HomeMy WebLinkAboutSmart Utility Systems - 2016 AgreementY•
AGREEMENT FOR SERVICES
(For contracts over $5,000 — NON - DESIGN, NON - ENGINEERING TYPE CONTRACTOR)
This AGREEMENT made this 1st day of Ate, 2016, between:
CITY: City of Gilroy, having a principal place of business at
7351 Rosanna Street, Gilroy, California
and CONTRACTOR: Smart Utility Systems, having a principal place of business at 9900
MacArthur Blvd., Suite 300, Irvine, CA 92612.
ARTICLE 1. TERM OF AGREEMENT
This Agreement will become effective on August 1, 2016 and will continue in effect through
August 1. 2019 with an extension of two years at City's sole ontion to be exercised by written
notice to be given by City not less than thirty (30) days nor more than sixty (60) days prior to
July 31, 2019, unless terminated in accordance with the provisions of Article 7 of this
Agreement.
Any lapse in insurance coverage as required by Article 5, Section D of this Agreement shajl
terminate this Agreement regardless of any other provision stated herein.±��
Initial
ARTICLE 2. INDEPENDENT CONTRACTOR STATUS
It is the express intention of the parties that CONTRACTOR is an independent contractor and
not an employee, agent, joint venturer or partner of CITY. Nothing in this Agreement shall be
interpreted or construed as creating or establishing the relationship of employer and employee
between CITY and CONTRACTOR or any employee or agent of CONTRACTOR. Both parties
acknowledge that CONTRACTOR is not an employee for state or federal tax purposes.
CONTRACTOR shall not be entitled to any of the rights or benefits afforded to CITY'S
employees, including, without limitation, disability or unemployment insurance, workers'
compensation, medical insurance, sick leave, retirement benefits or any other employment
benefits. CONTRACTOR shall retain the right to perform services for others during the term of
this Agreement.
ARTICLE 3. SERVICES TO BE PERFORMED BY CONTRACTOR
A. Specific Services
CONTRACTOR agrees to: Perform the services as outlined in Exhibit "A" ( "Specific
Provisions ") and Exhibit "B" ( "Scope of Services "), within the time periods described in
Exhibit `B ".
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B. Method of Performing Services
CONTRACTOR shall determine the method, details and means of performing the above -
described services. CITY shall have no right to, and shall not, control the manner or determine
the method of accomplishing CONTRACTOR'S services.
C. Employment of Assistants
CONTRACTOR may, at the CONTRACTOR'S own expense, employ such assistants as
CONTRACTOR deems necessary to perform the services required of CONTRACTOR by this
Agreement, subject to the prohibition against assignment and subcontracting contained in
Article 5 below. CITY may not control, direct, or supervise CONTRACTOR'S assistants in the
performance of those services. CONTRACTOR assumes full and sole responsibility for the
payment of all.compensation and expenses of these assistants and for all state and federal income
tax, unemployment insurance, Social Security, disability insurance and other applicable
withholding.
D. Place of Work
CONTRACTOR shall perform the services required by this Agreement at any place or location
and at such times as CONTRACTOR shall determine is necessary to properly and timely
perform CONTRACTOR'S services.
ARTICLE 4. COMPENSATION
A. Consideration
In consideration for the services to be performed by CONTRACTOR, CITY agrees to pay
CONTRACTOR the amounts set forth in Exhibit `°C" ( "Payment Schedule "). In no event
however shall the total compensation paid to CONTRACTOR exceed $65.000 per fiscal year.
B. Invoices
CONTRACTOR shall submit invoices for all services rendered.
C. Payment
Payment shall be due according to the payment schedule set forth in Exhibit "C". No payment
will be made unless CONTRACTOR has first provided City with a written receipt of invoice
describing the work performed and any approved direct expenses (as provided for in
Exhibit "A ", Section M incurred during the preceding period. If CITY objects to all or any
portion of any invoice, CITY shall notify CONTRACTOR of the objection within thirty (30)
days from receipt of the invoice, give reasons for the objection, and pay that portion of the
invoice not in dispute. It shall not constitute a default or breach of this Agreement for CITY not
to pay any invoiced amounts to which it has objected until the objection has been resolved by
mutual agreement of the parties.
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D. Expenses
CONTRACTOR shall be responsible for all costs and expenses incident to the performance of
services for CITY, including but not limited to, all costs of equipment used or provided by
CONTRACTOR, all fees, fines, licenses, bonds or taxes required of or imposed against
CONTRACTOR and all other of CONTRACTOR'S costs of doing business. CITY shall not be
responsible for any expenses incurred by CONTRACTOR in performing services for CITY,
except for those, expenses constituting "direct expenses" referenced on Exhibit "A."
ARTICLE 5. OBLIGATIONS OF CONTRACTOR
A. Tools and Instrumentalities
CONTRACTOR shall supply all tools and instrumentalities required to perform the services
under this Agreement at its sole cost and expense. CONTRACTOR is not required to purchase
or rent any tools, equipment or services from CITY.
B. Workers' Compensation
CONTRACTOR agrees to provide workers' compensation insurance for CONTRACTOR'S
employees and agents and agrees to hold harmless, defend with counsel acceptable to CITY and
indemnify CITY, its officers, representatives, agents and employees from and against any and all
claims, suits, damages, costs, fees, demands, causes of action, losses, liabilities and. expenses,
including without limitation reasonable attorneys' fees, arising out of any injury, disability, or
death of any of CONTRACTOR'S employees.
C. Indemnification of Liability, Duty to Defend
As to all liability, to the fullest extent permitted by law, CONTRACTOR shall defend, through
counsel approved by CITY (which approval shall not be unreasonably withheld), indemnify and
hold harmless CITY, its officers, representatives, agents and employees against any and all suits,
damages, costs, fees, claims, demands, causes of action, losses, liabilities and expenses,
including without limitation attorneys' fees, arising or resulting directly or indirectly from any
act or omission of CONTRACTOR or CONTRATOR'S assistants, employees or agents,
including all claims relating to the injury or death of any person or damage to any property.
D. Insurance
In addition to any other obligations under this Agreement, CONTRACTOR shall, at no cost to
CITY, obtain and maintain throughout the term of this Agreement: (a) Commercial Liability
Insurance on a per occurrence basis, including coverage for owned and non -owned automobiles,
with a minimum combined single limit coverage of $1,000,000 per occurrence for all damages
due to bodily injury, sickness or disease, or death to any person, and damage to property,
including the loss of use thereof. As a condition precedent to CITY'S obligations under this
Agreement, CONTRACTOR shall furnish written evidence of such coverage (naming CITY, its
officers and employees as additional insureds on the Comprehensive Liability insurance: policy
referred to in (a) immediately above via a specific endorsement) and requiring thirty (30) days
written notice of policy lapse or cancellation, or of a material change in policy .terms.
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E. Assignment
Notwithstanding any other provision of this Agreement, neither this Agreement nor any duties or
obligations of CONTRACTOR under this Agreement may be assigned or subcontracted by
CONTRACTOR without the prior written consent of CITY, which CITY may withhold in its
sole and absolute discretion.
