new types of firms and sectors) that could result from high -speed rail and make recommendations for the mix of land uses, development product types, and employment that could be attracted to and supported at the sites. Assess potential fiscal benefits (revenues); potential for the East of Gilroy Outlets Station to attract existing users from Downtown or users that would otherwise locate in the Downtown area; and potential other economic- related impacts on adjacent areas or City -wide. City of Gilroy HSR13-47 Page 7 of 23 EXHIBIT A SCOPE OF WORK Parking. Review the Station Area visions with respect to size of the parking structure(s) and need of roadway capacity and access points to serve the structure(s).Road network. Review the road network for each Station Area vision to identify necessary roadway cross - sections and alignment of new roadways, review connectivity to the existing roadway system based on location of station parking and the need for widening and/or adjustment of existing roadways; and evaluate any planned road closures to qualitatively assess effects on the surrounding roadway facilities. 6. Multimodal transportation. Develop a multimodal transportation plan for each station area. Consider current and potential transit services at the regional, city, and station area levels. Assess the extent to which the visions retain and enhance transfers between transit systems. Review the visions for bicycle and pedestrian circulation and connections to the various transit options within the station area. 7. HST alignment. Conduct a qualitative evaluation of alignments associated with each Station Area vision. In addition, provide an order -of- magnitude cost comparison between the horizontal and vertical alignments, differentiating between the costs to be incurred by the Authority and the costs that would be incurred by the City of Gilroy. This assessment should be based on the latest high -speed rail alignment information available. Transportation infrastructure costs. Provide order -of- magnitude station area transportation infrastructure costs. 9. Emergency vehicle response. Review the Station Area visions for impacts on the City's existing and planned emergency response system. I. Community Workshop #4 At Community Workshop #4, present the findings of the Evaluation Report and provide an opportunity for participants to ask questions about the differences between the Station Area visions. Run an interactive exercise designed to help the community arrive at a preferred vision. J. City Council Work Session #2 Present the findings of the Evaluation Report and the input received at Community Workshop #4 and then work with the City Council to arrive at a preferred Station Area vision, which also may be conditional as described in Community Workshop #4. City of Gilroy HSR13 -47 Page 8 of 23 EXHIBIT A SCOPE OF WORK K. Newsletter #5 The fifth newsletter will highlight project status and upcoming participation opportunities. Task D. Vision Report A. Vision Report Following City Council Work Session #2, finalize the preferred Station Area vision into the Gilroy HST Vision document. This report will highlight the preferred vision and compile the information prepared through the earlier tasks in the project. It will also include an analysis of the potential effectiveness of Parking Demand Management strategies for the preferred location in the short and long term. B. City Council Meeting Hold a City Council review meeting so that a HST Station Vision can be accepted by the Council and used as the City's recommendation to the Authority. C. Newsletter #6 The sixth newsletter will describe the results of the City Council Meeting, the direction that the City expects to take with the HST station, and next steps for the overall process. Phase I Deliverable: Gilroy High -Speed Train Station Vision Report Phase I Schedule: April 2011 — March 2012 PHASE II. DEVELOPMENT OF STATIONAREA PLAN Phase II will include the completion of a HST Station Area Plan for the City Council's preferred station site. It is not known at this time which station site and corresponding vertical alignment (above grade, at surface, or trenched) will be selected. The scope described here is flexible enough to accommodate either potential station site. However, refinements to the scope and budget may be necessary to reflect the unique characteristics of the selected site. The Station Area Plan will include all of the required components of a Specific Plan, so that it can be adopted and implemented as such, upon completion of environmental review in Phase III. City of Gilroy HSR13 -47 Page 9 of 23 EXHIBIT A SCOPE OF WORK Task A. Phase II Initiation A. Phase II Coordination with Authority San Jose to Merced Team Meet with the Authority San Jose to Merced design and environmental team to review the findings from Phase I and discuss the scope and schedule for Phase II. During the meeting(s), "loose ends" from the Phase I visioning process, status of the Authority team's work, and potential refinements to the Phase II scope and schedule will be identified. The Federal Railroad Administration (FRA) Station Area Planning for High - Speed and Intercity Passenger Rail document (June 2011) will be consulted as the Phase II scope and schedule is refined. B. Phase II Kick -off Meeting Hold a kick -off meeting involving the entire project team to refine Phase II scope and schedule; discuss the makeup of the Technical Advisory Committee (TAC), which will be composed primarily of staff from the City and other relevant agencies; and identify potential members of the Community Advisory Committee (CAC), which will be composed of community leaders and representatives of stakeholder groups. Review and approve the physical outline of the Specific Plan Area boundary. C. Data Gathering and Review Identify and collect any background information that is needed to supplement the information gathered during Phase I, placing emphasis on the background data needed to support the location, transportation, and development issues identified in the FRA Station Area Planning document. D. Base Map Preparation Use ArcView and appropriate AutoCAD files for the development of the project's base map and subsequent thematic maps. E. Public Outreach Program Create a public outreach program for Phase II by refining the public outreach program designed for Phase I of the project, based on "lessons learned" about which outreach methods were most successful. The following will be included at a minimum: Prepare all meeting notices in both English and Spanish, and provide translation at all community workshops. Create newspaper ads for each workshop. City of Gilroy HSR13 -47 Page 10 of 23 EXHIBIT A SCOPE OF WORK Publish newsletters regularly throughout the project. Create and maintain a Phase II project website with updates at key points throughout this phase. Hold a minimum of three Community Workshops during the planning process. The Authority San Jose to Merced design and environmental team will be invited to participate in all community meetings and included in the distribution of project reports and newsletters. The scheduling of the community meetings will be coordinated with the Authority San Jose to Merced design and environmental team's own work and schedule to avoid conflicts. F. Technical Advisory Committee Meeting #1 Meet with the TAC to kick -off their role in the planning process, reiterate findings from Phase I, and discuss goals, process, and schedule for Phase II. Throughout the planning process, the TAC will meet prior to the CAC to provide technical input and help prepare for the CAC meeting to follow. G. Community Advisory Committee Meeting #1 Meet with the CAC to kick -off their role in the planning process, reiterate findings from Phase I, and discuss goals, process, and schedule for Phase II. Task A Deliverables: A. Base Map B. TAC Meeting #1 C. CAC Meeting #2 D. Newsletters and web postings City of Gilroy HSR13 -47 Page 11 of 23 EXHIBIT A SCOPE OF WORK Task A Schedule: July 2014 — December 2014 Task B. Opportunities and Constraints A. Opportunities and Constraints Report Prepare an Opportunities and Constraints Report that examines key issues for the Station Area in depth. The Opportunities and Constraints Report will build upon the Existing Conditions Report developed in Phase I, incorporating information from this earlier report where appropriate. The Phase I Existing Conditions Report included the following information: Location Issues A. Background on the Authority's plans related to the statewide network, the alignment through Gilroy, and the potential station and guide way horizontal and vertical locations. B. Summary of current key documents affecting the City's development plans — Gilroy Downtown Specific Plan, Gilroy City General Plan, and Santa Clara County General Plan. C. Current demographic and economic trends city -wide in Gilroy as well as future projections to establish a baseline for how Gilroy's population and economy has been changing to inform consideration of how high -speed rail may shift, enhance, or otherwise change these trends. D. Existing land uses and other site conditions. Transportation Connectivity Issues A. Connections to neighboring areas in the City and unincorporated County. B. Existing roadway network, bicycle and pedestrian facilities, and transit services. C. HST Station ridership and parking projections. D. The existing and future conditions (without the proposed HST development) of all intersections and roadways within the half -mile radius of each of the proposed station sites. City of Gilroy HSR13 -47 Page 12 of 23 EXHIBIT A SCOPE OF WORK Development Issues A. Guide way and station design information. B. Existing urban design framework including existing visual character and quality, key landmarks and gateways. C. Existing development conditions. D. The Phase II Opportunities and Constraints Report will expand the knowledge base by looking in more detail at the following: Location Issues A. Define the station area in the context of the physical outline of the Specific Plan Area boundary. Transportation Connectivity Issues A. Review traffic and other circulation issues. Provide an update and calibration of Gilroy's citywide traffic model to reflect the most recent available model from the Santa Clara B. Valley Transportation Authority (VTA). If necessary, meet with VTA to discuss opportunities for more intensive use of its Downtown parking lot. C. Assess existing vehicle parking supply and needs. Incorporate and expand on the analysis of Parking Demand Management strategies conducted in Phase I in the context of the existing vehicle parking supply and Authority's most up -to -date HST Station parking demand estimates. Development Issues A. Characterize the existing water, sewer, and storm drain infrastructure in the Station Area, and identify any issues that could limit the potential for future development. B. Examine economic issues, including a Market Analysis focused on opportunities for residential, office, hospitality, and retail uses. The Market Analysis will reflect discussion with large developers regarding opportunities and constraints. C. Perform a preliminary assessment of additional topics, such as noise, air quality, biological resources, hazardous materials, hydrology, and flooding that should be addressed in more detail in the Environmental Impact Report (EIR) to be prepared in Phase III. City of Gilroy HSR13 -47 Page 13 of 23 EXHIBIT A SCOPE OF WORK D. Technical Advisory Committee Meeting #2: Opportunities and Constraints Meet with the TAC to review the administrative draft Opportunities and Constraints Report prior to releasing the report in the CAC Meeting #2, below. E. Community Advisory Committee Meeting #2: Opportunities and Constraints Meet with the CAC to review