F. State and Federal Taxes
As CONTRACTOR is not CITY'S employee, CONTRACTOR shall be responsible for paying
all required state and federal taxes. Without limiting the foregoing, CONTRACTOR
acknowledges and agrees that:
• CITY will not withhold FICA (Social Security) from CONTRACTOR'S
payments;
C CITY will not make state or federal unemployment insurance contributions on
CONTRACTOR'S behalf,
• CITY will not withhold state or federal income tax from payment to
CONTRACTOR;
C CITY will not make disability insurance contributions on behalf of
CONTRACTOR;
• CITY will not obtain workers' compensation insurance on behalf of
CONTRACTOR.
ARTICLE 6. OBLIGATIONS OF CITY
A. Cooperation of City
CITY agrees to respond to all reasonable requests of CONTRACTOR and provide access, at
reasonable times following receipt by CITY of reasonable notice, to all documents reasonably
necessary to the performance of CONTRACTOR'S duties under this Agreement.
B. Assignment
CITY may assign this Agreement or any duties or obligations thereunder to a successor
governmental entity without the consent of CONTRACTOR. Such assignment shall not release
CONTRACTOR from any of CONTRACTOR'S duties or obligations under this Agreement.
ARTICLE 7. TERMINATION OF AGREEMENT
A. Sale of CONTRACTOR's Business/ Death of CONTRACTOR
CONTRACTOR shall notify CITY of the proposed sale of CONTRACTOR's business no later
than thirty (30) days prior to any such sale. CITY shall have the option of terminating this
Agreement within thirty (30) days after receiving such notice of sale. Any such CITY
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termination pursuant to this Article 7.A shall be in writing and sent to the address for notices to
CONTRACTOR set forth in Exhibit A, Subsection V.H., no later than thirty (30) days after
CITY' receipt of such notice of sale.
If CONTRACTOR is an individual, this Agreement shalt be deemed automatically terminated
upon death of CONTRACTOR.
B. Termination by City for Default of CONTRACTOR
Should CONTRACTOR default in the performance of this Agreement or materially breach any
of its provisions, CITY, at CITY'S option, may terminate this Agreement by giving written
notification to CONTRACTOR. For the purposes of this section, material breach of this
Agreement shall include, but not be limited to the following:
CONTRACTOR'S failure to professionally and/or timely perform any of the
services contemplated by this Agreement.
2. CONTRACTOR'S breach of any of its representations, warranties or covenants
contained in this Agreement.
CONTRACTOR shall be entitled to payment only for work completed in accordance with the
terms of this Agreement through the date of the termination notice, as reasonably determined by
CITY, provided that such payment shall not exceed the amounts set forth in this Agreement for
the tasks described on Exhibit C" which have been fully, competently and timely rendered by
CONTRACTOR. Notwithstanding the foregoing, if CITY terminates this Agreement due to
CONTRACTOR'S default in the performance of this Agreement or material breach by
CONTRACTOR of any of its provisions, then in addition to any other rights and remedies CITY
may have, CONTRACTOR shall reimburse CITY, within ten (10) days after demand, for any
and all costs and expenses incurred by CITY in order to complete the tasks constituting the scope
of work as described in this Agreement, to the extent such costs and expenses exceed the
amounts CITY would have been obligated to pay CONTRACTOR for the performance of that
task pursuant to this Agreement.
C. Termination for Failure to Make Agreed -Upon Payments
Should CITY fail to pay CONTRACTOR all or any part of the compensation set forth in Article
4 of this Agreement on the date due, then if and only if such nonpayment constitutes a default
under this Agreement, CONTRACTOR, at the CONTRACTOR'S option, may terminate this
Agreement if such default is not remedied by CITY within thirty (30) days after demand for such
payment is given by CONTRACTOR to CITY.
D. Transition after Termination
Upon termination, CONTRACTOR shall immediately stop work, unless cessation could
potentially cause any damage or harm to person or property, in which case CONTRACTOR shall
cease such work as soon as it is safe to do so. CONTRACTOR shall incur no further expenses in
connection with this Agreement. CONTRACTOR shall promptly deliver to CITY all work done
toward completion of the services required hereunder, and shall act in such a manner as to
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facilitate any the assumption of CONTRACTOR's duties by any new CONTRACTOR hired by
the CITY to complete such services.
ARTICLE S. GENERAL PROVISIONS
A.. Amendment & Modification
No amendments, modifications, alterations or changes to the terms of this Agreement shall be
effective unless and until made in a writing signed by both parties hereto.
B. Americans with Disabilities Act of 1990
Throughout the term of this Agreement, the CONTRACTOR shall comply fully with all
applicable provisions of the Americans with Disabilities Act of 1990 ( "the Act ") in its current
form and as it may be amended from time to time. CONTRACTOR shall also require such
compliance of all subcontractors performing work under this Agreement, subject to the
prohibition against assignment and subcontracting contained in Article 5 above. The
CONTRACTOR shall defend with counsel acceptable to CITY, indemnify and hold harmless the
CITY OF GILROY, its officers, employees, agents and representatives from and against all suits,
claims, demands, damages, costs, causes of action, losses, liabilities, expenses and fees,
including without limitation reasonable attorneys' fees, that may arise out of any violations of
the Act by the CONTRACTOR, its subcontractors, or the officers, employees, agents or
representatives of either.
C. Attorneys' Fees
If any action at law or in equity, including an action for declaratory relief, is brought to enforce
or interpret the provisions of this Agreement, the prevailing party will be entitled to reasonable
attorneys' fees, which may be set by the court in the same action or in a separate action brought
for that purpose, in addition to any other relief to which that party may be entitled.
D. Captions
The captions and headings of the various sections, paragraphs and subparagraphs of the
Agreement are for convenience only and shall not be considered nor referred to for resolving
questions of interpretation.
E. Compliance with Laws
The CONTRACTOR shall keep itself informed of all State and National Paws and all municipal
ordinances and regulations of the CITY which in any manner affect those engaged or employed
in the work, or the materials used in the work, or which in any way affect the conduct of the
work, and of all such orders and decrees of bodies or tribunals having any jurisdiction or
authority over the same. Without limiting the foregoing, CONTRACTOR agrees to observe the
provisions of the Municipal Code of the CITY OF GILROY, obligating every contractor or
subcontractor under a contract or subcontract to the CITY OF GILROY for public works or for
goods or services to refrain from discriminatory employment or subcontracting practices on the
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basis of the race, color, sex, religious creed, national origin, ancestry of any employee, applicant
for employment, or any potential subcontractor.
F. Conflict of Interest
CONTRACTOR certifies that to the best of its knowledge, no CITY employee or office of any
public agency interested in this Agreement has any pecuniary interest in the business of
CONTRACTOR and that no person associated with CONTRACTOR has any interest that would
constitute a conflict of interest in any manner or degree as to the execution or performance of
this Agreement.
G. Entire Agreement
This Agreement supersedes any and all prior agreements, whether oral or written, between the
parties hereto with respect to the rendering of services by CONTRACTOR for CITY and
contains all the covenants and agreements between the parties with respect to the rendering of
such services in any manner whatsoever. Each party to this Agreement acknowledges that no
representations, inducements, promises or agreements, orally or otherwise, have been made by
any party, or anyone acting on behalf of any party, which are not embodied herein, and that no
other agreement, statement or promise not contained in this Agreement shall be valid or binding.
No other agreements or conversation with any officer, agent or employee of CITY prior to
execution of this Agreement shall affect or modify any of the terms or obligations contained in
any documents comprising this Agreement. Such other agreements or conversations shall be
considered as unofficial information and in no way binding upon CITY.
The Agreement includes this Agreement for Services, Exhibit A (Specific Provisions), Exhibit B
(Scope of Services), Exhibit C (Payment Schedule), and Exhibit D (End User License
Agreement).
H. Governing Law and Venue
This Agreement shall be governed by and construed in accordance with the laws of the State of
California without regard to the conflict of laws provisions of any jurisdiction. The exclusive
jurisdiction and venue with respect to any and all disputes arising hereunder shall be in state and
federal courts located in Santa Clara County, California.
I. Notices
Any notice to be given hereunder by either party to the other shall be in writing, via electronic .
mail or first -class mail, postage prepaid with return receipt requested. Mailed notices shall be
addressed to the parties at the addresses appearing in Exhibit "A ", Section V.H. but each party
may change the address by written notice in accordance with this paragraph. Notices delivered
personally will be deemed delivered as of actual receipt; mailed notices will be deemed delivered
as of three (3) days after mailing.
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J. Partial Invalidity
If any provision in this Agreement is held by a court of competent jurisdiction to be invalid, void
or unenforceable, the remaining provisions will nevertheless continue in full force without being
impaired or invalidated in any way.
K Time of the Essence
All dates and times referred to in this Agreement are of the essence.
L. Waiver
CONTRACTOR agrees that waiver by CITY of any one or more of the conditions of
performance under this Agreement shall not be construed as waiver(s) of any other condition of
performance under this Agreement.
M. Execution in Counterparts
This Agreement may be executed in one or more counterparts. Each counterpart will be original,
but all such counterparts will constitute a single instrument.
Executed at Gilroy, California, on the date and year first above written.
CONTRACTOR:
[ I 11 Te
By:
Name: Brad AO nske
Title: Director of Sales M V
mcuraH vMUM
Yy�rO�.w.nr�
Social Security or Taxpayer
Identification Number 47- 5384753
Approved as to Form
IL
City Attorney
CITY:
CITY OF GILROY
By:
Name: Gabriel A. Gonzalez
Title: City Administrator
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EXHIBIT "A"
SPECIFIC PROVISIONS
I. PROJECT MANAGER
CONTRACTOR shall provide the services indicated on the attached Exhibit "B ", Scope of.
Services ( "Services "). (All exhibits referenced are incorporated herein by reference.) To
accomplish that end, CONTRACTOR agrees to assign Amit Sharma who will act in the capacity
of Project Manager, and who will personally direct such Services.
Except as may be specified elsewhere in this Agreement, CONTRACTOR shall famish all
technical and professional services including labor, material, equipment, transportation,
supervision and expertise to perform all operations necessary and required to complete the
Services in accordance with the terms of this Agreement.
II. NOTICE TO PROCEED /COMPLETION OF SERVICE
A. NOTICE TO PROCEED
CONTRACTOR shall commence the Services upon delivery to CONTRACTOR of a written
"Notice to Proceed ", which Notice to Proceed shall be in the form of a written communication
from designated City contact person(s). Notice to Proceed may be in the form of e-mail, fax or
letter authorizing commencement of the Services. For purposes of this Agreement, Daniel
Aldridge shall be the designated City contact person(s). Notice to Proceed shall be deemed to
have been delivered upon actual receipt by CONTRACTOR or if otherwise delivered as
provided in the Section V.H. ( "Notices ") of this Exhibit "A ".
B. COMPLETION OF SERVICES
When CITY determines that CONTRACTOR has completed all of the Services in accordance
with the terms of this Agreement, CITY shall give CONTRACTOR written Notice of Final
Acceptance, and CONTRACTOR shall not incur any further costs hereunder. CONTRACTOR
may request this determination of completion when, in its opinion, it has completed all of the
Services as required by the terms of this Agreement and, if so requested, CITY shall make this
determination within two (2) weeks of such request, or if CITY determines that CONTRACTOR
has not completed all of such Services as required by this Agreement, CITY shall so inform
CONTRACTOR within this two (2) week period.
III. PROGRESS SCHEDULE
The schedule for performance and completion of the Services will be as set forth in the attached
Exhibit "B" (Scope of Work).
IV. PAYMENT OF FEES AND DIRECT EXPENSES
Payments shall be made to CONTRACTOR as provided for in Article 4 of this Agreement.
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Direct expenses are charges and fees not included in Exhibit "B ". CITY shall be obligated to
pay only for those direct expenses which have been previously approved in writing by CITY.
CONTRACTOR shall obtain written approval from CITY prior to incurring or billing of direct
expenses.
Copies of pertinent financial records, including invoices, will be included with the submission of
billing(s) for all direct expenses.
V. OTHER PROVISIONS
A. STANDARD OF WORKMANSHIP
CONTRACTOR represents and warrants that it has the qualifications, skills and licenses
necessary to perform the Services, and its duties and obligations, expressed and implied,
contained herein, and CITY expressly relies upon CONTRACTOR'S representations and
warranties regarding its skills, qualifications and licenses. CONTRACTOR shall perform such
Services and duties in conformance to and consistent with the standards generally recognized as
being employed by professionals in the same discipline in the State of California.
Any plans, designs, specifications, estimates, calculations, reports and other documents famished
under this Agreement shall be of a quality acceptable to CITY. The minimum criteria for
acceptance shall be a product of neat appearance, well- organized, technically and grammatically
correct, checked and having the maker and checker identified. The minimum standard of
appearance, organization and content of the drawings shall be that used by CITY for similar
purposes.
B. RESPONSIBILITY OF CONTRACTOR
CONTRACTOR shall be responsible for the professional quality, technical accuracy, and the
coordination of the Services furnished by it under this Agreement. CONTRACTOR shall not be
responsible for the accuracy of any project or technical information provided by the CITY. The
CITY'S review, acceptance or payment for any of the Services shall not be construed to operate
as a waiver of any rights under this Agreement or of any cause of action arising out of the
performance of this Agreement, and CONTRACTOR shall be and remain liable to CITY in
accordance with applicable law for all damages to CITY caused by CONTRACTOR'S negligent
performance of any of the services furnished under this Agreement.