the Opportunities and Constraints Report, collect comments from the Committee, and discuss next steps, including outreach for Community Workshop #5. F. Community Workshop #5: Opportunities and Constraints Review/Vision Refinement (Note: this is called Community Workshop #5 because it continues the public process from Phase I.) Hold a public workshop to present findings from the Opportunities and Constraints Report. Lead a public walking tour of the area around the preferred station site, using the Vision Plan developed in Phase I as a starting point for the group's discussion. Reconvene in a convenient location to discuss in small groups the vision for the Station Area. The ideas generated at the walking tour should inform the discussion. Work with participants in small groups to discuss opportunity sites, development types, multi -modal connections, and potential community benefits. Task B Deliverables: A. Opportunities and Constraints Report B. TAC Meeting #2 C. CAC Meeting #2 D. Community Workshop #5 E. Newsletters and web postings Task B Schedule: July 2014 — December 2014 Task C. Alternatives Development A. Draft Alternatives Preparation Prepare up to three alternatives for the Station Area. Incorporate input from Community Workshop #5, concepts from the Phase I Vision Plan, and considerations from the Opportunities and Constraints Report. If working in Downtown Gilroy, discuss similarities and differences with the existing Specific Plan. Draft Alternatives will be City of Gilroy HSR13 -47 Page 14 of 23 EXHIBIT A SCOPE OF WORK organized by location, transportation connectivity, and development issues and will include, among other things, the following: Location 1. Land Use. Identify potential land uses and their locations within the Station Area. 2. Sense of Place. Identify landmarks and other features that would contribute to the experience of the places within the station area. Transportation Connectivity Circulation. Develop a circulation system for vehicles, pedestrians, bicyclists, and transit, coordinating with Authority as necessary to create acceptable designs for circulation and the rail alignment. 2. Parking. Identify potential locations and configurations for station parking. Discuss potential parking demand management strategies for the alternatives. Development Illustrative Site Plans. For several key opportunity sites, prepare site plans showing how new development might occur on the sites. 2. Visual Simulations. For each alternative, prepare a visual simulation or perspective illustration at a key location showing the potential form of new development. 3. Station Branding Concepts. Identify station structure alternatives that will enhance the design and appearance of the HST station, and provide visual materials to communicate the designs. B. Technical Advisory Committee Meeting 43: Draft Alternatives Prior to the next task, Alternatives Analysis, meet with the TAC to review alternatives for "fatal flaws" and receive comments. C. Community Advisory Committee Meeting #3: Draft Alternatives Prior to the next task, Alternatives Analysis, meet with the CAC to review alternatives for "fatal flaws" and receive comments. EXHIBIT A SCOPE OF WORK D. Alternatives Analysis Report City of Gilroy HSR13 -47 Page 15 of 23 After refining the alternatives to respond to TAC and CAC comments, analyze alternatives regarding economic feasibility and transportation issues as follows: 1. Using site plans developed in Task C.1, prepare a pro forma analysis for selected opportunity sites to help determine the value that could be created given the assumptions derived from the market assessment. The analysis will provide a basis for determining the extent to which new development will be able to support needed public improvements. 2. Assess alternative solutions to the. location of parking for the HST station against existing and projected demand for parking by other uses. 3. Perform a qualitative traffic assessment, incorporate trip generation forecasts, and assess alternative solutions to improve access by transit, kiss -n -ride, taxis, bikes, and walking. Combine the alternatives and analysis into an Alternatives Analysis Report. The report will summarize the goals, objectives, and issues being addressed by each alternative. It will organize the issues into location, transportation connectivity, development/economic topics. The development issues section will provide a comparison of the development potential for each alternative, including acreage, housing units, non - residential square feet of development, population, and employment. E. Community Workshop #6: Identify Preferred Alternative Present the alternatives and analysis to the community at Community Workshop #6. The meeting will encourage participants to critique the alternatives presented, offer solutions to specific issues, and choose a preferred alternative. The meeting will have a similar small facilitated group approach to that used in the previous Community Workshop #5. The goal of the workshop is the selection of a preliminary preferred alternative, which might be one of the alternatives initially presented or a hybrid of components from the initial alternatives. Task C Deliverables: A. Alternatives Analysis Report B. TAC Meeting #3 C. CAC Meeting #3 City of Gilroy HSR13 -47 Page 16 of 23 EXHIBIT A SCOPE OF WORK D. Community Workshop #6 E. Newsletters and web postings Task C Schedule: July 2014 — December 2014 Task D. Preferred Alternative Refinement A. Preferred Alternative Development Using the opportunities and constraints information prepared in Task B and the preferred alternative identified in Task C, prepare a detailed Draft Preferred Alternative for the Specific Plan Area. B. TAC Meeting #4: Draft Preferred Alternative Meet with the TAC to review the Draft Preferred Alternative and gather comments. C. CAC Meeting #4: Draft Preferred Alternative Meet with the CAC to review the Draft Preferred Alternative and gather comments. D. Planning Commission Meeting Attend a Planning Commission meeting to advise them of work to date and present the Preferred Alternative, modified as needed to reflect the comments received from the TAC and CAC. E. City Council Meeting Present work completed to date and request Council acceptance of the Preferred Alternative. Project team will either meet with the Council as part of a regularly scheduled meeting or in a work session format. F. Technical Analysis of Preferred Alternative Provide technical analysis of the Preferred Alternative in the following subject areas: Transportation 1. Transportation Impact Assessment Complete traffic analysis of the Preferred Alternative to identify potential traffic impacts associated with the proposed development, as well as identify appropriate measures that will mitigate impacts. Evaluate existing plus project traffic, future traffic, and future plus project City of Gilroy HSR13 -47 Page 17 of 23 EXHIBIT A SCOPE OF WORK traffic; parking demand and location assessment; and pedestrian, bicycle, and transit connectivity. Include proposals for specific roadway improvements or modifications that could include street widening's and intersection improvements. If the Downtown site is selected, discuss potential relocation of the Caltrain storage tracks. 2. Public/Private Partnership Commercial Opportunities including Parking Assess financing opportunities for HST - oriented or HST - adjacent commercial facilities /enterprises including parking to determine the best financing mechanism to achieve the goals and vision of the Station Area Plan. Discuss opportunities with major developers. Review case studies to evaluate feasibility of creating a public /private partnership to fund construction and maintenance of commercial facilities /enterprises including parking. Prepare a pro forma analysis on selected site or sites to determine what level of City participation is required. Development and Economic 1. Fiscal Impact Analysis Prepare an initial fiscal benefit analysis for the Preferred Alternative development program. Calculate new fiscal revenues (property tax, sales tax, transient occupancy tax, etc.) that will be generated for the City and other agencies by the development program. In addition, perform an analysis of service costs, and the net fiscal impact based on revenues versus costs. Costs include police, fire, public works, recreation and library services, and general government services. 2. Infrastructure Needs Analysis Include solutions for conceptual infrastructure that address the density, mix of uses, connectivity, and other concerns raised in the process of selecting and preparing the Preferred Alternative. Based on the Preferred Alternative and associated projected population densities and needs, evaluate projected utility infrastructure for sanitary sewer, water supply, and storm water to determine the adequacy of the existing system. If necessary, conduct a Water Supply Assessment (WSA). The needs analysis will be used to identify necessary improvements. Prepare conceptual construction cost estimates. The estimates will include the facility size, estimated quantity, the unit cost, and total cost for each item. City of Gilroy HSR13-47 Page 18 of 23 EXHIBIT A SCOPE OF WORK 3. Downtown Business Benefit/Impact Assessment If the Downtown is the selected site, prepare an analysis to evaluate the benefits and impacts on the Gilroy business district from the HST project and Station Area Plan. Assess quantitative baseline information on existing business conditions, including how many and what types of businesses and associated cost and revenue data may be affected by the project. This information will be developed-for two comparisons: a) Impacts during construction due to construction activities, road closures, and required business relocations and b) Benefits upon completion of construction and start of train/transit revenue operations due to increased general activity in the station area, increased numbers of passers -by, extended "active" hours during which passengers, shoppers, hotel /restaurant patrons, and business workers occupy the Station Area; increased tax revenues and license fees, etc. Task D Deliverables: A. Preferred Alternative Technical Analysis Report B. TAC Meeting #4 C. CAC Meeting #4 D. Planning Commission Meeting E. City Council Meeting F. Newsletters and web postings Task D Schedule: July 2014 — March 2015 Task E. Station Area Plan Preparation A. Station Area Plan Develop a Station Area Plan as a highly graphical document that can be read and understood by the entire community, including residents, business owners, property owners, and developers. It will incorporate key planning principles, related to location, transportation connectivity, and development; however, it will be organized as a Specific Plan and will be prepared in conformance with State law regarding Specific Plans. It will include the following sections: Introduction and Planning Process Provides an overview of the Station Area Plan and the process of creating the Plan. EXHIBIT A SCOPE OF WORK Vision and Concept City of Gilroy HSR13 -41 Page 19 of 23 Describes the overall vision behind the Plan, provides an illustrative diagram showing the envisioned benefits and improvements to the overall community, specifically shows how more and better transportation connectivity and improved development through urban design and new infill could transform the community. Goals and Policies Identifies the goals, policies, and actions that should shape future change in the Station Area. Areas within the General Plan and other existing plans that are inconsistent with the Specific Plan will be tagged for later modification. Land Use Displays the land use pattern and mix of uses in an illustrative map. Describes how the proposed Station Area land use patterns, if