C. RIGHT OF CITY TO INSPECT RECORDS OF CONTRACTOR
CITY, through its authorized employees, representatives or agents, shall have the right, at any
and all reasonable times, to audit the books and records (including, but not limited to, invoices,
vouchers, canceled checks, time cards, etc.) of CONTRACTOR for the purpose of verifying any
and all charges made by CONTRACTOR in connection with this Agreement. CONTRACTOR
shall maintain for a minimum period of three (3) years (from the date of final payment to
CONTRACTOR), or for any longer period required by law, sufficient books and records in
accordance with standard California accounting practices to establish the correctness of all
charges submitted to CITY by CONTRACTOR, all of which shall be made available to CITY at
the CITY's offices within five (5) business days after CITY's request.
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D. CONFIDENTIALITY OF MATERIAL
All ideas, memoranda, specifications, plans, manufacturing procedures, data (including, but not
limited to, computer data and source code), drawings, descriptions, documents, discussions or
other information developed or received by or for CONTRACTOR and all other written and oral
information developed or received by or for CONTRACTOR and all other written and oral
information submitted to CONTRACTOR in connection with the performance of this Agreement
shall be held confidential by CONTRACTOR and shall not, without the prior written consent of
CITY, be used for any purposes other than the performance of the Services, nor be disclosed to
an entity not connected with the performance of the such Services. Nothing furnished to
CONTRACTOR which is otherwise known to CONTRACTOR or is or becomes generally
known to the related industry (other than that which becomes generally known as the result of
CONTRACTOR'S disclosure thereon shall be deemed confidential. CONTRACTOR shall not
use CITY'S name or insignia, or distribute publicity pertaining to the services rendered under
this Agreement in any magazine, trade paper, newspaper or other medium without the express
written consent of CITY.
E. NO PLEDGING OF CITY'S CREDIT.
Under no circumstances shall CONTRACTOR have the authority or power to pledge the credit
of CITY or incur any obligation in the name of CITY.
F. OWNERSHIP OF MATERIAL.
All material including, but not limited to, computer information, data and source code, sketches,
tracings, drawings, plans, diagrams, quantities, estimates, specifications, proposals, tests, maps,
calculations, photographs, reports and other material developed, collected, prepared (or caused to
be prepared) under this Agreement shall be the property of CITY, but CONTRACTOR may
retain and use copies thereof subject to Section V.D of this Exhibit "A ".
CITY shall not be limited in any way in its use of said material at any time for any work,
whether or not associated with the City project for which the Services are performed. However,
CONTRACTOR shall not be responsible for, and City shall indemnify CONTRACTOR from,
damages resulting from the use of said material for work other than PROJECT, including, but
not limited to, the release of this material to third parties for work other than on PROJECT.
G. NO THIRD PARTY BENEFICIARY.
This Agreement shall not be construed or deemed to be an agreement for the benefit of any third
party or parties, and no third party or parties shall have any claim or right of action hereunder for
any cause whatsoever.
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H. NOTICES.
Notices are to be sent as follows:
CITY: Daniel Aldridge
City of Gilroy
7351 Rosanna Street
Gilroy, CA 95020
CONTRACTOR: Brad Adamske
Smart Utility Systems
19900 MacArthur Blvd
Irvine, CA 92612
FEDERAL FUNDING REQUIREMENTS.
❑ If the box to the left of this sentence is checked, this Agreement involves federal
funding and the requirements of this Section V.I. apply.
® If the box to the left of this sentence is checked, this Agreement does not involve
federal funding and the requirements of this Section V.I. do not apply.
DBE Program
CONTRACTOR shall comply with the requirements of Title 49, Part 26, Code of Federal
Regulations (49 CFR 26) and the City- adopted Disadvantaged Business Enterprise programs.
2. Cost Principles
Federal Acquisition Regulations in Title 48, CFR 31, shall be used to determine the allowable
cost for individual items.
3. Covenant against Contingent Fees
The CONTRACTOR warrants that he/she has not employed or retained any company or person,
other than a bona fide employee working for the CONTRACTOR, to solicit or secure this
Agreement, and that he /she has not paid or agreed to pay any company or person, other than a
bona fide employee, any fee, commission, percentage, brokerage fee, gift or any other
consideration, contingent upon or resulting from the award or formation of this Agreement. For
breach or violation of this warranty, the Local Agency shall have the right to annul this
Agreement without liability or, at its discretion, to deduct from the agreement price or
consideration, or otherwise recover, the full amount of such fee, commission, percentage,
brokerage fee, gift or contingent fee.
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Exhibit B
Scope of Services
1.1. Product/Implementation Scope
The functional scope of the implementation will include the following modules and capabilities of the SUS
Software:
Conservation
QUO
Connect Me
6j__
My Acco u t
IM
Usage
Compare
V - __
Notifncations
"1
Administration Portal
Investigation Work
Management
Mobile module that allows customers to view their Water Efficiency Score,
See Rebates and Savings Tips, and Enroll in Programs.
Allows customers to Report Water Waste and Other Violations to Utility
and to connect with them via Phone or email.
Utility customers can view and manage service account information
including billing, payment, and communication preferences.
Graphs and charts illustrating consumption, historical comparisons, and
rate plan.
Allows customers the ability to compare historical usage rates to current
consumption, similar properties, average users, and other characteristics
. as defined by Utility.
Real time 2 -way communication between customer and utility via
messages such as outage updates and service requests from Utility pushed
via web portal, email, and push notifications.
The Gilroy administration dashboard for reports, and analytics with the
capabilities to download and /or export data to PDF and MS Excel.
Administrator dashboard to configure messages and to change rules real -
time.
Receive investigation work order information, capture evidence, and
complete work orders
conservation Calculate Water Efficiency Score based on customer segment spedfic
Analytfcs benchrnarks, identify high value target customers for conservation
programs, and track conservation program performance based on usage
6
reduction at customer level.
Violations and
Reporting Identify and track violations based on customer and utility fieldworker
reports, and meter analysis for investigation, and issue notices to
customers.
1.2. Home Water Report Mailings
1. Four - color, including return envelope and postage - (quantity 10,000 monthly).
1.3. Installation Support and Integration
The SUS team will install all listed software modules in the SUS cloud along with integrations with the Client
systems as listed below:
1. Utility Billing System: Daily file transfer using Secure FTP or API access for customer information
2. Meter Data: Monthly File transfer based batch process using secure FTP for monthly meter reads and
daily batch process or API access for AM] system reads
We will require Client's functional and technical resources on as- needed basis to ensure end- to -end system
integration and data mapping.
1.4. Not in Scope
Any other modules standard to SUS products that not specifically listed in above scope sections. Any
enhancement or change to SUS baseline products. Any integrations for data exchange with Client systems not
explicitly listed above.
2. Project Duration and Timeline
The estimated timeline for this engagement is 14 calendar weeks (13 week implementation + 1 week training and
stabilization). Within two weeks of receiving written authorization, the SUS team will begin scheduling the work
sessions associated with the tasks detailed below.