inconsistent with the General Plan and other existing plans, will trigger the modification of the existing plans. Multimodal Transportation Plan Present a proposed multimodal transportation plan at the regional and city scale that supports and serves the HST station. Station Access and Circulation Discusses how vehicles, pedestrians, bicyclists, and transit should access. the station, with an emphasis on accommodating a large number of vehicles efficiently while also providing excellent access for other modes of travel. Parking Provides recommendations for the location and configuration of the station's parking areas and strategies for managing parking demand for the station and other uses in the Station Area. Design Guidelines and Development Standards Presents a detailed framework for new development, potentially using a "form- based" approach that emphasizes how development shapes the public realm. City of Gilroy HSR13 -47 Page 20 of 23 EXHIBIT A SCOPE OF WORK Station Branding Concept Identifies the community's preferred physical form and design enhancements for the HST station. Public Realm and Streetscape Standards Provides recommended street cross- sections for new and improved streets, as well as guidelines for streetscape elements and sidewalk design. Economic Development Identifies strategies for supporting, retaining, and expanding Gilroy's existing businesses, as well as attracting new businesses. Community Services Discusses the community services that will be needed to support new development, including schools, parks, police, and fire. Infrastructure Identifies the utility and infrastructure improvements that will be needed to support new development. Financing Plan Describes financing tools and funding sources that could be used to pay for public improvements identified in the Plan. Implementation and Next Steps Outlines a strategy for putting the Station Area Plan into action, including a streamlined procedure for development review of projects that comply with the Station Area Plan. B. Public Review of Station Area Plan Circulate the Draft Station Area Plan for public review. C. Technical Advisory Committee Meeting #5: Draft Station Area Plan Hold a TAC meeting to solicit comments on the Draft Plan. City of Gilroy HSR13 -47 Page 21 of 23 EXHIBIT A SCOPE OF WORK D. Community Advisory Committee Meeting #5: Draft Station Area Plan Hold a CAC meeting to solicit comments on the Draft Plan. E. Community Workshop #7: Draft Station Area Plan Review the Draft Station Area Plan with the community. Provide an overview of the document, focusing on proposed key changes that will affect change in the Station Area, and respond to questions in a discussion format. Task E Deliverables: A. Draft Station Area Plan B. TAC Meeting #5 C. CAC Meeting #5 D. Community Workshop #7 E. Newsletters and web postings Task E Schedule: October 2014 — December 2015 Task F. Public Review and Council Acceptance A. Planning Commission Hearing Present the Draft Station Area Plan at a public hearing in front of the Planning Commission, with the goal of obtaining the Planning Commission's recommendation to Council to accept the Station Area Plan. B. City Council Acceptance Present the Draft Station Area Plan and Planning Commission comments to the City Council, with the goal of City Council acceptance and approval of next steps. The Plan will not be formally adopted until environmental review is complete in Phase III. C. Final Gilroy HST Station Area Plan Incorporate comments as directed by Council and create a Final Gilroy HST Station Area Plan. City of Gilroy HSR13 -47 Page 22 of 23 EXHIBIT A SCOPE OF WORK Task F Deliverables: A. Planning Commission Hearing B. City Council Meeting C. Final Gilroy HST Station Area Plan D. Newsletters and web postings Task F Schedule: March 2015 — August 2016 Task G. Framework for Phase III Implementation A. Develop an Implementation Plan The Implementation Plan will include a scope of work, schedule, cost estimate, and funding opportunities for the following tasks that will be part of Phase III — Implementation of the Station Area Plan: 1. Draft General Plan Amendments and Zoning Code Amendments required for adoption of the Station Area Plan. 2. Environmental review (CEQA process) of the Gilroy HST Station Area Plan, General Plan Amendments, and Zoning Code Amendments. 3. City Council certification of CEQA document and adoption of the Gilroy HST Station Area Plan, General Plan Amendments, and Zoning Code Amendments. 4. If the station location is in Downtown, development and implementation of a business owner, assistance program to mitigate construction impacts to existing businesses and to provide a streamlined plan review and construction process to allow displaced businesses to relocate within Gilroy as quickly as possible. 5. Pursuit of Public /Private Partnership commercial development including parking based on the assessment of opportunities in Phase II. 6. Detailed construction drawings for any street realignments or reconfigurations that are necessary in order to. accommodate the station. Task G Deliverable: Phase III Implementation Plan Task G Schedule: July 2015 - August 2016 City of Gilroy HSR13 -47 Page 23 of 23 EXHIBIT A SCOPE OF WORK Task H. Authority and FRA Coordination and Reports A. Annual Meeting Attend and participate in one annual meeting on station area planning for each year of project duration. The purpose of the annual meeting will be to confer with Authority and FRA staff, and to interact with other local governments engaged in similar HST station area planning efforts. This annual meeting will be held in Sacramento. B. Communications with Authority and FRA Staff Participate in quarterly meetings; conference calls, or webinars with Authority and FRA staff on issues related to.the Gilroy HST station area planning project. C. Quarterly Reporting Develop and submit quarterly progress reports using a form to be provided by the Authority. Task HDeliverables: Quarterly Reports Task H Schedule: Duration of Phase II (July 2014 — August 2016) City of Gilroy - HSR13 -47 Project Timeline EXHIBIT A —ATTACHMENT 1 SCOPE OF WORK City of Gilroy HSR13 -47 Page 1 of 1 Tasks PHASE 1. Gilroy High -Speed Train Station Vision Fund Source Responsible Part• Total Cost 2010 -11 A M J 2011 -12 J A S O N D J JFM A M J 2012 -13 J A S O N D J F M A M J 2013-14 J A S O N D J F M A M J 2014 -15 J A S O N D J F M A M J 2015-16 J A S 0 N D Task A - Phase I Initiation City of Gilroy $33,670 Task B - Existing Conditions City of Gilroy $63,779 11T I Task C - Station Area Vision City of Gilroy $43,351 Task D - Evaluation of Station Area Visions Includes Economic Assessment City of Gilroy $69,203 Task E - Vision Report City of Gilroy $19,997 Total Phase 1 $230,000 PHASE 2. Development of Station Area Plan Task A - Phase 11 Initiations $20,000 Task B - Opportunities and Constraints $160,000 Task C - Alternatives Development $75,000 Task D - Preferred Alternative Refinement $120,000 Task E - Station Area Plan Preparation $175,000 Task F - Public Review and Council Acceptance $15,000 Task G - Framework for Phase III Implementation $5,000 Task H - CHSRA and FRA Coordination and Reports $30,000 Total Phase II $600,000 Total Project Cost $830,000 City of Gilroy HSR13 -47 Page 1 of 4 EXHIBIT B BUDGET DETAIL AND PAYMENT PROVISIONS 1. Invoicing and Payment A. The California High -Speed Rail Authority (Authority) shall make payment to the City of Gilroy for services satisfactorily rendered, and upon receipt and approval of the invoices, the Authority agrees to compensate the City of Gilroy for actual expenditures incurred in accordance with the rates specified herein, which is attached hereto and made a part of this contract. B. Invoices shall include the contract number, include actual hours worked (by individual positions), actual costs for salaries/benefits, travel and other direct and indirect costs (by individual), with accompanying receipts and other documentation to support costs. C. Payment will be made in accordance with, and within the time specified, in Government Code Chapter 4.5, commencing with Section 927. D. Invoices shall be submitted in triplicate not more frequently than monthly in arrears to: California High -Speed Rail Authority Financial Operations Section 770 L Street, Suite 800 Sacramento, CA 95814 2. Budget Contingency Clause A. It is mutually agreed that this contract shall be of no further force and effect if the Budget Act of the current year and/or any subsequent years covered under this contract does not appropriate sufficient funds for the work identified in Exhibit A. In this event, the Authority shall have no liability to pay any funds whatsoever to the Contractor or to furnish any other consideration under this contract, and the Contractor shall not be obligated to perform any provisions of this contract. B. If funding for any fiscal year is reduced or deleted by the Budget Act for purposes of this project, the Authority shall have the option to either: 1) cancel this contract with no liability occurring to the Authority; or 2) offer a contract amendment to the Contractor to reflect the reduced amount. C. This contract is valid and enforceable only if sufficient funds are made available to the State by the United States Government or the California State Legislature for the purpose of this program. In addition, this contract is subject to any additional restrictions, limitations, conditions, or any statute enacted by the Congress or the State Legislature that may affect the provisions, terms or funding of this contract in any manner. City of Gilroy HSR13-47 Page 2 of 4 EXHIBIT B BUDGET DETAIL AND PAYMENT PROVISIONS D. It is mutually agreed that if the Congress or the State Legislature does not appropriate sufficient funds for the program, this contract shall be amended to reflect any reduction in funds. 3. Retention A. The Authority shall retain from each invoice ten per cent (10 %) of that invoice, excluding equipment invoices. The retained amount shall be held and released to the Contractor only upon approval by the Authority's Contract Manager that work has been satisfactorily completed and the Final Report (if required) has been received and approved. Contractor must submit a separate invoice for the retained amount. B. Retention may be released upon completion of tasks that are considered separate and distinct, i.e., the task is a stand -alone piece of work and could be done without the other tasks. Exhibit B, Budget Attachment I, identifies the tasks for which retention may be released prior to the end of the Agreement. Tasks for administration or management of the Agreement and/or subcontractors are not considered separate and distinct tasks. 4. Travel and Per Diem Rates A. The Contractor shall be reimbursed for travel and per diem expenses using the same rates provided to non - represented state employees. The Contractor must pay for travel in excess of these rates. The contractor may obtain current rates at the following Web Site at: http : / /www.dpa.ca.gov/personnel- policies /travel /maiti.htm B. Travel identified in Exhibit B, (Budget Detail and Payment Provisions) is approved and does not require further authorization. Travel that is not included in Exhibit B shall require written authorization from the Contract Manager prior to travel departure. The Authority will reimburse travel expenses from the Contractor's office location. C. The Contractor must retain documentation of travel expenses in its financial records. The documentation. must be listed by trip and include dates and times of departure and return. Travel receipts, except for travel meals and incidentals, shall be submitted with invoices requesting reimbursement from the Authority. 5. Allowable Costs and Payments A. The City of Gilroy proposal rates and all items included in the rates will be audited consistent with applicable federal law following execution and final approval of this Contract. City of Gilroy HSR13 -47 Page 3 of 4 EXHIBIT B BUDGET DETAIL AND PAYMENT PROVISIONS B. Actual costs shall not exceed the estimated wage rates and other estimated costs set forth in the City of Gilroy's Estimated Salary Rates in paragraph 10, without prior written amendment between the Authority and the City of Gilroy. C. The total amount payable by the Authority for any subsequent amendments shall not exceed the amount agreed to in this Contract. Changes to provisions require a written amendment by the City of Gilroy and the Authority. D. The total amount payable by the Authority, resulting from the Contract, shall not exceed $600,000.00. It is understood and agreed that this total is an estimate, and that the actual amount of work requested by the Authority may be less. There is no guarantee, either expressed or implied, as to the actual dollar amount that will be authorized under the Contract. In no event shall payment be issued that will exceed this maximum. E. The City of Gilroy agrees to comply with Federal procedures in accordance with Title 2 Code of Federal Regulations (CFR) Part 225, Cost Principles for State, Local, and Indian Tribal Governments (2 CFR 225). F. The City of Gilroy also agrees to comply with Federal procedures in accordance with Title 49 CFR Part 18, Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments (49 CFR 18). G. Any costs for which payment has been made to the City of Gilroy that are determined by subsequent audit to be unallowable under the 2 CFR 225 or 49 CFR 18 is subject to repayment by the City of Gilroy of Gilroy. H. Any subcontract entered into as a result of this Agreement shall contain all of the provisions of this section. I. At the conclusion of the contract, the City of Gilroy shall provide the Authority with a final statement of expenditures for this contract within sixty (60) calendar days of the termination date. Any unexpended balance shall be remitted to the Authority. The City of Gilroy agrees to remit to the Authority the unexpended balance of the advance payment within sixty (60) calendar days after the final statement of expenditures. 6. Prompt Payment Clause Payment will be made in accordance with, and within the time specified in, Government Code Chapter 4.5, commencing with Section 927. 7. Audit The contracting parties shall be subject to the examination and audit of the State Auditor for a period of three (3) years after final payment under the contract in accordance with City of Gilroy HSR13 -47 Page 4 of 4 EXHIBIT B BUDGET DETAIL AND PAYMENT PROVISIONS Government Code Section 8546.7. The examination and audit shall be confined to those matters connected with the performance of the contract, including, but not limited to, the costs of administering the contract. 8. Excise Tax The State of California is exempt from federal excise taxes, and no payment will be made for any taxes levied on employees' wages. The Authority will pay for any applicable State of California or local sales or use taxes on the services rendered or equipment or parts supplied pursuant to this Agreement. California may pay any applicable sales and use tax imposed by another state. 9. Conditions A. Payments shall be made to Contractor for undisputed invoices. An undisputed invoice is an invoice submitted by the Contractor for services rendered and for which additional evidence is not required to determine its validity. Contractor will be notified via a Dispute Notification Form, within 15 working days of receipt of an invoice, if the State disputes the submitted invoice. B. Contractor agrees to keep separate, complete, and correct accounting of the costs involved in developing, and planning under the Authority portion of this Agreement, as well as keep separate, complete, and correct account of other funding sources. C. Costs must be accorded consistent treatment. A cost may not be assigned as a direct cost if any other cost incurred for the same purpose in like circumstances has been allocated as an indirect cost. BUDGET SUMMARY � '�^ . . _ t..r� ` �t rt+r9 b c , 5 41�.,: �. a. ( M 1f.1 t'tl ^�.4y 'I,jA �. .1 art x ��.i�6� rj ry'�.'!Yl!rit (� .iF AMy"'�c. .;,4i �, r.+4.• 211 h €' 7 5€ N.L4 4k n ?ae 4F€' vlanLr t `JW �SVpj 1, I f € t. 3-. � r7 r7w.1�11�'.t;�€'.�. €i Y.€i� / ;,'+•M1...d� -a a � �i.�t '� � p �i > c ->• Y ,= }'1 �i« (it � Y�• 4v �, -rd A�� n�'� 1.��a�n4 _.C.F �MCfX 2ii��.S =�K.. ..$ }r1i .�r.t u' T� ".1�^T4s^FC�.�'- r "L.;� ➢���:1 tR'hr^i�Y }.7;..i!. 's/.. c'fJS�_':r� i� ..14'.}i ii�;T'�.�:. J. ^k�w�F�Fundin :�i'(: APRA FUNDS $400,000 PROP. 1A FUNDS $200,000- OTHER FUNDING $150,000 (VTA) SOURCE(S) AND /OR $ 80,000 (City of Gilroy TYPE(S) of Gilroy) 4i. 'y�+c'1_ '• y'F i�'i m;.�, l�ti '. -) f,7'2I Y J S h } `�' �,.µ: ���f€t' i �� 7F:. ��i'€ T #4 �'" '.i'' U' A,Jy�, b'1'�4.} C. CYASi` 'f {`xZ• P' fY �C# €tF 1 v... iZ� S•j' -.'1: .'7.��, 3 'iii If �t _- Vg '� ^i; ... u `000Y- r x;i �� • €z d �.. �rir , �, :r �'. $230,000 krA, $600,000�s�A 83 R83,0, .tw b'�� i�..si_.,:irGLY�1^L ki'p ,.�,n_+u, xtt'S -�..n_ .. A •:At51„d.i ', IlNF0.h�..n+r, i+�%'. -u�IY tr Uy;Y3 i. 4 i..�.A• 1 I „•.:k'_',�+:r ,)n•,� ._ -'. : 11.•J.r�n:•:atz3 "'Y �.` .t:' Y,`i' +%t? EXHIBIT B - ATTACHMENT 2 BUDGET DETAIL AND PAYMENT PROVISIONS * To be verified by CHSRA i7fA' City of Gilroi HSR13 -41 Page 1 of CHSRA Local Match* State City of ARRA Proposition 3A VGTA Gilroy Total Tasks Hours Total Phase 1 1,494 $0 $0 $150,000 $80,000 $230,000 Phase 2 _ Task A - Initiation 162 $16,665 $8,335 $0 $0 $25,000 Task 8 - Opportunities and Constraints 1,040 $106,656 $53,344 $0 $0 $160,000 Task C - Alternatives Development 552 $56,661 $28,339 $0 $0 $85,000 Task D - Preferred Alternative Refinement 780 $79,992 $40,008 $0 $0 $120,000 Task E - Station Area Plan Preparation 1,137 $116,655 $58,345 $0 $0 $175,000 Task F - Public Review and Council Acceptance 162 $16,665 $8,335 $0 $0 $25,000 Task G - Framework for Phase III Implementation 32 $3,350 $1,650 $0 $0 $5,000 Task H - CHSRA and FRA Coordination and Reports 32 $3,356 $1,644 LO L0 $5,000 Total Phase 2 6,000 $400,000 $200,000 $0 $0 $600,000 Phase 1 and 2 Total S830,000 * To be verified by CHSRA i7fA' City of Gilroi HSR13 -41 Page 1 of City of Gilroy HSR13 -47 Page 2 of 2 EXHIBIT B — ATTACHMENT 2 BUDGET DETAIL AND PAYMENT PROVISIONS Individual Position Rate including benefits Gilroy City Engineer $239.79 Gilroy Planning Div Manager $181.47 Gilroy Planner 1 /II $142.18 Gilroy Financial Analyst $135.32 Gilroy Senior Engineer $185.02 Gilroy Engineer 1 (Dev/ Traffic) $128.78 Gilroy Office Assistant II $78.36 DCE - Placeworks Principal $225.00 DCE - Placeworks Assoc Principal $175.00 DCE - Placeworks Senior Associate $160.00 DCE - Placeworks Associate $135.00 DCE - Placeworks Project Planner $105.00 DCE - Placeworks Planner $95.00 DCE - Placeworks Graphics Specialist $115.00 DCE - Placeworks Clerical/ Word Processing $100.00 DCE - Placeworks Intern $60.00 Hatch -Mott McDonald Civil - Principal tbd $200.00 Hatch -Mott McDonald Civil - Other tbd $175.00 Hexagon Transp Consultants - Principal tbd $200.00 Hexagon Transp Consultants - Other tbd $175.00 BAE Urban Economics - Principal tbd $200.00 BAE Urban Economics - Other tbd $175.00 Travel and Other Direct & Indirect Cost Budget $2,500.00 i $153.91 Average hourly wage EXHIBIT C GENERAL TERMS AND CONDITIONS FOR INTERAGENCY AGREEMENTS (GTC 610) City of Gilroy HSR13 -47 Page 1 of 1 Under the California High -Speed Rail Authority' standardized contract process, a hardcopy of Exhibit C, GTC 610, is not included in the standard contract package. As indicated on the Std. 213, a copy of Exhibit C can be found at the internet site: hqp: / /www.dgs.ca.gov /ols/ Resources /StandardContractLanguage_aspx If you do not have internet access please contact the Contract Analyst below to receive a copy: Nicole Robinson 916 -669 -6612 Nicole.Robinson @hsr.ca.gov 770 L Street, Suite 800 Sacramento, California 95814 {THE REST OF THIS PAGE HAS BEEN LEFT INTENTIONALLY BLANK) City Of Gilroy HSR13 -47 Page 1 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS 1. AMENDMENT (CHANGE IN TERMS) A. No amendment or variation of the terms of this agreement shall be valid unless made in writing, signed by the parties, and approved as required. No oral understanding or agreement not incorporated in agreement is binding on any of the parties. B. The Contractor shall only commence work covered by an amendment after the amendment is executed and notification to proceed has been provided in writing by the California High -Speed Rail Authority (Authority)'s Contract Manager. C. There shall be no change in the Contractor's Project Manager or members of the project team, as listed in the cost proposal, which is a part of this Agreement, without prior written approval by the Authority's Contract Manager. If the Contractor obtains approval from the Authority's Contract Manager to add or substitute personnel, the Contractor must provide the Personnel Request Form, a copy of the SF330 or resume for the additional or substituted personnel, along with a copy of the certified payroll for that person. 2. DISPUTES A. The Contractor shall continue with the responsibilities under this Agreement during any work dispute. Any dispute, other than audit, concerning a question of fact arising under this Agreement that is not disposed of by agreement shall be decided by the Chief Executive Officer. B. In the event of a dispute, the Contractor shall file a "Notice of Dispute" with the California High -Speed Rail Authority and the Chief Executive Officer within ten (10) days of discovery of the problem. Within ten (10) days, the Chief Executive Officer shall meet with the Project Manager for purposes of resolving the dispute. The decision of the Chief Executive Officer shall be final. C. Neither the pendency of a dispute nor its consideration by the Chief Executive Officer will excuse the Contractor from full and timely performance in accordance with the terms of this Agreement. 3. TERMINATION This section regarding termination is in addition to GTC 610. A. The Authority reserves the right to terminate this Agreement immediately in the event of breach or failure of performance by the Contractor, or upon thirty (30) calendar days written notice to the Contractor if terminated for the convenience of the Authority. City Of Gilroy HSR13 -47 Page 2 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS B. The Authority may terminate this Agreement and be relieved of any payments except as provided for under early termination should the Contractor fail to perform the requirements of this Agreement at the time and in the manner herein provided. In the event of such termination, the Authority may proceed with the work in any manner deemed proper by the Authority. All costs to the Authority shall be deducted from any sum due the Contractor under this Agreement and the balance, if any, shall be paid to the Contractor upon demand. 