3. Deliverables
The following deliverables are anticipated as a result of the implementation activities in scope of this SOW.
mapping
Applkatlon Walkthrough
specifications incorporated into the software package for this
Document
d. Third -parry APIs
SUS will provide weekly updates to the client on the overall status of
Weekly Project Status
1. Infrastructure
2. Module Configuration
3. Integration with
Setup /Ready
a. Configure test data
customer data and
User Acceptance Test
Acceptance Test scripts which the Client personnel can utilize to
b. Customer portal and
access
Configuration
SUS will provide user manuals for the in -scope Software projects. These
mobile configumbon.
user guides will help Client's customers to easily understand the
workflow and functionality of each module.
c. Utility anali/tics (WiC.?)
Platform configuration
d. SMW Configuration
1. Functional /integration
2. User Acceptance Test
3. Training
Testing complete for all
(UAT)
a. Application
Testing
a. UAT Scripts complete
walkthrough
b. UAT complete
session
b. Document end user
Guides
1. Execute Go -Live plan
2. Production Verification
2. Production ilve and
Deployment
Test
delivery of User
Guides
3. Deliverables
The following deliverables are anticipated as a result of the implementation activities in scope of this SOW.
4. Escalation
SUS will escalate issues in the following order, if they remain unresolved at the previous level:
Gilroy Project Manager (TED) 1 Day TBD
The Application Walkthrough Doc wlill summarize the standard product
Applkatlon Walkthrough
specifications incorporated into the software package for this
Document
implementation.
SUS will provide weekly updates to the client on the overall status of
Weekly Project Status
the project. This report will include the details of the tasks
Report
accomplished for the current week, planned for next week, any
changes to scope and risks involved, if any.
SUS will be responsible to provide the Client the detailed User
User Acceptance Test
Acceptance Test scripts which the Client personnel can utilize to
(UAT) Scripts
validate the functionality per the requirements.
SUS will provide user manuals for the in -scope Software projects. These
End User Guide
user guides will help Client's customers to easily understand the
workflow and functionality of each module.
4. Escalation
SUS will escalate issues in the following order, if they remain unresolved at the previous level:
Gilroy Project Manager (TED) 1 Day TBD
Gilroy will escalate issues in the following order, if they remain unresolved at the previous level:
— _--------- -- ..__ *. _..__..
Director 1 Days anvt.sharma @smartusys.com
Brad Adamske —Sales Director, SUS 3 Days brad.adamske @smartusys.om
5. Change Control
1. The following process will be followed if a change to this Statement of Work or project plan is
required:
2. A Project Change Request (PCR) will be the vehicle for communicating change. The PCR must describe
the change, the rationale for the change and the effect the change will have on the
Project. Additionally, the PCR must also provide a recap of the original estimated resources and
costs, revised estimated resources and costs and associated cost savings or expenditures.
3. The designated Project Manager of the requesting party will review the proposed change and
determine whether to submit the request to the other party.
4. Both Project Managers will review the proposed change and agree to take steps to implement it,
recommend it for further investigation, or reject it.
5. SUS and client will specify any changes to the fees as per agreed rate in this Statement of Work for
such investigation. A Change Order must be signed by authorized representatives from both parties in
order to revise the Statement of Work.
6. License, Fees, and Payment Terms
First Year Fees:
SCM *Annual User Licenses (14,000Licenses) i
Investigation Work Management (5 Licenses)
Smart Water IQAnalyft (5 Licenses)
Annual Maintenance Fee
Home Water Report Print Fees (Qty approx 10,000
monthly)
One -time Implementation Fee
Hosting Fee on Cloud
Total First Year Fee
*Plus applicable printing fees
$5,600 Invoiced upon signing of'SOW
Included
N/A
Included
N/A
Included
N/A
$0.724 each
Invoiced quarterly
$4,000
Invoiced upon completion of UAT
Included
N/A
$9,600*
Payment Schedule: Gilroy agrees to make all payments to SUS within thirty (30) calendar days after receipt of
invoice. Invoices not paid in full within such time shall be subject to a late fee of 1.5% or the maximum
allowed under the law— whichever is less
Scope Changes: For any items or activities that may cause the fixed fee above to be exceeded for reasons that
are beyond SUS's control, SUS will notify Client in advance and obtain written approval in the form of a PCR
pursuant to Section 6 above, executed by the Client's authorized signatory.
Restrictions: The above fees are for the a core software license, core software implementation, and mailings
only and do not include any third party options such as SMS text message notifications, additional language
support beyond English, and live online customer support features.
7. Estimated Travel and Expenses: Expenses for travel, room, board, and other direct expenses will be submitted
to Client for reimbursement at actual cost as incurred.
8. Risks and Assumptions
1. Client will provide a response to reasonable SUS information needs and any needed review of
project- relevant documents within two (2) business days.
2. Key personnel at Client that are designated as such by Client will be made available to SUS as required
during the Project Phases.
3. Client will provide onsite workspace for three (3) SUS resources with internet connectivity.
4. All documents will be jointly reviewed with Client staff prior to submission by SUS for formal
acceptance by Client.
5. SUS mobile applications will be made available for M and Android.
6. Client data will be provided to SUS for products integration before start of Configuration Phase. The
configuration phase requires necessary datasets for module configuration. These data sets will be
provided in a flat file format sent and captured through SFTP protocol.
7. The Scope of Work is binding if authorized, and any changes to the Scope of Work must be made and
agreed to in writing by SUS and Client.
8. Gilroy agrees to ensure Integration access with its billing, payment, and hardware systems where
applicable. Failure to obtain such availability and /or access from any such billing provider shall not
affect Gilroy's obligations under this Statement of Work.
9. Client fully acknowledges and understands that any customization to standard features and
functionality as described in this Statement of Work will be assessed by SUS and may impact any
approved budget and /or schedule. Client will have sole discretion to determine whether to proceed
with such customizations.
9. CitherTerms
Subject to the restrictions in this Agreement, SUS shall own any general skills, know -how, expertise, ideas,
concepts, methods, techniques, processes, software, materials or other information which may have been
discovered, created, developed or derived by SUS either prior to or as a result of its provision of Services
under this Agreement. SUS' Confidential information (as defined below) belongs exclusively to SUS. Client will
have a non - exclusive, nontransferable license to use SUS' Confidential information for Client's own internal
use and only for the purposes for which they are delivered to the extent that they form part of the
Deliverables.
All Deliverables are solely for Client's internal use and benefit. Client shall not authorize any third party ( "Third
Party) to rely upon any of the Deliverables without SUS' prior written consent. SUS accepts no liability or
responsibility to any Third Party who benefits from or uses the Software or the Deliverables. Because SUS
accepts no liability to third parties with respect to the Services and Deliverables, Client agrees to indemnify
and hold SUS harmless from and against any and all Third Party claims, suits and actions, and all associated
damages, settlements, losses, liabilities, costs, and expenses, including without limitation reasonable
attorney's fees, arising from or relating to the Software implementation Services and /or Deliverables under
this Agreement, except to the extent finally determined to have resulted from the gross negligence or
intentional misconduct of SUS relating to such Services and /or Deliverables.
10. Software Licensing
All licensing terms for end users shall be governed by the attached End User License Agreement which is
hereby incorporated by reference as Exhibit D below.
EXHIBIT "C"
PAYMENT SCHEDULE
Each payment to be invoiced and paid upon completion of specific job through the end of the
fiscal year,
First Year Fees:
SCMO Annual User Licenses (14,000 Licenses)
Investigation Work Management (S Licenses)
Smart Water iQ Analytics (S Licenses)
Annual Maintenance Fee
Invoiced upon signing
Included N/A
Included N/A
Included N/A
Home Water Report Print Fees (Qty. approx.
10,000 monthly) $0.724 each Invoiced quarterly
One -time Implementation Fee $4,000 Invoiced upon completion of UAT
Hosting Fee on Cloud Included N/A
Total First Year Fee $9,600*
*Plus applicable printing fees
Payment Schedule: Gilroy agrees to make all payments to SUS within thirty (30) calendar
days after receipt of invoice.
Scope Changes: For any items or activities that may cause the fixed fee above to be
exceeded for reasons that are beyond SUS's control, SUS will notify Client in advance
and obtain written approval in the form of a PCR pursuant to Section 6 above, executed by
the Client's authorized signatory.
Restrictions: The above fees are for the a core software license, core software
implementation, and mailings only and do not include any third party options such as SMS
text message notifications, additional language support beyond English, and live online
customer support features.
4819- 9321- 9892v3 -5-
MBRANSONT4706091
Exhibit D
END -USER LICENSE AGREEMENT (°EULA ")
This End -User License Agreement (this "Agreement") is entered into as of August 1, 2016
(the "Effective Date ") by and between Smart Energy Systems, LLC, a California limited liability
company and parent company of Smart Utility Systems, Inc. with offices at 19900 MacArthur
Blvd., Suite 370, Irvine, CA 92612 ( "Licensor "), and the City of Gilroy ("Customer").
RECITALS
Licensor provides a software application known as SWiQT" (the "Software "), and the parties have
agreed that Licensor will provide the Software to Customer and also provide the Customer with
maintenance services related to the Software. Therefore, in consideration of the mutual
covenants, terms, and conditions set forth below and in any relevant exhibits or documents, the
adequacy of which is hereby acknowledged, the parties agree as follows:
TERMS AND CONDITIONS
1. DEFINITIONS. The following capitalized terms shall have the following meanings whenever
used in this Agreement.
1.1. "Documentation" means the Software's standard user manuals and any other
accompanying documents related to the Software delivered to Customer during
Implementation.
1.2. "Implementation" means the process for gathering requirements, configuring, testing,
training, and integrating the Software for Customer's use, as set forth in a Statement of
Work.
1.3. "Initial Term" means three (3) years from the date the Software is made available for use,
with such a date otherwise defined as "Go Live /Launch" in an applicable Statement of
Work.
1.4. "Software" means Licensor's SWi(X' software in source code and object code format.
1.5. "Specifications" means Licensor's Software functionality, as set forth in an applicable
Statement of Work.
1.6. "Term" means the Initial Term (as defined above) and any applicable renewal term(s).
1.7. "Upgrades" is defined in Section 3.1 below.
2. LICENSES & DELIVERY.
4-
2.1. License. Licensor hereby grants Customer a nonexclusive license to use and make available
the Software to Customer's utility users and /or employees during the Term, subject to
Section 2.2 below.
2.2. Restrictions on Software Rights. Software transferred pursuant to this Agreement is
licensed, not sold, and Customer receives no title to or ownership of any copy or of the
Software itself. Furthermore, Customer receives no rights to the Software other than those
specifically granted in Section 2.1 above. Without limiting the generality of the foregoing,
Customer shall not: (a) modify, create derivative works from, distribute, publicly display,
publicly perform, or sublicense the Software; (b) allow third parties to exploit the Software;
or (c) reverse engineer, decompile, or attempt to derive any of the Software's source code.
3. MAINTENANCE.
3.1. Provision of Maintenance: Licensor shall maintain the Software as follows during the Term:
(a) Licensor will routinely update the Software to address any security updates, bug fixes,
or responsiveness matters quarterly or as is required pursuant to Section 3.2 below.
Licensor will update the Software to add any new features or functions, incorporate
any improved process changes, and /or implement any performance- enhancing
modifications annually, if applicable ( "Upgrades ").
(b) Should an Upgrade be required pursuant to Section 3.2 below, Licensor will promptly
notify the Customer of any downtime and provide confirmation once functionality is
restored pursuant to the terms therein.
(c) Upon delivery to Customer, each Upgrade will constitute an element of the Software
and will be subject to this Agreement's terms regarding Software, including, without
limitation license, warranty, and indemnity terms.
3.2. Service Levels: Licensor shall exercise reasonable efforts to achieve the following service
performance targets:
(a) Severity Classification
(i) Severity 1— Critical business impact with no alternative
(ii) Severity 2 — High business impact with complicated alternative
(iii) Severity 3 —Minimal business impact with alternatives
(iv) Severity 4— Cosmetic Issues or documentation issues
-2-
(b) Service performance targets are set against system availability, problem resolution
times, and follow up. Performance and reporting against such targets shall be as
follows:
(i) System Availability: Normal Business Hours 99.95%
(ii) Problem Resolution Time:
Severity 1- within 4 Normal Business hours
95%
Severity 2 - within 8 Normal Business hours
90%
Severity 3 - within 40 Normal Business', hours
80%
Severity 4 —within 80 Normal Business hours
70%
(iii) Follow—Up:
Severity 1- hourly update
99%
Severity 2 - daily update
99%
Severity 3 - monthly update
99%
Severity 3 — monthly update
99%
(c) SUS will measure and report on the Service performance targets on a monthly basis.
4. FEES.
4.1. All implementation fees, software licensing fees, and other applicable fees are set out in
the Agreement for Services between Licensor Smart Utility Systems and Customer City of
Gilroy and the accompanying Exhibit B (Scope of Services).
S. IP & FEEDBACK.
5.1. IP Rights in the Software. Licensor retains all right, title, and interest in and to the
Documentation and Software, including without (limitation Upgrades, except to the extent
of the limited licenses specifically set forth in Section 2.1 (Licenses). Customer recognizes
that the Software and its components are protected by copyright and other laws. Customer
shall not (and shall not allow or cause any third party to) reverse engineer, disassemble,
alter, or otherwise translate the Software, Documentation, or Upgrades.
5.2. Feedback. Customer hereby grants Licensor a perpetual, irrevocable, unrestricted,
worldwide license to use any Feedback (as defined below) Customer communicates to
Licensor during the Term, without compensation or any obligation to report on such use.
Such rights shall include, without limitation, the right to exploit Feedback in any way and
the right to grant sublicenses. Notwithstanding the provisions of Article 6 (Confidential
Information) below, Feedback will not be considered Customer's Confidential Information.
( "Feedback" refers to any suggestion or idea for modifying any of Licensor's products or
-3-
services, including all intellectual property rights therein.)