4. EARLY TERMINATION OF THIS AGREEMENT OR SUSPENSION OF THIS AGREEMENT Task L General Conditions A. In the event this Agreement is terminated, suspended, or a Work Plan is terminated for the convenience of the Authority, the Contractor shall be paid for the percentage of the work completed, relative to the total work effort called for under this Agreement, and for termination costs. No billable costs will be considered payable under the Agreement during suspension. B. Within 30 days of the date the Contractor is notified of the early termination of Work Plan(s) issued against this Agreement for the convenience of the Authority, the Contractor shall prepare and submit to the Authority's Contract Manager, for approval, two (2) separate supplemental cost proposals: A final revised cost proposal for all project- related costs for the revised termination date. 2. A cost proposal specifically addressing the termination settlement costs only. 5. CONTRACTOR'S DELIVERABLES UNDER EARLY TERMINATION A. The Contractor shall provide all project - related documents and correspondence required as part of the Scope of Work/Deliverables. Project- related documents shall be described, listed, and identified as. part of the final revised cost proposal. Project- related documents shall include all documents that are in complete and final form and which have been accepted as complete by the Authority, or documents in draft and/or incomplete form for those deliverables, which are in progress by the Contractor and have not been accepted as complete. All documents must be received and accepted before the settlement cost invoice is paid. City Of Gilroy HSR13 -47 Page 3 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS 6. INVOICE SUBMITTAL UNDER EARLY TERMINATION Separate final invoices for project - related costs and termination settlement costs shall be submitted no later than thirty (30) calendar days after the date the Contractor is notified of acceptan6e of the final cost proposals by the Authority's Contract Manager. Invoices shall be submitted in accordance with Exhibit B. The invoice for termination settlement costs shall include the following, to the extent they are applicable: lease termination costs for equipment and facilities approved under the terms of this Agreement; equipment salvage costs for equipment valued over $500.00; rental costs for unexpired leases, less the residual value of the lease; cost of alterations and reasonable restorations required by the lease; settlement expenses, e.g., accounting, legal, clerical, storage, transportation, protection and disposition of property acquired or produced under this Agreement, indirect costs, such as payroll taxes, fringe benefits, occupancy costs, and immediate supervision costs related to wages and salaries, incurred as settlement costs. 7. TERMINATION ISSUES FOR SUBCONTRACTORS, SUPPLIERS, AND SERVICE PROVIDERS The Contractor shall notify any Subcontractor and service or supply vendor providing services under this Agreement of the early termination date of this Agreement. Failure to notify any Subcontractor and service or supply vendor shall result in the Contractor being liable for the termination costs incurred by any Subcontractor and service or supply vendor for work performed under this Agreement, except those specifically agreed to in the termination notice to the Contractor. 8. COST PRINCIPLES UNDER EARLY TERMINATION Termination settlement expenses will be reimbursed in accordance with 48 CFR, Federal Acquisition Regulations System, Chapter 1, Part 31. Subpart 31.205 -42 (c) dealing with initial costs is not applicable to Architectural and Engineering Agreement terminations. 9. DISPUTES UNDER EARLY TERMINATION CONDITIONS Disputes under early termination conditions shall be resolved in accordance with this Exhibit. 10. AUDIT REVIEW PROCEDURES UNDER EARLY TERMINATION Audit review procedures shall be in accordance with Exhibit D, Audit Review Procedures, Section 14 below. 11. CONTRACTOR CLAIMS AGAINST THIS AGREEMENT UNDER EARLY TERMINATION City Of Gilroy HSR13 -47 Page 4 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS Task J. The Contractor. agrees to release the Authority from any and all further claims for services performed arising out of this Agreement or its early termination, upon acceptance by the Contractor of payment in the total amount agreed upon as full and final payment of its costs from performance and early termination of this Agreement. 12. NON - DISCRIMINATION This section regarding non - discrimination is in addition to GTC 610. A. During the performance of this agreement, the Contractor and its Subcontractors shall not unlawfully discriminate, harass or allow harassment against any employee or applicant for employment because of sex, race, color, ancestry, religious creed, national origin, physical disability (including HIV and AIDS), medical condition (cancer), age, marital status, denial of family and medical care leave, and denial of pregnancy disability leave. Contractors and Subcontractors shall insure the evaluation and treatment of their employees and applicants for employment are free of such discrimination and harassment. The Contractor and Subcontractors shall comply with the provision of the Fair Employment and Housing Act (Government Code, Section 12900 et seq.) and the applicable regulations promulgated thereunder (California Code of Regulations, Title 2, Section 7285.0 et seq.). The applicable regulations of the Fair Employment and Housing Commission implementing Government Code, Section 12990 (a -f), set forth in Chapter 5 of Division 4 of Title 2 of the California Code of Regulations are incorporated into this Agreement by reference and made a part hereof as if set forth in full. The Contractor and its Subcontractors shall give written notice of their obligations under this clause to labor organizations with which they have a collective bargaining or other agreement. B. The Contractor shall include the nondiscrimination and compliance provisions of this clause in all sub agreements to perform work under this agreement. C. The Contractor's signature affixed herein and dated shall constitute a certification under penalty of perjury under the laws of the State of California that the Contractor has, unless exempt, complied with the nondiscrimination program requirements of Government Code Section 12990 and Title 2, California Code of Regulations, Section 8103. 13. RETENTION OF RECORD /AUDITS A. For the purpose of determining compliance with Public Contract Code Section 10115, et seq. and Title 21, California Code of Regulations, Chapter 21, Section 2500 et seq., when applicable, and other matters connected with the performance of the Agreement pursuant to Government Code Section 8546.7, the Contractor, Subcontractors, and the Authority shall maintain all books, documents, papers, accounting records, and other evidence pertaining to the performance of the Agreement, including but not limited to, the costs of administering the Agreement. All parties shall make such materials available at their City Of Gilroy HSR13 -47 Page 5 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS respective offices at all reasonable times during the Agreement period and for three (3) years from the date of expenditure under this Agreement. The Authority, the State Auditor, or any duly authorized representative having jurisdiction under any laws or regulations shall have access to any books, records, and documents of the Contractor that are pertinent to the Agreement for audits, examinations, excerpts, and transactions, and copies thereof shall be furnished. if requested. B. Any sub agreement in excess of $25,000.00, entered into as a result of this Agreement, shall contain all the provisions of this clause. 14. AUDIT REVIEW PROCEDURES A. Any dispute concerning a question of fact arising under an interim or post audit of this Agreement that is not disposed of by agreement shall be reviewed by the Project Manager. B. Not later than thirty (30) days after issuance of an interim or final audit report, the Contractor may request a review by the Project Manager of unresolved audit issues. The request for review will be submitted in writing to the Chief Executive Officer. The request must contain detailed information of the factors involved in the dispute as well as justifications for reversal. A meeting by the Chief Executive Officer will be scheduled if the Project Manager concurs that further review is warranted. After the meeting, the Project Manager will make recommendations to the Chief Executive Officer will make the final decision for the Authority. The final decision will be made within three (3) months of receipt of the notification of dispute. C. Neither the pendency of a dispute nor its consideration by Authority will excuse the Contractor from full and timely performance, in accordance with the terms of this clause. 15. SUBCONTRACTING Task K. Nothing contained in this Agreement or otherwise, shall create any contractual relation between the State and any subcontractors, and no subcontract shall relieve the Contractor of its responsibilities and obligations hereunder. The contractor agrees to be as fully responsible to the State for the acts and omissions of its subcontractors and of persons whether directly or indirectly employed by any of them as it is for the acts and omission of persons directly employed by the Contractor. The Contractor's obligations to pay its subcontractors are an independent obligation from the State's obligation to make payments to the Contractor. As a result, the State shall have obligation to pay or to enforce the payment of any moneys to any subcontractor. City Of Gilroy HSR13 -47 Page 6 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS 16. PURCHASE OF EQUIPMENT No equipment identified in this Agreement is approved for purchase. 17. INSPECTION OF WORK The Contractor shall permit the Authority to review and inspect the project activities at all reasonable times during the performance period of this Agreement including review and inspection on a daily basis. 18. SAFETY A. The Contractor shall comply with OSHA regulations applicable to the Contractor. regarding necessary safety equipment or procedures. The Contractor shall comply with safety instructions issued by the Authority's Safety Officer and other State representatives. The Contractor's personnel shall wear white hard hats and orange safety vests at all times while working on the construction project site. B. Pursuant to the authority contained in Section 591 of the Vehicle Code, the Authority has determined that within such areas as are within the limits of the project and are open to public traffic, the Contractor shall comply with all of the requirements set forth in Divisions 11, 12, 13, 14, and 15 of the Vehicle Code. The Contractor shall take all reasonably necessary precautions for safe operation of its vehicles and the protection of the traveling public from injury and damage from such vehicles. C. The Contractor must have a Division of Occupational Safety and Health (CAL -OSHA) permit(s) as outlined in California Labor Code Sections 6500 and 6705, prior to the initiation of any practice, work, method, operation, or process related to the construction or excavation of trenches which are five feet or deeper. 19. DAMAGES DUE TO ERRORS AND OMISSIONS A. Contractors shall be responsible for the professional quality, technical accuracy, and coordination of all services required under this Agreement. A Contractor may be liable for the Authority's costs resulting from errors or deficiencies in designs furnished under its Agreement. B. When a modification to a construction contract is required because of an error or deficiency in the services provided under this Agreement, the contracting officer (with the advice of technical personnel and legal counsel) shall consider the extent to which the Contractor may be reasonably liable. City Of Gilroy HSR13 -47 Page 7 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS C. The Authority's Contract Manager shall enforce the liability and collect the amount due, if the recoverable cost will exceed the administrative cost involved or is otherwise in the Authority's interest. The contracting officer shall include in the Agreement file a written statement of the reasons for the decision to recover or not to recover the costs from the firm. 20. OWNERSHIP OF DATA A. Upon completion of all work under this Agreement, all intellectual property rights, ownership and title to all reports, documents, plans, specifications, and estimates produced as part of this Agreement will automatically be vested in the Authority and no further agreement will be. necessary to transfer ownership to the Authority. The Contractor shall furnish the Authority all necessary copies of data needed to complete the review and approval process. B. It is understood and agreed that all calculations, drawings and specifications, whether in hard copy or machine readable form, are intended for one -time use in the construction of the project for which this Agreement has been entered into. C. The Contractor is not liable for claims, liabilities or losses arising out of, or connected with, the modification or misuse by the Authority of the machine readable information and data provided by the Contractor under this agreement; further, the Contractor is not liable for claims, liabilities or losses arising out of, or connected with, any use by the Authority of the project documentation on other projects, for additions to this project, or for the completion of this project by others, except for such use as may be authorized, in writing, by the Contractor. D. Any sub agreement in excess of $25,000.00, entered.into as a result of this Agreement, shall contain all of the provisions of this clause. 