6. CONFIDENTIAL INFORMATION.
6.1. Confidential Information. Defined. "Confidential Information" refers to the following types
of material or content one party to this Agreement ( "Discloser') discloses to the other
( "Recipient "): (a) any information Discloser marks or designates as "Confidential" at the
time of disclosure; and (b) any other nonpublic, sensitive information disclosed by Discloser
including, but not limited to code, inventions, know -how, business, technical, and financial
information, or other information which should reasonably be known by the Recipient to be
confidential at the time it is disclosed, due to the nature of the information and the
circumstances surrounding such disclosure. Notwithstanding the foregoing, Confidential
Information does not include information that: (i) is in Recipient's possession at the time of
disclosure; (ii) is independently developed by 'Recipient without use of or reference to
Confidential Information; (iii) becomes known publicly, before or after disclosure, other
than as a result of Recipient's improper action or inaction; or (iv) is rightfully obtained by
Recipient from a third party without breach of any confidentiality obligations.
6.2. Nondisclosure. Recipient shall not use Confidential Information for any purpose other than
to facilitate this Agreement (the "Purpose "). Recipient: (a) shall not disclose Confidential
Information to any employee or contractor of Recipient unless such person needs access in
order to facilitate the Purpose and executes a nondisclosure agreement with Recipient with
terms no less restrictive than those of this Article 6; and (b) shall not disclose Confidential
Information to any third party without Disclosers prior written consent. Notwithstanding
the foregoing, Recipient shall protect Confidential Information with the same degree of
care it uses to protect its own confidential information, but with no 'less than reasonable
care. Recipient shall promptly notify Discloser of any misuse or misappropriation of
Confidential Information that comes to Recipient's attention. Notwithstanding the
foregoing, Recipient may disclose Confidential Information as required by applicable law or
by proper legal or governmental authority. Recipient shall give Discloser, prompt notice of
any such ilegal or governmental demand and reasonably cooperate with Discloser in any
effort to seek a protective order or otherwise to contest such required disclosure, at
Discloser's expense.
6.3. Iniunction. Recipient agrees that breach of this Article 6 would cause Discloser irreparable
injury, for which monetary damages would be inadequate, and in addition to any other
remedy, Discloser will be entitled to injunctive relief against such breach or threatened
breach, without proving actual damage.
6.4. Termination & Return. With respect to each item of Confidential Information, the
obligations of Section 6.2 above (Nondisclosure) will terminate three (3) years from the
expiration of this Agreement. Upon such termination, Recipient shall return all copies
(excepting one (1) copy archived for purposes of Recipient's back -up processes) of
Confidential Information to Discloser or certify, in writing, the destruction thereof.
lis
6.5. Retention of Rights. This Agreement does not transfer ownership of Confidential
Information or grant a license thereto. Discloser will retain all right, title, and interest in and
to all Confidential Information.
7. REPRESENTATIONS & WARRANTIES.
7.1. From Licensor.
(a) Re: Function. Licensor represents and warrants that, during the Term, the Software will
perform materially in accordance with its Specifications and pursuant to the service
level targets in Section 3.2 above.
(b) Re: IP Rights in the Software. Subject to the next sentence, Licensor represents and
warrants that it owns the Software, and has the power and authority to grant the rights
in this Agreement without the further consent of any third party. Licensor's
representations and warranties in the preceding sentence do not apply to the extent
that the infringement arises out of any of the conditions listed in Subsections 8.1(a)
through 8,1(e) below. In the event of a breach of the warranty in this Subsection 7.1(b),
Licensor, at its own expense, will promptly take the following actions: (i) secure for
Customer the right to continue using the Software; (ii) replace or modify the Software
to make it non - infringing, provided such modification or replacement will not
materially degrade any functionality listed in the Specifications; or (iii) refund the
prorated Licensee Fee paid for the Software for every month remaining in the Term,
following the date after which Customer is required to cease use of the Software. In
conjunction with Customer's right to terminate for breach where applicable and the
provisions of Section 8.1 below (Indemnified Claims), the preceding sentence states
Licensor's sole obligation and liability, and Customer's sole remedy, for breach of the
warranty in this Subsection 7.1(b) and for potential or actual infringement by the
Software.
7.2. From Both Parties. Each party represents and warrants that it has the full right and
authority to enter into, execute, and perform its obligations under this Agreement and that
no pending or threatened claim or litigation known to it would have a material adverse
impact on its ability to perform as required hereunder.
7.3. Warranty Disclaimers. Except for the express warranties in Sections 7.1 and 7.2 above,
LICENSOR MAKES NO WARRANTIES, EITHER EXPRESS OR IMPLIED, INCLUDING WITHOUT
LIMITATION ANY IMPLIED WARRANTY OF MERCHANTABILITY OR FITNESS FOR A
PARTICULAR PURPOSE. Licensor does not warrant that the Software will perform without
error or that it will run without immaterial interruption. Licensor provides no warranty
regarding, and will have no responsibility for, any claim arising out of: (a) a modification
of the Software made by anyone other than Licensor, unless Licensor approves such
modification in writing; or (b) use of the Software in combination with any operating
-5-
system not authorized or specifically forbidden in the Specifications or Documentation or
with hardware or software. Notwithstanding this disclaimer, LICENSOR warrants the
standard of its workmanship as provided in Exhibit A, Section V -A.
8. INDEMNIFICATION.
8.1. Indemnified Claims. Licensor shall defend and indemnify Customer and its officers,
directors, shareholders, parents, subsidiaries, agents, successors, and assigns against any
"Indemnified Claim," meaning any third party claim, suit, or proceeding arising out of,
related to, or alleging infringement of any patent, copyright, trade secret, or other
intellectual property right by the Software. Licensors obligations set forth in this Section
8.1 do not apply to the extent that an Indemnified Claim arises out of: (a) Customer's
breach of this Agreement; (b) revisions to the Software made without Licensor's written
consent; (c) Customer's failure to incorporate Upgrades that would have avoided the
alleged infringement, provided Licensor offered such Upgrades without charges not
otherwise required pursuant to this Agreement; (d) Licensor's modification, of Software in
compliance with Customer's specifications; (e) unauthorized use of the software by third
parties; or (f) use of the Software with hardware or software not provided by or approved
of by Licensor.
8.2. Litigation & Additional Terms. Licensor's obligations pursuant to Section 8.1 above will be
excused to the extent that Customer's or any of Customer's Associates' failure to provide
prompt notice of the Indemnified Claim or reasonably to cooperate materially prejudices
the defense. Licensor will control the defense of any Indemnified Claim, including appeals,
negotiations, and any settlement or compromise thereof, provided Customer wile have the
right, not to be exercised unreasonably, to reject any settlement or compromise that
requires that it admit wrongdoing or liability or subjects it to any ongoing affirmative
obligations.
9. LIMITATION OF LIABILITY.
9.1. Liability Cap. Licensor's liability arising out of or related to this Agreement shall in no event
exceed the 'Licensing Fee paid by Customer within the twelve (12) months preceding the
claim.