21. CONFIDENTIALITY OF DATA A. All financial, statistical, personal, technical, or other data and information relative to the Authority's operations, which is designated confidential by the Authority and made available to the Contractor in order to carry out this Agreement, shall be protected by the Contractor from unauthorized use and disclosure. B. Permission to disclose information on one occasion or public hearing held by.the Authority relating to this Agreement shall not authorize the Contractor to further disclose such information or disseminate the same on any other occasion. City Of Gilroy HSR13 -47 Page 8 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS C. The Contractor may comment publicly to the press or any other media regarding the Agreement and will provide timely notice of such inquires for public information to the Authority. D. The Contractor shall advise and coordinate, if practicable, with the Authority on any news release or public relations item regarding work performed or to be performed under this Agreement, in order to develop mutually acceptable contents for such news releases. E. All information related to the construction estimate is confidential and shall not be disclosed by the Contractor to any entity, other than the Authority. 22. DEBARMENT AND SUSPENSION CERTIFICATION A. The Contractor's signature affixed herein shall constitute a certification under penalty of perjury under the laws of the State of California that the Contractor or any person associated therewith in the capacity of owner, partner, director, officer or manager: 1) Is not currently under suspension, debarment, voluntary exclusion, or determination of ineligibility by any federal agency; 2) Has not been suspended, debarred, voluntarily excluded, or determined ineligible by any federal agency within the past three (3) years; 3) Does not have a proposed debarment pending; and 4) Has not been indicted, convicted, or had a civil judgment rendered against it by a court of competent jurisdiction in any matter involving fraud or official misconduct within the past three (3) years. B. Any exceptions to this certification must be disclosed to the Authority. Exceptions will not necessarily result in denial of recommendation for award, but will be considered in determining bidder responsibility. Disclosures must indicate the party to whom the exceptions apply the initiating agency, and the dates of agency action. 23. CONFLICT OF INTEREST A. During the term of this Agreement, the Contractor shall disclose any financial, business, or other relationship with Authority that may have an impact upon the outcome of this Agreement or any ensuing Authority construction project. The Contractor shall also list current clients who may have a financial interest in the outcome of this Agreement or any ensuing Authority construction project which will follow.. City Of Gilroy HSR13 -47 Page 9 of 9 EXHIBIT D SPECIAL TERMS AND CONDITIONS B. The Contractor hereby certifies that it does not now have nor shall it acquire any financial or business interest that would conflict with the performance of services under this agreement. C. The Contractor and its employees, and all its subcontractors and employees, shall comply . with the Authority's Conflict of Interest Policy. D. Any sub agreement in excess of $25,000.00, entered into as a result of this Agreement, shall contain all of the provisions of this clause. 24. REBATES, KICKBACKS OR OTHER UNLAWFUL CONSIDERATION The Contractor warrants that this Agreement was not obtained or secured through rebates, kickbacks or other unlawful consideration either promised or paid to any Authority agency employee. For breach or violation of this warranty, the Authority shall have the right, in its discretion, to terminate this Agreement without liability, to pay only for the value of the work actually performed, or to deduct from this Agreement price or otherwise recover the full amount of such rebate, kickback or other unlawful consideration. City Of Gilroy HSR13 -47 Page 1 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS 1. FEDERAL REQUIREMENTS The Contractor understands that the Authority has received Federal funding from the Federal Rail Administration (FRA) for the Project and acknowledges that it is required to comply with all applicable federal laws, regulations, policies and related administrative practices, whether or not they are specifically referenced herein. The Contractor acknowledges that federal laws, regulations, policies, and related administrative practices may change and that such changed requirements will apply to the Project. The Contractor shall ensure compliance by its subcontractors and include appropriate flow down provisions in each of its lower -tier subcontracts as required by applicable federal laws, regulations, policies and related administrative practices, whether or not specifically referenced herein. Notwithstanding anything to the contrary contained in this Agreement, all FRA mandated terms shall be deemed to control in the event of a conflict with other provisions contained in this Agreement. The Contractor shall not perform any act, fail to perform any act, or refuse to comply with any Authority requests, which would cause the Authority to be in violation of FRA requirements. 2. COMPLIANCE WITH FEDERAL REQUIREMENTS The Contractor's failure to comply with Federal Requirements shall constitute a breach of this Agreement. 3. FEDERAL STANDARDS The Contractor agrees to comply with the Procurement Standards requirements set forth at 49 C.F.R. § 18.36 or 49 C.F.R. §§ 19.40 through 19.48 inclusive, whichever may be applicable, and with applicable supplementary U.S. Department of Transportation (U.S. DOT) or FRA directives or regulations. If determined necessary for proper Project administration, FRA reserves the right to review the Contractor's technical specifications and requirements. 4. FEDERAL LOBBYING ACTIVITIES CERTIFICATION The Contractor certifies, to the best of its knowledge and belief, that: A. No State or Federal appropriated funds have been paid or will be paid, by or on behalf of the Contractor, to any person for influencing or attempting to influence an officer or employee of any State or Federal agency, a Member of the State Legislature or United States Congress, an officer or employee of the Legislature or Congress, or any employee of a Member of the Legislature or Congress in connection with the awarding of any State or Federal Agreement, the making of any State or Federal grant, the making of any State or Federal loan, the entering into of any cooperative agreement, and the extension, City Of Gilroy HSR13-47 Page 2 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS continuation, renewal, amendment, or modification of any State or Federal Agreement, grant, loan, or cooperative agreement. B. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any Federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal Agreement, grant, loan, or cooperative agreement, the Contractor shall complete and submit Standard Form LL, "Disclosure Form to Report Lobbying," in accordance with its instructions. C. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U. S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. D. The Contractor also agrees that by signing this document, it shall require that the language of this certification be included in all lower tier subcontracts, which exceed $100,000, and that all such subcontractors shall certify and disclose accordingly. 5. DEBARMENT AND SUSPENSION This Agreement is a covered transaction for purposes of 2 C.F.R. 1200. As such, the Contractor is required to comply with applicable provisions of Executive Orders Nos. 12549 and 12689, "Debarment and Suspension," 31 U.S.C. § 6101 note, and U.S. DOT regulations, "Non- procurement Suspension and Debarment," 2 C.F.R. Part 1200, which adopt and supplement the provisions of U.S. Office of Management and Budget (U.S. OMB) "Guidelines to Agencies on Government -wide Debarment and Suspension (Non - procurement)," 2 C.F.R. Part 180. To the extent required by the aforementioned U.S. DOT regulations and U.S. OMB guidance, the Contractor must verify that the subcontractor is not excluded or disqualified in accordance with said regulations by reviewing the "Excluded Parties Listing System" at http: / /epls.gov /. The Contractor shall obtain appropriate certifications from each such subcontractor and provide such certifications to the Authority. The Contractor shall include a term or condition in the contract documents for each lower tier covered transaction, assuring that, to the extent required by the U.S. DOT regulations and U.S. OMB guidance, each subcontractor will review the "Excluded Parties Listing System," will obtain certifications from lower tier subcontractors, and will include a similar term or condition in each of its lower -tier covered transactions. City Of Gilroy HSR13 -47 Page 3 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS 6. SITE VISITS The Contractor agrees that FRA, through its authorized representatives, has the right, at all reasonable times, to make site visits to review Project accomplishments and for other reasons. If any site visit is made by FRA on the premises of the Contractor or any of its subcontractors under this Agreement, the Contractor shall provide and shall require its subcontractors to provide, all reasonable facilities and assistance for the safety and convenience of FRA representatives in the performance of their duties. All site visits and evaluations shall be performed in such a manner as will not unduly delay work being conducted by the Contractor or subcontractor. 7. SAFETY OVERSIGHT To the extent applicable, the Contractor agrees to comply with any Federal regulations, laws, or policies and other guidance that FRA or U.S. DOT may issue pertaining to safety oversight in general, and in the performance of this Agreement, in particular. 8. ENVIRONMENTAL PROTECTION The Contractor and any subcontractor under this Agreement shall comply with all applicable environmental requirements and regulations, including any amendments, as follows: A. Clean Air: The Contractor agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act, as amended, 42 U.S.C. §§ 7401 et seq. The Contractor agrees to report each violation to the Authority, and understands and agrees that the Authority shall, in turn, report each violation as required to assure notification to the FRA and the appropriate Environmental Protection Agency Regional Office. B. Clean Water: The Contractor agrees to comply with all applicable standards, orders or regulations issued pursuant to the Federal Water Pollution Control Act, as amended, 33 U.S.C. 1251 et seq. The Contractor agrees to report each violation to the Authority, and understands and agrees that the Authority shall, in turn, report each violation as required to assure notification to the FRA and the appropriate EPA Regional Office. C. Energy Conservation: The Contractor agrees to comply with mandatory standards and policies relating to energy efficiency which are contained in the State energy conservation plan issued in compliance with the Energy Policy and Conservation Act (42 U.S.C. 6421 et seq.) City Of Gilroy HSR13 -47 Page 4 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS D. Agreement Not To Use Violating Facilities: The Contractor agrees not to use any facility to perform work hereunder that is listed on the List of Violating Facilities maintained by the EPA. The Contractor shall promptly notify the Authority if the Contractor any subcontractor receives any communication from the EPA indicating that any facility which will be used to perform work pursuant to this Agreement is under consideration to be listed on the EPA's List of Violating Facilities; provided, however, that the Contractor's duty of notification hereunder shall extend only to those communications of which it is aware, or should reasonably have been aware. E. Environmental Protection: The Contractor shall comply with all applicable requirements of the National Environmental Policy Act of 1969, as amended, 42 U.S.C. §§ 4321 et seq. F. Incorporation of Provisions: The Contractor shall include the above provisions (1) through (6) in every subcontract hereunder exceeding $50,000 financed in whole or in part with federal assistance provided by the FRA. 9. CIVIL RIGHTS The following requirements apply to this Agreement: A. Nondiscrimination: In accordance with Title VI of the Civil Rights Act, as amended; 42 U.S.C. § 2000d, Section 303 of the Age Discrimination Act of 1975, as amended;. 42 U.S.C. § 6102, Section 202 of the Americans with Disabilities Act of 1990; 42 U.S.C. § 12132; and 49 U.S.C. § 306, the Contractor agrees that it will not discriminate against any individual because of race, color, religion, national origin, sex, age or disability in any activities leading up to or in performance of this Agreement. In addition, the Contractor agrees to comply with applicable federal implementing regulations and other implementing requirements that FRA may issue. B. Equal Employment Opportunity: The following equal employment opportunity requirements apply to this Agreement: 1. Race, Color, Religion, National Origin, Sex: In accordance with Title VII of the Civil Rights Act, as amended, 42 U.S.C. § 2000e, the Contractor agrees to comply with all applicable equal opportunity requirements of U.S. Department of Labor (U.S. DOL) regulations, "Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor," including 41 C.F.R 60 et seq. (which implements Executive Order No. 11246, "Equal Employment Opportunity," as amended by Executive Order No. 11375, "Amending Executive Order 11246 Relating to Equal Employment Opportunity," 42 U.S.C. § 2000e note), and with any applicable federal statutes, executive orders, regulations, and federal policies that may in the future City Of Gilroy HSR13 -47 Page 5 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS affect construction activities undertaken in the course of the Project. The Contractor agrees to take affirmative action to ensure that applicants are employed, and that employees are treated during employment, without regard to their race, color, religion, national origin, sex, or age. Such action shall include the following: employment, upgrading, demotion or transfer, recruitment or recruitment advertising, layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. In addition, the Contractor agrees to comply with any implementing requirements FRA may issue. 2. Age: In accordance with Section 4 of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § 623, the Contractor agrees to refrain from discrimination against present and prospective employees for reason of age. In addition, the Contractor agrees to comply with any implementing requirements FRA may issue. 3. Disabilities: In accordance with Section 102 of the Americans with Disabilities Act, as amended, 42 U.S.C. § 12112, the Contractor agrees that it will comply with the requirements of U.S. Equal Employment Opportunity Commission, "Regulations to Implement the Equal Employment Provisions of the Americans with Disabilities Act," 29 C.F.R Part 1630, pertaining to employment of persons with disabilities. In addition, the Contractor agrees to comply with any implementing requirements FRA may issue. The Contractor also agrees not to discriminate on the basis of drug abuse, in accordance with the Drug Abuse Office and Treatment Act of 1972 (P.L. 92 -255), as amended, alcohol abuse, in accordance with the Comprehensive Alcohol Abuse and Alcoholism Prevention, Treatment and Rehabilitation Act of 1970 (P.L. 91 -616), as amended, and to comply with Sections 523 and 527 of the Public Health Service Act of 1912 (42 U.S.C. §§ 290 dd -3 and 290 ee -3), as amended, relating to confidentiality of alcohol and drug abuse patient records. In addition, the Contractor agrees to comply with applicable federal implementing regulations and other implementing requirements that FRA may issue. The Contractor also agrees to include these requirements in each subcontract financed in whole or in part with federal assistance provided by FRA, modified only if necessary to identify the affected parties. 10. CARGO PREFERENCE The Contractor agrees to the following: A. To use privately owned United States -flag commercial vessels to ship at least 50 percent of the gross tonnage (computed separately for dry bulk carriers, dry cargo liners, and City Of Gilroy HSR13 -47 Page 6of12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS tankers) involved, whenever shipping any equipment, materials, or commodities pursuant to the underlying contract to the extent such vessels are available at fair and reasonable rates for United States -flag commercial vessels. B. To furnish within 20 Working Days following the date of loading for shipments originating within the United States, or within 30 Working Days following the date of loading for shipments originating outside the United States, a legible copy of a rated, "on- board" commercial ocean bill -of- lading in English for each shipment of cargo described in the first bullet of this clause above. This bill -of- lading shall be furnished to the Authority (through the Contractor in the case of a subcontractor's bill -of- lading) and to the Division of National Cargo, Office of Market Development, Maritime Administration, Washington, D.C. 20590, marked with appropriate identification of the Project. C. To include these requirements in all subcontracts issued pursuant to this Agreement when the subcontract may involve the transport of equipment, material, or commodities by ocean vessel. 11. PROPERTY, EQUIPMENT AND SUPPLIES A. Contractor agrees that Project property, equipment, and supplies shall be used for the Project activity for the duration of its useful life, as determined by FRA. Should the Contractor unreasonably delay or fail to use Project property, equipment, or supplies during its useful life, the Contractor agrees that FRA may require the Contractor to return the entire amount of FRA assistance expended on that property, equipment, or supplies. The Contractor further agrees to notify the Authority when any Project property or equipment is withdrawn from use in the Project activity. B. Contractor agrees to comply with the property standards of 49 C.F.R. §§ 19.30 through 19.37 inclusive, including any amendments thereto, and other applicable guidelines or regulations that are issued. C. Contractor agrees to maintain the Project property and equipment in good operating order, and in accordance with any guidelines, directives, or regulations that FRA may issue. D. The Contractor agrees to keep satisfactory records with regard to the use of the property, equipment, and supplies, and submit to FRA, upon request, such information as may be required to assure compliance with this section. E. Contractor agrees that FRA may: City Of Gilroy HSR13 -47 Page 7of12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS 1. Require the Contractor to transfer title to any property, equipment, or supplies financed with FRA assistance, as permitted by 49 C.F.R. §§ 19.30 through 19.37 inclusive. 2. Direct the disposition of property or equipment financed with FRA assistance as set forth by 49 C.F.R. §§ 19.30 through 19.37 inclusive. F. If any Project property, equipment, or supplies are not used for the Project for the duration of its useful life, as determined by FRA, whether planned withdrawal, misuse or casualty loss, the Contractor agrees to notify the Authority immediately. Disposition of withdrawn property, equipment, or supplies shall be in accordance with 49 C.F.R. §§ 19.30 through 19.37 inclusive. G. Unless expressly authorized in writing by the Authority, the Contractor agrees to refrain from: 1. executing any transfer of title, lease, lien, pledge, mortgage, encumbrance, contract, grant anticipation note, alienation, or other obligation that in any way would affect Authority or FRA interest in any Property or equipment; or 2. obligating itself in any manner to any third party with respect to Project property or equipment. Contractor agrees to refrain from taking any action or acting in a manner that would adversely affect FBA's interest or impair the Authority's continuing control over the use of Project property or equipment. 12. FLOOD HAZARDS Contractor agrees to comply with the flood insurance purchase requirements of Section 102(a) of the Flood Disaster Protection Act of 1973, 42 U.S.C. § 4012(a) with respect to any construction or acquisition Project. 13. ARRA FUNDED PROJECT Funding for this Agreement has been provided through the America Recovery and Reinvestment Act (ARRA) of 2009, Pub. L. 111 -5. All Contractors, including both prime and subcontractors, are subject to audit by appropriate federal or State of California (State) entities. The State has the right to cancel, terminate, or suspend the Agreement if any Contractor or subcontractor fails to comply with the reporting and operational requirements contained herein. City Of Gilroy HSR13 -47 Page 8 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS 14. ENFORCEABILITY Contractor agrees that if the Contractor or one of its subcontractors fails to comply with all applicable federal and State requirements governing the use of ARRA funds, the State may withhold or suspend, in whole or in part, funds awarded under the program, or recover misspent funds allowing an audit. This provision is in addition to all other remedies available to the State under all applicable State and Federal laws. 15. LABOR PROVISIONS 49 U.S.C. 24405(b) provides that persons conducting rail operations over rail infrastructure constructed or improved in whole or in part with funds provided through this Agreement shall be considered a "rail carrier," as defined by 49 U.S.C. 10102(5), for the purposes of Title 49, U.S.C., and any other statue that adopts that definition or in which that definition applies, including the Railroad Retirement Act of 1974 (45 U.S.C. 231 et seq.), the Railway Labor Act (43 U.S.C. 151 et seq.), and the Railroad Unemployment Insurance Act (45 U.S.C. 351 et seq.) To the extent required by 49 U.S.C. 24405(b) and other laws referenced above, the Contractor shall reflect these provisions in its agreements funded in whole or in part by this Agreement with entities operating rail services over such rail infrastructure. 