9.2. Exclusion of Consequential Damages. IN NO EVENT WILL LICENSOR BE LIABLE TO
CUSTOMER FOR ANY CONSEQUENTIAL, INDIRECT, SPECIAL, INCIDENTAL, OR PUNITIVE
DAMAGES ARISING OUT OF OR RELATED TO THIS AGREEMENT.
9.3. Clarifications & Disclaimers. THE LIABILITIES LIMITED BY THIS ARTICLE 9 APPLY REGARDLESS
OF THE FORM OF ACTION, WHETHER IN CONTRACT, TORT, STRICT PRODUCT LIABILITY, OR
OTHERWISE; EVEN IF LICENSOR IS ADVISED IN ADVANCE OF THE POSSIBILITY OF THE
DAMAGES IN QUESTION AND EVEN IF SUCH DAMAGES WERE FORESEEABLE; AND EVEN IF
CUSTOMER'S REMEDIES FAIL OF THEIR ESSENTIAL PURPOSE. If applicable law limits the
M2
application of the provisions of this Section 9, Licensor's liability will be limited to the
maximum, extent permissible by law. For the avoidance of doubt, Licensor's liability limits
apply to Licensor's affiliates, licensors, agents, sponsors, directors, officers, employees,
consultants, and other representatives.
9.4. Exceptions to Limitation of Liability. Sections 9.1 (Liability Cap) and 9.2 (Exclusion of
Consequential Damages) above do not apply to: (a) claims pursuant to Article 8 above
(Indemnification); or (b) claims for attorneys' fees and other litigation costs recoverable by
the prevailing party in any action.
10. TERMINATION.
10.1. Termination for Cause. Either party may terminate this Agreement if the other party (a) fails
to cure any material breach within thirty (30) days after written notice of such breach; or
(b) ceases operation without a successor.
10.2. Effects of Termination. Upon termination of this Agreement, Customer shall cease all use of
the Software and delete, destroy, or return all copies of the Documentation in its
possession or control. The following provisions will survive termination, or expiration of this
Agreement: (a) any obligation of Customer to pay fees incurred before termination; (b)
Articles and Sections 2.2 (Restrictions on Software Rights) 5 (IP & Feedback), 6 (Confidential
Information), 7.2 (Warranty Disclaimers), 8 (Indemnification), and 9 (Limitation of Liability);
and (c) any other provision herein that must survive to fulfill its essential purpose.
11. MISCELLANEOUS.
11.1. Independent Contractors. The parties are independent contractors and will so represent
themselves in all regards. Neither party is the agent of the other, and neither may make
commitments on the other's behalf.
11.2.Taxes. Fees in Section 4.1 above do not include any applicable taxes. Customer shall be
solely responsible in the event any authority imposes a duty, tax, levy, or fee (excluding
those based on Licensor's net income) upon the Software as supplied by Licensor under this
Agreement.
11.3. Notices. Notices ,pursuant to this Agreement shall be made in writing and sent to the
addresses in the preamble of this Agreement. Such notices will be deemed received at such
addresses upon the earlier of (a) actual receipt or (b) delivery in person, by electronic
delivery to an authorized representative, or by certified mail return receipt requested.
11.4. Force Maieure. No delay, failure, or default, other than a failure to pay fees, will constitute
a breach of this Agreement to the extent caused by acts of war, terrorism, earthquakes,
other acts of God or of nature, strikes or labor disputes, embargoes, or other causes
beyond the performing party's reasonable control.
-7-
11.5-Assignment & Successors. Customer may not assign this Agreement or any of its rights or
obligations hereunder without Licensor's written consent. Except to the extent forbidden in
this Section 11.5, this Agreement will be binding upon and inure to the benefit of the
parties' respective successors and assigns.
11.6.Severability. To the extent permitted by law, the parties waive any provision of law that
would render any clause of this Agreement invalid or unenforceable. In the event that a
provision herein is held to be invalid or unenforceable, such provision will be interpreted to
fulfill its intended purpose to the maximum extent permitted by law, and the remaining
provisions of this Agreement will continue in full force and effect.
11.7.No Waiver. Neither party will be deemed to 'have waived any of its rights under this
Agreement by lapse of time or by any statement or representation other than by an
authorized representative in an explicit written waiver. No waiver of a breach hereof will
constitute a waiver of any other breach of this Agreement.
11.8. Construction. The parties agree that the terms of this Agreement result from negotiations
between them. This Agreement will not be construed in favor of or against either party by
reason of authorship.
AMENDMENT. THIS AGREEMENT MAY ONLYBE AMENDED IN WRITING BY AUTHORIZED
REPRESENTATIVES OF EACH PARTY.
am
-7
CERTIFICATE OF LIABILITY INSURANCE I DATE
PRODUCER THIS CERTIFICATION 15 ISSUED AS A MAWrR OF INFORMATION
Such Coast Insurance ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE
215 Pier Ave SteD HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR
Hermosa Beach, CA 90264 ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW.
310 - 318.1655 F- 310. 318.1660. CMs ®beachcoestlnsurence.cam ',INSURERS AFFORDING. COVERAGE I NAIC-
Smart Utility Systems Inc
19900 MacArthur Elvd
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THE POLICIES OF INSURANCE LISTED BELOW HAVE BFXN ISSUED TO THE INSURED NAMED ABOVE FOR THE 'POLICY PERIOD INDICATED, NOTWITHSTANDING
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MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH
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Waivers of Subregatlon Included ax Workers Compensation, Gonaml Liability, Umbrella and Auto coverage. GC forms hLduded,
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7351 Rosanne Street NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, HUTFALURE 7000 00 SHAD
Gilroy, CA 95020 IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER ITS AOMN79 OR
POLICY NUMBER: ZLP- 91M6029 -A Smart Utility Systems Inc.
Date: 0 811 612 01 6
COMMERCIAL GENERAL LIABILITY
CPA CGA 2410 07
THIS ENDORSEMENT CHANGES THE POLICY. PLEASE READ IT CAREFULLY.
ADDITIONAL INSURED - OWNERS, LESSEES OR CONTRACTORS
(FORM B)
This endorsement modifies insurance provided under the following:
COMMERCIAL GENERAL-LIABILITY COVERAGE PART SCHEDULE
Additional Insured(s):
The City of Gilroy, Its officers, agents and employees, are named as additional Insureds
(If no entry appears above, the Information required to complete this endorsement will be shown In the Declara0ons as
ayynaauin w unb unuumemerrL)
A. Section II - Who Is An Insured is amended to Include as an additional Insured the
person(s) or organizations) shown in the Schedule, but only with respect to liability
for "bodily Injury," "property damage" or "personal and advertising Injury" caused, in
whole or in part, by.
1. Your acts or omissions; or
2. The acts or omissions of those acting on your behalf
In the performance of your ongoing operations for the additional Insured(s) at the
location(s) designated above.
Any other Insurance maintained by the City of Gilroy shall be excess and not
contributing with the insurance provided by this policy.
Said policy shall not terminate nor shall it be cancelled or reduced until thirty (30)
days after written notice to the city.
CPA cGA2410 07