16. LABOR PROTECTIVE ARRANGEMENTS The Contractor agrees to comply with the applicable protective arrangements established under Section 504 of the Railroad Revitalization and Regulatory Reform Act of 1976 (4R Act), 45 U.S.C. 836. with respect to employees affected by actions taken in connection with the Project. The Contractor also agrees to include the applicable protective arrangements established by the U.S. DOL under 45 U.S.C. 836 in its arrangements with entities operating rail services over rail infrastructure constructed as part of this Agreement. 17. PROHIBITION ON USE OF ARRA FUNDS Contractor agrees in accordance with ARRA, Section 1604, that none of the funds made available under this Agreement may be used for any casino or other gambling establishment, aquarium, zoo, golf course, or swimming pool. 18. REQUIRED USE OF AMERICAN IRON, STEEL AND OTHER MANUFACTURED GOODS Contractor agrees that in accordance with the Passenger Rail Investment.and Improvement Act (PRIIA) of 20.08, Pub. L. 110 -432, section 24405(a), which provides that Federal funds may not be obligated unless steel, iron, and manufactured products used in FRA- funded projects are produced in the United States, unless a waiver has been granted by the US City Of Gilroy HSR13 -47 Page 9of12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS Secretary of Transportation. For more information on FRA's Buy America requirements and processes please see FBA's Answers to Frequently Ask Questions (FAQ) available at, http://www.fra.dot.gov/Page/P039 1. 19. WAGE RATE REQUIREMENTS Payment of prevailing wages on the Project is required by 49 U.S.C. 24405(c)(2) and ARRA section 1606. For Project components that use or would use rights -of -way owned by a railroad, the Contractor shall comply with the Provisions of 49 U.S.C. 24312. For these purposes, wages in collective bargaining agreements negotiated under the Railway Labor Act are deemed to comply with Davis -Bacon Act requirements. For Project components that do not use or would not use rights -of -way owned by a railroad, the Contractor will comply with the provisions of 40 U.S.0 3141 et seq. 20. INSPECTION OF RECORDS In accordance with ARRA Sections 902, 1514 and 1515, Contractor agrees that it shall permit the State of California, the United States Comptroller General, the United States Department of Transportation Secretary, or their representatives or the appropriate Inspector General appointed under Section 3 or 8G of the United States Inspector General Act of 1978 or'his representative to: A. Examine any records that directly pertain to, and involve transactions relating to, this Agreement; and B. Interview any officer or employee of Contractor or any of its subcontractors regarding the activities funded with funds appropriated or otherwise made available by the ARRA. Contractor shall include this provision in all of the Contractor's agreements with its subcontractors from whom the Contractor acquires goods or services in it execution of the ARRA funded work. 21. WHISTLEBLOWER PROTECTION Contractor agrees that both it and its subcontractors shall comply with Section 1553 of the ARRA, which prohibits all non - federal Contractors, including the State, and all contractors of the State, from discharging, demoting or otherwise discriminating against an employee for disclosures by the employee that the employee reasonably believes are evidence of A. Gross mismanagement of a contract relating to ARRA funds; B. A gross waste of ARRA funds; City Of Gilroy HSR13 -47 Page 10 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS C. A substantial and specific danger to the public health or safety related to the implementation or use of ARRA funds; D. An abuse of authority related to implementation or use of ARRA funds; or E. A violation of law, rule, or regulation related to an agency contract (including the competition for or negotiation of a contractor) awarded or issued relating to ARRA funds. Contractor agrees that it and its subcontractors shall post notice of the rights and remedies available to employees under Section 1553 of Title XV of Division A of the ARRA. 22. FALSE CLAIMS ACT Contractor agrees that it shall promptly notify the State and shall refer to an appropriate federal inspector general any credible evidence that a principal, employee, agent, subcontractor, or other person has committed a false claim under the False Claims Act or has committed a criminal or civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or similar misconduct involving ARRA funds. 23. REPORTING REQUIREMENTS Pursuant to Section 1512 of the ARRA, in order for state agencies receiving ARRA funds to prepare the required reports, Contractor agrees to provide the Authority with the following information on a monthly (quarterly) basis: A. The total amount of ARRA funds received by Contractor during the Reporting Period; B. The amount of ARRA funds that were expended or obligated during the Reporting Period; C. A detailed list of all projects or activities for which ARRA funds were expended or obligated, including: 1. The name of the project or activity; 2. A description of the project activity; 3. An evaluation of the completion status of the project or activity; and 4. An estimate of the number of. jobs :created and/or retained by the project or activity; City Of Gilroy HSR13 -47 Page 11 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS D. For any contracts equal to or greater than $25,000: 1. The name of the entity receiving the contract; 2. The amount of the contract; 3. The transaction type; 4. The North American Industry Classification System (NAICS) code or Catalog of Federal Domestic Assistance (CFDA) number; 5. The Program source; 6. An award title descriptive of the purpose of each funding action; 7. The location of the entity receiving the contract; 8. The primary location of the contract, including the city, state, congressional district and county; 9. The DUNS number, or name and zip code for the entity headquarters; 10. A unique identifier of the entity receiving the contract and the parent entity of Contractor, should the entity be owned by another; and 11. The names and total compensation of the five most highly compensated officers of the company if received: a) 80% or more of its annual gross revenues in Federal awards; b) $25,000,000 or more in annual gross revenue from Federal awards and; c) If the public does not have access to information about the compensation of senior executives through periodic reports filed under section 13(a) or 15(d) of the Securities Exchange Act of 1934 or section 6104 of Internal Revenue Code of 1986; E. For any contract of less than $25,000 or to individuals, the information required above may be reported in the aggregate and requires the certification of an authorized officer of Contractor that the information contained in the report is accurate. City Of Gilroy HSR13 -47 Page 12 of 12 EXHIBIT E SUPPLEMENTAL TERMS AND CONDITIONS FOR CONTRACTS USING FEDERAL FUNDS F. Any other information reasonably requested by the State of California or required by state or federal law or regulation. Standard data elements and federal instruction for use in complying with reporting requirements under Section 1512 of the ARRA, are pending review by the federal government, and were published in the Federal Register on April 1, 2009 [74 FR 14824], and are to be provided online at www.FederalReig ster go_v. The additional requirements will be added to this Agreement(s). AttarhmAnt A 3 A 0 0 1.500 Feet vU \S The ity Page 1 Gilroy High-Speed grain— Proposed Station Locations and Existing Context PRONOSED STAMN, LOCAMN MD/2 iii MMUS FROM PROPOSED SWUM MY XT ram1c, U—n m mE ENUNG ROAD Gilroy High-Speed grain— Proposed Station Locations and Existing Context Attachment B Downtown HST Station Location in Relation to Downtown Spey _�� !_ 11111lIG i1U1116t1 :: °::1;. �' � C � � ��Z�II/ � _ � �IIIUIII Itilllli4 Iltlllllll! �. O..C.► � �■ C..I111;C :IIILU ui1g11C �: ilflllpll 1111 till X111 *� I /IUill Illlpli. i�. 11t11111� ` !` `� � iGIF1I111 HST Station Location '/z -Mile Station Radius H S R 13 -47 The City of Gilroy Page 3 of 6 Attachment C Downtown HST Station Area Photos Downtown Caltrain Station — Site of HST Station Views of Downtown Gilroy j,lfw,wj - - - FW :T� t:p --� Attachment D East Gilroy HST Station Location on City Zoning Map RESIDENTIAL ■ Al AgdWWrt ■ RH ResW; R1 Sk4e Far R2 Two Famil ■ R3 Medium D ■ R4 High Dens! DOWNTOWN (see rup bodw left) COMMERCIAL E PO ProWlO ■ C1 NeVtod ■ C3 Shopping ■ HC Highway 1 ■ CM Corrmmerc INDUSTRIAL E M1 limited � E M2 Geml It OTHER t OS Open Spa E PF ParW Publ City Limit B El IUD NeIgIft WSD HWw DISW East Gilroy HST Stati Attachment E East Gilroy HST Station Location on County General Plan Land Us( LAND USE PLAN MAY 2068 to" Mfr C— C—V Mww�i tLw Attachment F East Gilroy HST Station Area Photos HSR13 -47 The City of Gilroy Page 6 of 6 East Gilroy HST Station Site looking west to the Gilroy Outlet Malls Views of Station Area looking north and east Gilroy Outlet Mall area ATTACHMENT G RESOLUTION NO. 2011-47 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF GILROY, CALIFORNIA, APPROVING THE APPLICATION FOR HIGH SPEED RAIL STATION AREA PLANNING FUNDS WHEREAS, The California High Speed Rail Authority ("Authority") has been delegated the responsibility by the Legislature of the .State of California for the planning and construction of the Statewide High Speed Rail Project; and, WHEREAS, The Authority has invited the City of Gilroy ( "City ") to apply for up to $400,000.00 of American Recovery and Reinvestment Act of 2009 funds, and up to $200,000.00 of State Proposition 1 A funds for the development of local area land use, implementation and funding plans for development and improvements around the high speed train station (the "Project "); and, WHEREAS, The City will enter into a contract with the California High Speed Rail Authority to complete the grant scope project. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF GILROY DOES HEREBY RESOLVE, DETERMINE, FIND, AND ORDER AS FOLLOWS: SECTION 1. The City Council approves'the filing of an Application for the Project. SECTION 2. The City Council certifies that the Applicant has or will have available, ,prior to commencement of any work on the Project including this Application, sufficient funds to complete the Project. SECTION 3. The City Council has reviewed, understands and agrees to the general provisions contained in the contract shown in the Grant Administration Guide. SECTION 4. The City Council .delegates the authority to the City Administrator to conduct all negotiations, sign and submit all documents, including, but not limited to, applications, agreements, amendments and payment requests, which may be necessary for the completion of the grant scope. RESOLUTION NO. 2011-47 ATTACHMENT G SECTION 5. The City Council agrees to comply with all applicable federal, state and local laws, ordinances, rules, regulations and guidelines. PASSED AND ADOPTED by the City Council of the City of Gilroy at a regular meeting held on the 5h day of December 2011, by the following vote: AYES: COUNCIL MEMBERS: ARELLANO, BRACCO, DILLON, LEORE- MUNOZ, TUCKER, WOODWARD and PINHEIRO NOES: COUNCIL MEMBERS: NONE ABSENT: COUNCIL MEMBERS: NONE APPROVED: L � ^ Albert Mayor RESOLUTION NO. 201147 3 ATTACHMENT G I, SHAWNA FREELS, City Clerk of the City of Gilroy, do hereby certify that the attached Resolution No. 2011 -47 is an original resolution, or true and correct copy of a city resolution, duly adopted by the Council of the City of Gilroy at a regular meeting of said Council held on the 5 °i day of December, 2011, at which meeting a quorum was present. IN WITNESS WHEREOF, I have hereunto set my hand and affixed the Official Seal of the City of Gilroy this 7`t' day of December, 2011. (Seal)